System and method for secure three-party communications

ABSTRACT

A system and method for communicating information between a first party and a second party, comprising the steps of receiving, by an intermediary, an identifier of desired information and accounting information for a transaction involving the information from the first party, transmitting an identifier of the first party to the second party, and negotiating, by the intermediary, a comprehension function for obscuring at least a portion of the information communicated between the first party and the second party. The data transmission may be made secure with respect to the intermediary by providing an asymmetric key or direct key exchange for encryption of the communication between the first and second party. The data transmission may be made secure with respect to the second party by maintaining the information in encrypted format at the second party, with the decryption key held only by the intermediary, and transmitting a secure composite of the decryption key and a new encryption key to the second party for transcoding of the data record, and providing the new decryption key to the first party, so that the information transmitted to the first party can be comprehended by it.

RELATED APPLICATIONS

The present application is a continuation of U.S. patent applicationSer. No. 10/106,138, filed Mar. 25, 2002, now U.S. Pat. No. 7,181,017,which is a continuation of U.S. patent application Ser. No. 11/676,244,filed Feb. 16, 2007, now U.S. Pat. No. 7,869,591, the entirety of eachof which is expressly incorporated herein by reference.

FIELD OF THE INVENTION

The present invention relates to the field of secure communications, andmore particularly to multiparty communications supporting transactionalaccounting.

BACKGROUND OF THE INVENTION

Computerized records and database are employed in many industries.Often, the information is made available subject to usage rightslimitations. For example, copyright information is generally controlledby the copyright owner, such that copying is controlled or prohibitedafter publication. In a digital environment, each transmission of thecontent results in a form of copying, such that a copyright owner cannotimpose a strict prohibition on all forms of copying while promotingdigital use of the content. Thus, the publisher or content owner seeksto apply rules that provide appropriate compensation. In otherinstances, the issue is not content, but rather security and privacy. Inthese cases, the rules limit access based on an authorization, which maybe express or implied.

Conceptually, implementation of an economic permission and securitypermission based access control systems are similar. In fact, securitybased access control systems often include logs and audit trails, whichare similar to the accounting databases associated with economicpermission systems. Thus, many issues raised by these systems aresimilar.

Computer and information system security is currently an importantissue. With the proliferation of computers and computer networks intoall aspects of business and daily life—entertainment, financial,medical, education, government, and communications—the concern oversecure file access and communications privacy is growing.

Publicly accessible secure database systems pose significant securityproblems. Attempts to achieve high levels of technical invulnerabilitymay lead to practical problems, system weaknesses and security holes.Passwords may be written near access terminals. Security tokens can bestolen or misplaced. Users may share supposedly secret information.Administration capability bypasses normal security protocols. Securesystems may be built on insecure platforms. Therefore, it is desirableto maintain private information in secure format, without relying ontrust of any party who does not require access to the privateinformation, up to a point where it is used by the intended recipient ofthe information.

The liability or risks involved in holding or communicating privateinformation can well exceed the value of the storage or communicationsservices. Therefore, even in the case of a trusted party,indemnification or insurance may be inefficient or insufficient meansfor addressing these risks or liabilities. Rather, where considerablerisk or liability arises from unauthorized disclosure of theinformation, the storage or communication of the information mustinvolve an efficient scheme that will minimize the risk of disclosure.Therefore, an intermediary in a transaction preferably handles onlyencrypted data, and need not be trusted to maintain the privacy of theunderlying message. While two-party encryption is well known, schemesare not well developed for providing third party involvement, whereinthe third party plays a requisite role in the transaction but which neednot be trusted with access to the information or the cryptographic key.

A number of communications systems and methods are known for dealingwith three-party communications, for example, where a third partyprovides ancillary services to support the communications, such asauthentication, accounting, and key recovery. Often, the nature of thesecommunications protocols places the third party (or group of thirdparties) in a position of trust, meaning that the third party orparties, without access to additional information, can gain access toprivate communications or otherwise undermine transactional security orprivacy.

Transactions for which third party support may be appropriate includedistribution of private medical records, communication of digitalcontent, and anonymous proxy services.

Another aspect of three party communications is that it becomes possibleto two (or more) parties to hold portions of a secret or a key to obtainthe secret, without any one party alone being able to access the secret.For example, Silvio Micali has developed a mature Fair Encryption schemein which a number of trustees collaborate to hold portions of a key usedto secure privacy of a communication between two principals, but whomust act together to gain access to the secret. In Micali's FairEncryption scheme, however, cooperation of neither of the principalparties to the communication is required in order to access the secret.The third party trustees, as a group, are trusted with a secret. Thebasis for this trust is an issue of factual investigation. The MicaliFair Encryption scheme does, however, provide a basis for the generationand use of composite asymmetric encryption keys. See, Eyal Kushilevitz,Silvio Micali & Rafael Ostrovsky, “Reducibility and Completeness inMulti-Party Private Computations”, Proc. of 35th FOCS, pp. 478-489,1994, expressly incorporated herein by reference.

The Micali Fair Encryption scheme does not, however, allow communicationof a secret in which only one party gains access to the content, and inwhich the third party or parties and one principal operate only onencrypted or secret information. These system is discussed in furtherdetail below.

See: S. Micali. Fair Public-Key Cryptosystems. Advances inCryptology—Proceedings of CRYPTO'92 (E. F. Brickell, ed.) Lecture Notesin Computer Science 740, SpringerVerlag (1993) pages 113-138; S Micali,Fair cryptosystems, MIT Technical Report, MIT/LCS/TR-579, November 1993,MIT Laboratory for Computer Science, November 1993.

Encryption Technologies

Encryption technologies, particularly public key encryption systems,seek to minimize some of these weaknesses by reducing the need to sharesecrets amongst participants to a secure or private communication.Typical public key encryption technologies, however, presume that a pairof communications partners seek to communicate directly between eachother, without the optional or mandatory participation of a third party,and, in fact, are designed specifically to exclude third partymonitoring. Third parties, however, may offer valuable services to theparticipants in a communication, but existing protocols for involvementof more than two parties are either inefficient or insecure.

Traditional encryption algorithm schemes rely on use of one or morefinite keys which are provided to an algorithm which generates a datastring which is apparently random, called pseudorandom, but which can bepredicted based on a knowledge of both the algorithm and the key(s),allowing extraction of a superimposed data message. Optimality of analgorithm for a given set of circumstances is based on a number offactors, and therefore many different cryptographic schemes coexist.Essentially, the key should be sufficiently long and stochastic that anextraordinarily long period of time would be necessary to attempt abrute force attack on the algorithm, while only a reasonable amount oftime is required to generate keys, encrypt and decrypt messages. Inaddition, the key should be sufficiently long that observation ofpseudorandom (encrypted) datastreams does not permit one to determinethe key to the algorithm.

Public Key Encryption is a concept wherein two keys are provided. Thekeys form a pair, such that a message encrypted with one key of the pairmay be decrypted only by the corresponding key, but knowledge of thepublic key does not impart effective knowledge of the private key.Typically, one of the keys is made public, while the other remainssecret, allowing use for both secure communications and authentication.Communications may include use of multiple key pairs, to providebilateral security. The public key pair may be self-generated, andtherefore a user need not transmit the private key. It must, however, bestored.

The basis for Diffie Hellman and RSA-type public key encryption methodsis the large disparity in computational complexity between decryptingthe public key created cipher text with the public key encryptionprivate key, which is very rapid and simple to do, and working throughthe possibilities without the key, which takes a very long time throughall known means. The systems are theoretically secure because thecombination of the public key and the source information generate thistheoretically long time to factor the possibilities without requiringthe public key encryption private key to be known by the sender.

Modern public-key data encryption was originally suggested by Diffie andHellman, “New Directions In Cryptography,” I.E.E.E. Transactions onInformation Theory (November 1976) (the disclosure of which is herebyincorporated by reference), and was further developed by Ronald L.Rivest, Adi Shamir, and Leonard M. Adleman: “A Method for ObtainingDigital Signatures and Public-Key Cryptosystems,” Communications of theACM 21, 2 (February 1978), 120-126 (the disclosure of which is herebyincorporated by reference). See also, U.S. Pat. No. 4,351,982, expresslyincorporated herein by reference.

The basic reason for public-key encryption system is to ensure both thesecurity of the information transferred along a data line, and toguarantee the identity of the transmitter and to ensure the inability ofa receiver to “forge” a transmission as being one from a subscriber onthe data line. Both of these desired results can be accomplished withpublic-key data encryption without the need to maintain a list of secretkeys specific to each subscriber on the data line, and without requiringthe periodic physical delivery or the secure electronic transmission ofsecret keys to the various subscribers on the data line.

According to the Diffie Hellman scheme, two hosts can create and share asecret key without ever communicating the key. Each host receives the“Diffie-Hellman parameters”. A prime number, ‘p’ (larger than 2) and“base”, ‘g’, an integer that is smaller than ‘p’. The hosts eachsecretly generate their own private number, called ‘x’, which is lessthan “p−1”. The hosts next generate a respective public key, ‘y’. Theyare created with the function: y=g^(X) Mod p. The two hosts now exchangetheir respective public keys (‘y’) and the exchanged numbers areconverted into a secret key, ‘z’ by the following function: z=y^(x) Modp. ‘z’ can now be used as an encryption key in a symmetric encryptionscheme. Mathematically, the two hosts should have generated the samevalue for ‘z’, since according to mathematical identity theory,z=(g ^(x) Mod p)^(x′) Mod p=(g ^(x′)(Mod p)^(x) Mod p.

A method of public-key encryption developed by Rivest, Shamir & Adelman,and now generally referred to as RSA, is based upon the use of twoextremely large prime numbers which fulfill the criteria for the“trap-door, one-way permutation.” Such a permutation function enablesthe sender to encrypt the message using a non-secret encryption key, butdoes not permit an eavesdropper to decrypt the message bycrypto-analytic techniques within an acceptably long period of time.This is due to the fact that for a composite number composed of theproduct of two very large prime numbers, the computational timenecessary to factor this composite number is unacceptably long. A bruteforce attack requires a sequence of putative keys to be tested todetermine which, if any, is appropriate. Therefore a brute force attackrequires a very large number of iterations. The number of iterationsincreases geometrically with the key bit size, while the normaldecryption generally suffers only an arithmetic-type increase incomputational complexity.

In the RSA encryption algorithm, the message (represented by a number M)is multiplied by itself (e) times (called “raising (M) to the power(e)”), and the product is then divided by a modulus (n), leaving theremainder as a ciphertext (C): C=M^(e) mod n. In the decryptionoperation, a different exponent, (d) is used to convert the ciphertextback into the plain text: M=C^(d) mod n. The modulus (n) is a compositenumber, constructed by multiplying two prime numbers, (p) and (q),together: n=p*q. The encryption and decryption exponents, (d) and (e),are related to each other and the modulus (n) in the following way:d=e⁻¹ mod((p−1)(q−1)). The RSA ciphertext is thus represented by theexpression C=M^(e) mod n. The associated decryption function is M=C^(d)mod n. Therefore, M=C^(d) mod n=(M^(e) mod n)^(d) mod n, indicating thatthe original message, encrypted with one key, is retrieved as plain textusing the other key. To calculate the decryption key, one must know thenumbers (p) and (q) (called the factors) used to calculate the modulus(n).

The RSA Algorithm may be divided, then, into three steps:

(1) key generation: in which the factors of the modulus (n) (the primenumbers (p) and (q)) are chosen and multiplied together to form (n), anencryption exponent (e) is chosen, and the decryption exponent (d) iscalculated using (e), (p), and (q).

(2) encryption: in which the message (M) is raised to the power (e), andthen reduced modulo (n).

(3) decryption: in which the ciphertext (C) is raised to the power (d),and then reduced modulo (n). Micali, U.S. Pat. Nos. 6,026,163 and5,315,658, expressly incorporated herein by reference, teach a number ofsplit key or so-called fair cryptosystems designed to allow a secret keyto be distributed to a plurality of trusted entities, such that theencrypted message is protected unless the key portions are divulged byall of the trusted entities. Thus, a secret key may be recovered,through cooperation of a plurality of parties. These methods wereapplied in three particular fields; law enforcement, business auctions,and financial transactions.

Essentially, the Micali systems provide that the decryption key is splitbetween a number (n) of trusted entities, meeting the followingfunctional criteria: (1) The private key can be reconstructed givenknowledge of all n of the pieces held by the plurality of trustedentities; (2) The private key cannot be guessed at all if one only knowsless than all (<n−1) of the special pieces; and (3) For i−1, . . . n,the i^(th) special piece can be individually verified to be correct. Thespecial pieces are defined by a simple public algorithm which itselfexploits the difficulty in factoring large numbers as a basis forasymmetric security.

Electronic Medical Records

In the field of medical care, accuracy of collected data is ofsignificant importance. Erroneous data, whether collected manually orautomatically, presents the possibility of an erroneous diagnosis ortreatment. Prior accumulated data about the patient may be relevant tofuture diagnosis and treatment. Therefore, preservation and availabilityof accurate medical records remains an important part of the modernhealth care system.

The art of medical record keeping has developed over centuries ofmedical practice to provide an accurate account of a patient's medicalhistory. Record keeping in medical practice was developed to helpphysicians, and other healthcare providers, track and link individual“occurrences” between a patient and a healthcare provider. Eachphysician/patient encounter may result in a record including notes onthe purpose of the visit, the results of physician's examination of thepatient, and a record of any drugs prescribed by the physician. If, forexample, the patient were referred to another clinic for additionaltesting, such as a blood analysis, this would form a separate medicalencounter, which would also generate information for the medical record.

Over the years, paper medical records have evolved from individualpractitioners' informal journals to the current multi-author,medical/legal documents. These paper records serve as the informationsystem on which modern medical practice is based. While the paper-basedmedical record system has functioned well over many decades of use, ithas several shortcomings. First, while a paper-based record system canadequately support individual patient-physician encounters, it iscumbersome to use as a source of pooled data for large-scale analysis.While the medical data in the paper-based records is substantial, theability to adequately index, store and retrieve information from thepaper-based mechanisms prevents efficient analysis of the data. Thus,paper medical records could be a rich source of information forgenerating new knowledge about patient care, if the data could beaccessed on a large scale. Second, each portion of the paper-basedrecord is generated and kept at the site of the medical service. Hence,the total record is fragmented among many sites. Consequently, access byoff-site physicians is less than optimal. The inability to access acomplete medical record in a short period of time presents problems bothfor individual care and group care of patients. Thus, electronic medicalrecords (EMRs) have been developed to facilitate storage, retrieval,communication and use of the valuable patient medical historyinformation, both for the particular patient and for studies of patientpopulations.

While there have been attempts to develop computer databasearchitectures capable of storing and retrieving medical recordinformation which reconcile physicians' desires for maintaining a formatof unstructured medical information with database requirements forhighly structured data storage, these systems provide an inadequateinfrastructure for the efficient transmission, use and securityprotection of the data.

Medical information poses significant challenges to knowledge managementsystems. Medical information presently includes file types includingvarious media types, including numeric data, text, scanned text images,scanned graphic images, sound (e.g., phonocardiography and dictation),high resolution images (radiology) and video (ultrasonic imaging andfluoroscopy). The medical records for an individual may, over time, growto multiple megabytes or even gigabytes of data, and advanced medicaltechniques promise to increase the volume of available data. Theserecords come from a number of different medical service providers, andmay be stored in geographically disparate locations. Often, a newmedical service provider will seek to review all appropriate previousmedical records for a patient. Further, in third party reimbursementsituations, the third party indemnitor will seek to review records inconnection with billed services. These various data types and associatedinformation storage systems are not standardized, impeding efficiency ofsharing and communicating the data.

Medical records often include data that is intensely personal, includingpersonal data such as sexual habits, drug abuse, psychologicaldisorders, family histories, genetics, terminal diseases, injuries, andthe like. This personal information is revealed to, or generated by,treating medical professionals on a presumption of absolute privilegeheld by the patient. The adoption of electronic medical record systemsshould not impair this presumption. Thus, while there are legitimatereasons for transmitting medical information files, such transmissionmust be secure, limited to appropriate circumstances and to authorizedrecipients.

Indeed, while the private medical information technically cannot bedisclosed without the consent of the patient, since at least the time ofHippocrates, the medical institutions that hold this information guardit jealously. Thus, privacy considerations may make it difficult toobtain collaboration between medical institutions in the ongoingtreatment of a patient. While there are important legitimate uses formedical data, there is also a substantial possibility for abuse of thedata and the associated trust relationship between patient and medicalcare provider represented therein. Presently, laws and regulations havebeen promulgated (but not yet effective) regulating electronic medicalrecords.

Typically, in a hospital medical information system, informationrelating to patients in a database is generated and used by users havinga variety of roles, including doctors and medical professionals ofvarious specialties, nurses, therapists of various types,paraprofessionals, social workers, clinical laboratories, and bedsidedevices (which may automatically generate or receive patientinformation). In addition, medical information is used, but typicallynot generated by, pharmacies, administrators, lawyers, insurers orpayors, and other parties. Because of the many types of caregivers andother data users, the idea of role-based access is appropriate;basically, medical professionals of different types will require accessto various subsets of the medical record. For example, typically theprimary care physician and certain consults will require full access.

One scheme for increasing the portability of medical records is toprovide personal data storage devices, for example in credit card formatoptical storage medium. These devices, however, present a security risk,since it cannot be presumed that the patient will be able to provideconsent to the use of the information when required; thus, accesscontrols must necessarily be compromised. Further, the informationcarrier can be lost, unavailable or stolen.

SUMMARY OF THE INVENTION

The present invention provides a system, method and business model forconducting transactions involving private information wherein anintermediary performs a requisite function with respect to thetransaction without requiring the intermediary to be trusted withrespect to the private information or cryptographic keys forcommunicated information. This system and method employ securecryptographic schemes, which reduce the risks and liability forunauthorized disclosure of private information, while maintainingefficient and robust transactions.

The system and method according to the present invention provide a basisfor a set of business models, in which the third party accounts forsecure data transactions, by maintaining a critical logical function indata communication. Thus, during each such transaction, the intermediarymay force or require a financial accounting for the transaction.Further, by exerting this control over the critical function outside thedirect communication channel, the intermediary maintains a lowcommunication bandwidth requirement and poses little risk of intrusionon the privacy of the secure communication. Further, the intermediarynever possesses sufficient information to unilaterally intercept anddecrypt the communication.

The present invention also provides a system and method for providingancillary services with respect to communicating information. Theseancillary services encompass, for example, applying a set of rulesgoverning an information communication transaction. For example, therules limit access based on recipient authentication, define a financialaccounting, role or class of an intended recipient, or establish otherlimits. These services may also include logging communications or assistin defining communications counter-parties. The access control isimplemented by an intermediary to the underlying transaction, whichfacilitates the transaction by removing the necessity for a direct andcontemporaneous communication with the equitable holder of a pertinentright for each transaction. The intermediary maintains a set ofright-associated rules, over which it may hold legal title. Theintermediary serves as a trustee, applying the rules on behalf of theequitable owner of the right. In order to enforce rights-basedrestrictions, the trustee may hold, associated with the rightsinformation, a key, for example an encryption key, necessary for accessor use of the information. This arrangement is termed herein a VirtualTrust, and the intermediary is therefore a termed Virtual Trustee.

According to the present invention, the Virtual Trustee is trusted toimplement the rules, but not necessarily trusted with access to, ordirect and sole access control over the information. According to apreferred embodiment, the Virtual Trustee, acting alone, cannot accessor eavesdrop on the private information or a communication streamincluding the information. Further, in accordance with the Micali splitkey escrow scheme, the Virtual Trustee may be implemented as a set ofentities, each holding a portion of a required key.

The present invention also provides enhancements to traditional securecommunications by providing involvement of a third party, orintermediary, who need not, and preferably does not, have access to thecommunicated information, while providing transaction-support servicesbetween the two parties involved in the communication. According to afurther embodiment of the invention, only one party to the communicationis privy to the secured information; the host for transmission of theinformation does not, as a part of the transaction, access theinformation itself.

Thus, the system according to the present invention provides a conduitfor the authorized transmission of records, such as medical records,while maintaining the security of the records against unauthorizedaccess. A preferred communications network is the Internet, a globalinterconnected set of public access networks, employing standardizedprotocols. Thus, the records may be transmitted virtually anywhere onearth using a single infrastructure. Alternately, private networks orvirtual private networks may be employed. In fact, as the systemaccording to the present invention gains ubiquity, a private networkmodel would be preferred, in order to increase security and allow thesystem to be tuned to the types of data and quality of service demandsmade by users.

An embodiment of the present invention involves the implementation anduse of a Virtual Trust, wherein an owner of rights in informationentrusts the application of a set of rules and/or limitations, to aVirtual Trustee. The Virtual Trustee implements these rules and/orlimitations, unless countermanded. One of the rules and/or limitationsmay be to seek input from the rights owner, if available.

According to one embodiment of the invention, a user provides to theintermediary necessary transactional information relating to privateinformation, in a manner that discloses little or no private informationto the intermediary. In like manner, private information may be suppliedto a user after the user has supplied necessary transactionalinformation to the intermediary, without in the process disclosing theprivate information to the intermediary. These techniques may beextended to allow personally identifying information to be removed froma communication by substitution with a non-personally identifying code,supplied by the intermediary. Again, this anonymous process may takeplace without providing the intermediary with the private information.

In some embodiments, the two principals to the communication remainanonymous with respect to each other, while in other instances, they areknown to each other. In the former case, a proxy is provided to avoiddivulging the address (e.g., logical or physical address) of therecipient, and, depending on communication protocol, the identity of thesender. The communication channel may remain secure between the twoprincipals, although the proxy becomes trusted with respect toidentities of the principals.

The intermediary may, as a matter of course, in the course of itsduties, implement a set of rules on behalf of a rights-holder for theinformation, and indeed communications structures and protocols may beestablished to force a critical portion of each subject communication topass through the intermediary.

Different rules may be applied, for example, based on the nature of theinformation, the role of the recipient, context of the informationrequest, and preferences of a rights-holder of the information.

One embodiment of the present invention encompasses monetarytransactions involving the information usage and/or communication.According to one embodiment, digital signatures may be employed inmonetary transactions that, after authentication, become anonymous.Thus, according to the present invention, a personally identifyingdigital signature may be substituted by the intermediary with ananonymous transaction or session identifier. In this case, while thetransaction becomes anonymous, it is not necessary for the intermediaryto be a direct party to the underlying exchange of value, and thus theintermediary does not necessarily become privy to the exchange details.

In a medical embodiment, for example, a patient may, within the scope ofavailable resources, define rules and procedures for access to his orher own medical records. Thus, the rules defined by a patient or recordowner may differ from those imposed by the repository medicalinstitution. A default set of rules may be provided which restrictsaccess to medical professionals who can demonstrate authorization, withdisclosure of particular transactional records limited according to therequestor's role or other set of rules. As trustee or agent for thepatient, the intermediary may also implement more or less restrictiverules as defined by the patient, and release records accordingly. Theintermediary may also implement a set of rules defined by the respectivecustodian medical institution in connection with its own internalprocessing or communications.

Presently, medical records typically include information that isintegral with a physical embodiment. For example radiological recordsare integrated into the film. The original medical record, embodied inits physical manifestation, is “owned” by the originating institution orprovider, subject to access control and copying requests by the patient.See, DeWitt et al, “Patient Information and Confidentiality”, Treatiseon Health Care Law, 16.01[3] (Kaufman et al., Eds., 1998). However, aselectronic medical records gain prominence, and the physicalmanifestation of the medical records is transformed into informationstored in a computer storage device, the medical record may ultimatelybe considered property of the patient, subject to retention of anon-distributable (or otherwise subject to limited rights) copy by theoriginating institution or provider. The present invention thereforeprovides a system through which a patient may exert various incidents ofownership over the electronic medical record, including access control,copying, retention, and accounting therefore. According to the presentinvention, this control may be exercised by entrusting the encryptionkey(s) for the electronic medical record with an intermediary, who actsunder the direction and authority of the patient. According to thepresent invention, the security and privacy scheme of the presentinvention may be employed to convey content to users while ensuringcompensation for rights-holders in the content.

According to the present invention, an architecture is provided whichallows accounting and implementation of various rules and limits oncommunications between two parties. Further, an intermediary becomes anecessary part of the negotiation for communication, and thus hasopportunity to apply the rules and limits.

Traditionally, medical records maintenance and upkeep have imposed asignificant cost and burden. While enterprises have evolved foroutsourcing of certain functions, these enterprises have notparticularly represented the interests of the patient, and rather serveas agents for the medical record custodian.

According to one embodiment of the present invention, each use of arecord may trigger an accounting/audit event, thus allowing finelygranular transactional records, that may reduce the risks of securityand privacy breach in connection with record transmission. Importantly,the present invention allows usage based financial accounting for theinformation, imposing a financial burden according to a value and/orconsumption of system resources. For example, the cost to a user couldbe a flat fee, depend on a number of factors, be automaticallycalculated, or relate to volume of usage.

In establishing a secure communications session between the user and theintermediary, it may be useful in some circumstances to employ achallenge-response authentication scheme, for example by passingmessages back and forth between the user and the intermediary, the userand the data repository, or the data repository and the intermediary.

According to the present invention, the user's “role” may be checked forconsistency with a set of role-based usage rules. The reported role maybe accepted, or verified with resort to an authentication database.Based on the role of the user and the identification of the content, theauthority of the user to receive records may be determined.

In one embodiment, a user is required to identify the specific recordssought, and therefore the authorization matrix representingcorrespondence of record content and user role may be associated witheach record, and verified by the data repository as a part of a localauthentication process prior to transmitting any portion of a record.Thus, the matrix may represent a metadata format describing the contentof the record and the level or type of authority of the User to accessthat record. This metadata may, of course, itself be privilegedinformation.

In the event that the distribution of metadata or its application at asite is impermissible, a separate metadata processing facility may beprovided. This facility may process the metadata in an anonymous indexformat, thus reducing or eliminating the risks or a privacy or securitybreach. The user authority matrix may be protected using the compositesession key format according to the present invention, and thereforemade secure even from the intermediary, which, in this case, maycommunicate the authority matrix and transactional request details tothe metadata processing facility using a composite of a User session keyand a Metadata session key. The results of the authorization may betransmitted directly from the metadata processing facility directly tothe data repository, in the form of a prefiltered specific recordrequest. The Intermediary may account for the transaction either on arequest-made basis, or communicate accounting information with the datarepository, for example to properly exchange required keys and completethe transaction.

The record indices may thus be maintained by entities privy to theprivate information, with results returned to the user, withoutrequiring any disclosure to the intermediary, or by entities insulatedfrom an association between a complete identification of the metadataand the content thereof. Preferably, the index entry for a recordincludes an identification of the location of the content record and aset of access rules, which are, for example, role based. Alternately,the intermediary may maintain the index locally and apply the respectiverules.

The role-based access rules are generally defined automatically based oncontextual and circumstantial data. Manual rules and edits may also besupported. Typically, a hierarchy is defined of data sensitivity, withthe most sensitive data provided with the highest level of restrictions.Typically, primary care providers have the highest level of access,while paraprofessionals and other support personnel have data on acontext-dependent requirements basis only. Further, non-professionalsmay be provided with data on a need-to-know basis only.

Other medical personnel have access to the record based on context androle. For example, a respiratory therapist might require access topulmonary and central vascular history records, as well as to abstractsof acute medical information, current pharmaceutical information,scheduling (e.g., for inpatient care), and specific notes directed tothe therapist, individually or as a part of a treatment group.

Thus, a past history of depression (resolved) in a patient admitted fora kidney stone would likely be communicated only to the primary carephysician and psychiatric treating professional, if any. Possibly, thisdata would be communicated to a pain management professional, if thepast history of depression had a pharmacological or drug abusecomponent. A surgical consultant, however, may be provided with theentire record. This data may also be deemed contextually irrelevant tothe acute treatment.

For example, a treating physician, an oncologist, may seek, on behalf ofa lung cancer patient, all radiologic studies of the chest over the pastthree months, as well as non-radiologic hospitalization records over thepast three years and summary notes of other medical or surgicalconsultations or treatments over three years. The request, as well as arole-based identification of the oncologist, are relayed to theIntermediary, which may process this data internally, or relay it to aseparate entity for processing. In the latter case, the information maybe completely blinded, according to the present invention, from theIntermediary. Initially, the instructions of the patient are recalledfrom a database, to indicate any specific or general restrictions placedon the release of data. An exemplary role-based access authenticationwould determine that a primary treating oncologist is indeed authorizedto receive radiological (chest) and recent hospitalization records.Further, the indices for the medical summary notes could be screened forpertinence criteria. Thus, information relating to a drug abuserehabilitation center visit might be restricted upon request of thepatient to mental health professionals. In this case, such privateinformation could be screened from the oncologist, likely with someindication of the restriction, allowing the oncologist to subsequentlyrequest authorization from the patient. If, on the other hand, therequesting professional was a nurse, the indication of restrictedinformation might not appear, since this indication itself might bedeemed a disclosure and the apparent need is lower.

In order to provide further security for the records and the use of thesystem, various techniques are available. For example, dummy contentrecords may be added to the database and index therefore. Any access ofthese records is presumably based on an attempt for unauthorized access.Thus, the existence of these records, with access tracking, allowsdetection of some unauthorized uses of the system. Another method ofsecuring the system is the use of steganographic techniques, for exampleembedding watermarks in audio and images, pseudorandom dot patterns inscanned page images, random insertion of spaces between words,formatting information, or the like, in text records. Therefore, recordsobtained through the system may be identified by their characteristicmarkings. In fact, every authorized record may be subjected to adifferent set of markings, allowing a record to be tracked from originalauthorized access to ultimate disposition. An explicit bar code,watermark or other type of code may also be provided on the document forthis purpose. It is noted that such markings cannot be implemented atthe point of transmission on encrypted data, and thus this type ofsecurity requires access to the raw content. However, this may beimplemented at the point of decryption, which may be in a sufficientlysecure environment. For example, a secure applet may be provided,employing a securely delivered session key, which processes records totest for existing watermarks and to add or substitute a new watermark.Thus, the present invention provides a system for the decryption andwatermarking of data, in a content (or content type)-specific manner. Anonline handshaking event may occur on decryption, to provideconfirmation of the process, and indeed may also authenticate the userof the system during decryption.

According to the present invention, asymmetric key encryption may beemployed to provide the establishment of secure communications channelsinvolving an intermediary, without making the intermediary privy to thedecryption key or the message. Thus, by transmitting only relativelyunprivileged information, such as respective public keys, theinformation and integrity of the system remains fairly secure.

In order to provide a three party transaction in which the intermediaryis a necessary party, the information sought to be transmitted issubjected to a secret incomprehension function (e.g., a cryptographic orsteganographic function) with the key known only to the intermediary.

In establishing the communication channel, the information is transcodedbetween a first comprehension function and a second comprehensionfunction without ever being publicly available.

Modulo arithmetic is both additive and multiplicative, thus, using thesame modulo n:(A ^(x) mod n·A ^(y) mod n)mod n=A ^(x+y) mod n;((A)mod n+(B)mod n)+mod n=(A+B)mod n.((A)mod n·(B)mod n)mod n=(A·B)mod n.(A ^(x) mod n)^(y) mod n=(A ^(y) mod n)^(x) mod n=A ^(xy) mod n

A preferred algorithm according to the present invention relies on themultiplicative property of modulo arithmetic; in other words, A mod B*Cmod B=(A*C)mod B. However, this property is not “reversible”, in thatknowledge of (A*C)mod B and either A or C does not yield the other,unless the product A*C is less than B, since the modulo function alwayslimits the operand to be less than the modulus value.

Thus, it is seen that in an RSA scheme, M=C^(d) mod n=(M^(e) mod n)^(d)mod n. Therefore, in order to communicate the intermediary privateinformation to the intended recipient, the recipient public key ‘e1’ andintermediary private key ‘d2’ are defined using the same modulus n,multiplied, and provided to the sender. At the sender, the ciphertextC2=M^(e2) Mod n, previously encrypted with the intermediary's public keye2, is subjected to the function: C1=C2 ^(d2e1) mod n=M^(e1) mod n. Therecipient may then apply its private key d1 do decrypt the message: M=C1^(d1) mod n.

It should be understood that the algorithm described herein representsmerely a portion of an RSA-type public key infrastructure, and thatgenerally all known techniques for preparing the message, maintaining apublic key directory, and the like, may be employed in conjunctiontherewith, to the extent not inconsistent. Thus, the transcodingalgorithm should be considered as a generally interchangeable part ofthe entire cryptographic system, which may be substituted in variousknown techniques, to achieve the advantages recited herein. In general,only small changes will be necessary to the systems, for example,accommodating the larger composite key length. It is also particularlynoted that there are a number of known barriers to exploits that areadvantageously employed to improve and maintain the security of thepresent system and method.

See, David Chaum, “Blind Signatures for Untraceable Payments”,Proceedings of Crypto 82, August 1982, p. 199-203. According to theChaum scheme, a server assists a user in decrypting a message withoutreleasing its secret key or gaining access to the encrypted message. Theuser communicates a symmetric function of the ciphertext to the server,which is then processed with the secret key, and the resulting modifiedciphertext returned to the user for application of an inverse to thesymmetric function. See, U.S. Pat. No. 6,192,472, expressly incorporatedherein by reference. This technique, however, requires a communicationof the complete message in various encrypted forms to and from theserver, a potentially burdensome and inefficient task, and is notadapted to communicate a secret file from a first party to a secondparty.

Various processors, and associated memory and network interface systems,are well known and available for use in conjunction with embodimentsherein. For example, Garay, et al, U.S. Pat. No. 6,192,472, incorporatedby reference supra, provides:

-   -   We model the communication among the servers by a completely        connected graph of authenticated links. For the purpose of this        description, we also assume a point-to-point communication link        between each of the users and every server. The servers V are        connected in a network, which may be an intranet (e.g., LAN,        WAN, etc.) or the Internet. In its preferred form, it is        contemplated that the invention will be implemented on the World        Wide Web (WWW). In such an environment, authenticated        communication can be realized through, for example, SSL.        Similarly, point-to-point communication can be realized in        various ways, and not necessarily through a direct connection.    -   In a specific implementation of the invention, the servers may        be IBM RS/6000 servers running the AIX operating system (IBM's        version of the UNIX operating system), but these servers may        also be mini-computers, such as IBM's AS/4000 computers, or        mainframe computers, such as IBM's ES/9000 enterprise series        computers. Other comparable computers of various other        manufactures may be used as well. Secure point-to-point        connections between servers may be provided by the Internet        secure protocol IPSec.

* * *

Specific Implementation

-   -   The storage system is composed by five servers, which we denote        as V₁ . . . V₅. These are high-end RS/6000 computer systems        running the AIX operating system. These computer systems have        large storage capabilities and high-performance features. We        assume that at most two of these servers can be corrupted (i.e.,        malfunctioning in any way) at any time.    -   The servers are connected by a secure point-to-point network;        that is, messages exchanged by two servers cannot be read or        modified by anybody. Such secure channels can be implemented        either physically or via cryptographic techniques.    -   The storage system (which we denote in its entirety with V) is        accessible to the users. A user U runs some software on a        low-end machine (like a personal computer (PC)) using a World        Wide Web (WWW) interface. Communication between U and V is via        the Internet. We require such communication also to be secure.        This can be achieved via protocols for secure transmission of        information over the Internet, such as SSL.        Arnold, U.S. Pat. No. 5,956,408, incorporated by reference        infra, states:

Many computer products and peripherals now have their own intelligence,separate from the computer itself, in the form of integratedmicroprocessors. These microprocessors use stored programs to providesome part of the device's function. For example, the IBM 4755Cryptographic Adapter is a device which includes a microprocessor,memory, and programming logic mounted on a printed circuit board.Functions are housed within a tamper-resistant module, or secured area,for protection, such as that discussed more fully in U.S. Pat. No.5,027,397, which is specifically incorporated herein by reference. TheIBM 4755 is a component of the IBM Transaction Security System,discussed in the IBM publication entitled “Transaction Security System:General Information Manual and Planning Guide” (GA34-2137-0), U.S. Pat.No. 5,048,085, and U.S. Pat. No. 5,148,481, which are specificallyincorporated herein by reference.

Typically, two kinds of memory are associated with thesemicroprocessors: permanent (unalterable or nonvolatile) memory for theprogram; and volatile memory for data used by the program. Permanentmemory is typically Read Only Memory (ROM), Programmable Read OnlyMemory (PROM), or Erasable Programmable Read Only Memory (EPROM).Volatile memory is typically a static or dynamic Random Access Memory(RAM), which loses all stored data when power is removed.

Newer technologies allow the designer to use memory which isnonvolatile, but reprogrammable. That is, memory in which the data canbe changed, but the contents are retained when the power is off. Severaltechnologies can be used to obtain these characteristics. Flash EPROM(FEPROM) permits areas of memory to be erased electronically and thenreprogrammed. Electrically Erasable PROM (EEPROM) permits individualbytes or bits to be rewritten much like RAM memory. ComplementaryMetal-Oxide Semiconductor (CMOS) RAM with battery back-up uses littlepower and retains RAM contents when system power is off.

Ginter et al., U.S. Pat. No. 5,982,891 discloses:

Secure Processing Unit (SPU)

-   -   The “VDE participants” may each have an “electronic appliance.”        The appliance may be or contain a computer. The appliances may        communicate over the electronic highway 108. FIG. 6 shows a        secure processing unit (“SPU”) 500 portion of the “electronic        appliance” used in this example by each VDE participant. SPU 500        processes information in a secure processing environment 503,        and stores important information securely. SPU 500 may be        emulated by software operating in a host electronic appliance.    -   SPU 500 is enclosed within and protected by a “tamper resistant        security barrier” 502. Security barrier 502 separates the secure        environment 503 from the rest of the world. It prevents        information and processes within the secure environment 503 from        being observed, interfered with and leaving except under        appropriate secure conditions. Barrier 502 also controls        external access to secure resources, processes and information        within SPU 500. In one example, tamper resistant security        barrier 502 is formed by security features such as “encryption,”        and hardware that detects tampering and/or destroys sensitive        information within secure environment 503 when tampering is        detected.    -   SPU 500 in this example is an integrated circuit (“IC”) “chip”        504 including “hardware” 506 and “firmware” 508. SPU 500        connects to the rest of the electronic appliance through an        “appliance link” 510. SPU “firmware” 508 in this example is        “software” such as a “computer program(s)” “embedded” within        chip 504. Firmware 508 makes the hardware 506 work. Hardware 506        preferably contains a processor to perform instructions        specified by firmware 508. “Hardware” 506 also contains        long-term and short-term memories to store information securely        so it can't be tampered with. SPU 500 may also have a protected        clock/calendar used for timing events. The SPU hardware 506 in        this example may include special purpose electronic circuits        that are specially designed to perform certain processes (such        as “encryption” and “decryption”) rapidly and efficiently.    -   The particular context in which SPU 500 is being used will        determine how much processing capabilities SPU 500 should have.        SPU hardware 506, in this example, provides at least enough        processing capabilities to support the secure parts of processes        shown in FIG. 3. In some contexts, the functions of SPU 500 may        be increased so the SPU can perform all the electronic appliance        processing, and can be incorporated into a general purpose        processor. In other contexts, SPU 500 may work alongside a        general purpose processor, and therefore only needs to have        enough processing capabilities to handle secure processes.    -   VDE Electronic Appliance and “Rights Operating System”    -   FIG. 7 shows an example of an electronic appliance 600 including        SPU 500. Electronic appliance 600 may be practically any kind of        electrical or electronic device, such as: a computer; a T.V.        “set top” control box; a pager; a telephone; a sound system; a        video reproduction system; a video game player; a “smart” credit        card;    -   Electronic appliance 600 in this example may include a keyboard        or keypad 612, a voice recognizer 613, and a display 614. A        human user can input commands through keyboard 612 and/or voice        recognizer 613, and may view information on display 614.        Appliance 600 may communicate with the outside world through any        of the connections/devices normally used within an electronic        appliance. The connections/devices shown along the bottom of the        drawing are examples: a “modem” 618 or other telecommunications        link; a CD ROM disk 620 or other storage medium or device; a        printer 622; broadcast reception 624; a document scanner 626;        and a “cable” 628 connecting the appliance with a “network.”        * * *        Electronic Appliance 600    -   An electronic appliance 600 provided by the preferred embodiment        may, for example, be any electronic apparatus that contains one        or more microprocessors and/or microcontrollers and/or other        devices which perform logical and/or mathematical calculations.        This may include computers; computer terminals; device        controllers for use with computers; peripheral devices for use        with computers; digital display devices; televisions; video and        audio/video projection systems; channel selectors and/or        decoders for use with broadcast and/or cable transmissions;        remote control devices; video and/or audio recorders; media        players including compact disc players, videodisc players and        tape players; audio and/or video amplifiers; virtual reality        machines; electronic game players; multimedia players; radios;        telephones; videophones; facsimile machines; robots; numerically        controlled machines including machine tools and the like; and        other devices containing one or more microcomputers and/or        microcontrollers and/or other CPUs, including those not yet in        existence.

FIG. 8 shows an example of an electronic appliance 600. This example ofelectronic appliance 600 includes a system bus 653. In this example, oneor more conventional general purpose central processing units (“CPUs”)654 are connected to bus 653. Bus 653 connects CPU(s) 654 to RAM 656,ROM 658, and I/O controller 660. One or more SPUs 500 may also beconnected to system bus 653. System bus 653 may permit SPU(s) 500 tocommunicate with CPU(s) 654, and also may allow both the CPU(s) and theSPU(s) to communicate (e.g., over shared address and data lines) withRAM 656, ROM 658 and I/O controller 660. A power supply 659 may providepower to SPU 500, CPU 654 and the other system components shown.

In the example shown, I/O controller 660 is connected to secondarystorage device 652, a keyboard/display 612, 614, a communicationscontroller 666, and a backup storage device 668. Backup storage device668 may, for example, store information on mass media such as a tape670, a floppy disk, a removable memory card, etc. Communicationscontroller 666 may allow electronic appliance 600 to communicate withother electronic appliances via network 672 or other telecommunicationslinks. Different electronic appliances 600 may interoperate even if theyuse different CPUs and different instances of ROS 602, so long as theytypically use compatible communication protocols and/or securitymethods. In this example, I/O controller 660 permits CPU 654 and SPU 500to read from and write to secondary storage 662, keyboard/display 612,614, communications controller 666, and backup storage device 668.

Secondary storage 662 may comprise the same one or more non-securesecondary storage devices (such as a magnetic disk and a CD-ROM drive asone example) that electronic appliance 600 uses for general secondarystorage functions. In some implementations, part or all of secondarystorage 652 may comprise a secondary storage device(s) that isphysically enclosed within a secure enclosure. However, since it may notbe practical or cost-effective to physically secure secondary storage652 in many implementations, secondary storage 652 may be used to storeinformation in a secure manner by encrypting information before storingit in secondary storage 652. If information is encrypted before it isstored, physical access to secondary storage 652 or its contents doesnot readily reveal or compromise the information.

Secondary storage 652 in this example stores code and data used by CPU654 and/or SPU 500 to control the overall operation of electronicappliance 600. For example, FIG. 8 shows that “Rights Operating System”(“ROS”) 602 (including a portion 604 of ROS that provides VDE functionsand a portion 606 that provides other OS functions) shown in FIG. 7 maybe stored on secondary storage 652. Secondary storage 652 may also storeone or more VDE objects 300. FIG. 8 also shows that the secure files 610shown in FIG. 7 may be stored on secondary storage 652 in the form of a“secure database” or management file system 610. This secure database610 may store and organize information used by ROS 602 to perform VDEfunctions 604. Thus, the code that is executed to perform VDE and otherOS functions 604, 606, and secure files 610 (as well as VDE objects 300)associated with those functions may be stored in secondary storage 652.Secondary storage 652 may also store “other information” 673 such as,for example, information used by other operating system functions 606for task management, non-VDE files, etc. Portions of the elementsindicated in secondary storage 652 may also be stored in ROM 658, solong as those elements do not require changes (except when ROM 658 isreplaced). Portions of ROS 602 in particular may desirably be includedin ROM 658 (e.g., “bootstrap” routines, POST routines, etc. for use inestablishing an operating environment for electronic appliance 600 whenpower is applied).

FIG. 8 shows that secondary storage 652 may also be used to store code(“application programs”) providing user application(s) 608 shown in FIG.7. FIG. 8 shows that there may be two general types of applicationprograms 608: “VDE aware” applications 608 a, and Non-VDE awareapplications 608 b. VDE aware applications 608 a may have been at leastin part designed specifically with VDE 100 in mind to access and takedetailed advantage of VDE functions 604. Because of the “transparency”features of ROS 602, non-VDE aware applications 608 b (e.g.,applications not specifically designed for VDE 100) can also access andtake advantage of VDE functions 604.

According to an embodiment of the present invention, a source privy tothe communication employs a public key encryption paradigm to requirethat for comprehension of an encrypted message, at least two keys arerequired, with all of the predefined keys being required to decrypt themessage, and with no apparent relation between the keys, makingprediction of one key part difficult or impossible based on thecorresponding other key part(s) and the ciphertext message. Thus, atleast three parties must cooperate to transmit a message, the sender,the recipient, and a third party holding a necessary key part. Thisresults in an ability to audit and log communications without givingaccess to confidential information to the auditor. This also facilitateseconomic transactions, since the communication of the missing keyinformation provides an opportunity for a mandatory third partyaccounting.

According to the present invention, the holders of key parts are notequal parties to the transaction. Rather, one party acts as the intendedrecipient, who must “procure” the remaining private key parts in orderto use the information. This procedure allows the entity that transmitsthe information to be assured that the transmission will be secure, evenwith respect to a trusted third party, while ensuring that the intendedrecipient must cooperate with the intended third party. For example, thethird party receives a fee or other value for this interaction, and isable to log the identity of the intended recipient and time of thetransaction. In many instances, for example access to medicalinformation, this allows a third party to authenticate informationrequests, apply access rules, and log transactions, on behalf ofpatients or medical institutions, without itself handling the sensitiveinformation. The health care institution, on the other hand, can achievecompliance with regulations protecting the privacy of medical recordswhile providing portability thereof, without increasing its staff orbreaching security protocols. Patients, meanwhile, employ a third partyfor authenticating requests for medical information, logging access, andimplementing various rules and limitations.

Using this scheme, the original ciphertext encryption key and recipientprivate key need never be disclosed, and thus may each be retained foruse over an extended period. The session encryption key, however, willvary with each message.

It is noted that, since the intermediary holds the decryption key forthe record, it may, in exceptional circumstances and in cooperation withthe repository, decrypt the plaintext message. Therefore, it is seenthat, even if a user fails to meet all access rules (one of which maybe, for example, the express consent of the patient), the desiredinformation is not lost, locked or completely unavailable. Rather, thetrustee may be given the discretion to release the records or to requestrelease of the records during an emergency.

The present system thus may be used in a number of areas. For example,it may be used to transmit confidential medical records through a publicnetwork. The (not yet effective) regulations issued pursuant to theHealth Insurance Portability and Accountability Act (HIPAA) require thatpatient medical information be securely transmitted, that access belogged, and that the identity of the recipient be authenticated.However, while secure transmission is relatively easy to perform usingmodern computing architectures, the logging and authentication require asubstantial infrastructure and overhead to maintain. Many institutionswould be quite burdened by supporting such potentially labor intensiveand infrastructure intensive obligations. Therefore, the present systemallows secure access to an institutional database, with the logging andauthentication potentially outsourced, to an intermediary. The outsideorganization, in this case, implements the required security protocolsto assure patient data confidentiality both inside and outside themedical institution. The data repository for the medical information mayencompass only encrypted information, and therefore implementing anappropriate communications firewall for controlling public access of thedatabase is facilitated.

A trusted entity may provide for controlling external access to aninstitutional database; however, this trusted entity may also controlinternal access and logging in like manner. In like manner, the trustedentity may also perform inter-institutional functions, for example whereportions of a patient medical record are housed in various institutions.According to the present invention, the degree of trust required of anintermediary may be less than that required of either a key escrow agentor a repository with complete access to the private information. Whilethe intermediary entity may have access to certain tertiary medicalrecord information, such as the existence of records and identity ofthose accessing the records, the primary records may remain secret, evenwith respect to this intermediary entity. The intermediary system mayincorporate a directory of patient records, assisting an authorized userin obtaining various records.

It is noted that, while medical records are retained by a custodialinstitution, the corresponding patient retains important rights therein.Thus, the present system may be expanded to provide the patient with akey portion, which is also required for access to the records. In thiscase, since the patient's consent will not always be available in atimely manner when the record is needed, a key escrow or key recoveryscheme may be implemented for this key portion. This may be implementedin known manner, but preferably it is maintained by the trusted entity,since this will make any such recovery transaction more efficient.

In order to increase portability, physical records, especially archives,may be stored physically or logically outside the source institution.Thus, limitations of access and bandwidth imposed by a public networkgateway for an institution do not impede information transfer.Authorizations, as distinct from the information sought to becommunicated, are verified on-line, and may involve access to the sourceinstitution, but typically command substantially lower bandwidthrequirements.

Current medical records are subject to at least two important controlsexerted by the patient: The patient can restrict access to the record,and the patient may demand access and a copy of the record. These tworights, together very much define a type of property interest. Since thetrusted entity acts as a gatekeeper to the records, it may also act asan agent or trustee for the patient, exercising access rules and thelike, by way of the required keys. Thus, it may be considered that thekey(s) and possibly other data held by the trusted entity is in trustfor the patient. The intermediary may adopt a business model eitherdirected to serving the needs of the medical institution(s), thepatients, or both.

The trust model for the access privileges allows the trustee leewayunder existing legal principles to act on behalf of the beneficiary (inaccordance with the authority granted at the time the trust was createdor in effect at the time of the access request), who in the case ofmedical records is the patient. Further, it provides a framework inwhich courts may provide guidance and/or mandate to the trustee. Thus,in contrast to a typical contractual relationship, the trustee of theaccess rights to the medical records stands in a different position thana mere party to a contract.

In alliance with this trust model, the intermediary is in a uniqueposition to act as a health care proxy and an executor of a living willfor patients. In this model, the patient provides a living will or otherinstructions to the intermediary. When the patient is unavailable and adecision must be made, the intermediary can search its database for amost current instruction or rule authorized by the patient, and providean authenticated communication to the health care provider communicatingthe patient's wishes. For this service, the intermediary may charge afee, for example a yearly maintenance fee, a per transaction fee, and/orstatutory or court-awarded fees.

A potentially significant use of existing medical records is inconjunction with a data mining system. This is because it is generallyconsidered quite expensive to capture medical records, removepatient-specific identification, and place the resulting anonymousrecords in a database. On the other hand, as the use of electronicmedical records and intelligent means for extracting anonymous data frommedical records grows, this data will become more accessible. Thepresent system provides an infrastructure for amassing, maintaining andexploiting the value of this data. Thus, by filtering data, obtainingfiltered data, or hosting an index to anonymous data, the presentintermediary provides a resource to facilitate use of medical data. Forexample, third party payors may seek to determine the standard of careor best practices for a given patient, in the context of authorizationof payment for a procedure. Likewise, a health care professional mayseek to determine a patient prognosis. By providing an accessible systemthat links data for a specific patient, with anonymous data for aplurality of patients with potentially similar medical issues,significant efficiencies may result. Such a system including anonymousdata could be established separately from the private medical recorddatabase system. The intermediary system according to the presentinvention may provide authentication and accounting system for the useof such anonymous data, as well.

The intermediary may be compensated by the user, which must negotiate toobtain the required key(s), or otherwise gain access to intermediaryinternal databases, by the medical institution, which outsources theburdens of administering access to its medical records, by the patientor by a third party payor, who ultimately benefits from the use of therecords, or a combination or subcombination thereof. The data repositorymay also compensate the intermediary for the access services.

Another application for the intermediary system for distributing theencryption key lies in the entertainment industry. In particular, manyforms of entertainment, including music, videos, and the like, involvemassive data files, ranging from 500 kB to multiple gigabytes of data.One solution proposed for the delivery of such data streams is called apeer-to-peer architecture, wherein the hosting of information isdistributed over the population of users of the information. Thus, anyuser seeking information can communicate with another user (or a set ofusers) seeking to transfer the information. Since the Internet providesa highly redundant and distributed communications network, the capacityof the network is large and the incremental cost of adding a new work tothe distributed database is low.

However, typically, the owners of entertainment works seek to maintaincontrol over use of the works and seek to receive compensation for theirtransfer and/or use. Therefore, the present system allows the work to belocked or encrypted, wherein the owner of the work or its agent servesas a third party to the communication, and provides the recipient with adedicated decryption key for use of the work upon accounting therefore.Thus, the recipient is not dependent on a single connection to a hostserver to obtain the work, and the owner of the work need not invest inmaintaining massive file server. This reduces the transaction andinfrastructure costs to the owner, which are generally a high percentageof the overall costs in the delivery of electronic media programs. Thesystem may also provide compensation to the host (repository) forallowing use of its resources.

The system operates as follows. Each user is provided with a customizedapplication that manages local files. Each local file is registered withan external server. A user seeking to obtain a copy of a file queriesthe external server to find appropriate copies residing on the network.Either automatically or manually, the requesting user initiates atransfer of the file through a communications link from another “peer”user. This communication is encrypted, so that no eavesdropper canmisappropriate the file, and the intended recipient accounts for itsreceipt. The decryption key is defined such that a portion is dependenton the identity of the recipient, and a portion provided by or on behalfof the owner of the content. This latter key portion is typicallyprovided only after an accounting, such as a payment for the use of thefile. The host for the file encrypts the file using a public key or setof public keys for the recipient and owner. These keys, of course, maybe the respective trustee keys defined by Micali, or according toanother appropriate encryption scheme. The host for the content may becompensated for use of its system, thus encouraging use within the rulesof the system, rather than circumventing the system.

According to one embodiment, in order to prevent users fromcircumventing the system, the user's public key, and/or the owner's key,may also be embedded as part of a watermark or embedded signal that mustmatch a user's access system. When the embedded data matches, the systemoperates normally. In the case of a mismatch, it will not operate. Theapplication software at the host converts the embedded signal betweenthat user's and the new user's. In order to prevent circumvention, eachuser system may periodically report to the intermediary its own “serialnumber” and possibly the file usage. A user credit card or otherfinancial guaranty may also be obtained to automatically compensate forany usage.

The present invention allows for the distribution of data from arepository, which does not require the repository to be trusted with thedata. Thus, encrypted data may be transmitted, replicated, and cached tothe benefit of an owner of rights in the data, since the data is notusable without an encryption key. Such data may be, for example,consumer media or multimedia works, which advantageously are subject tocaching by edge servers for efficient utilization. According to thepresent invention, and in contrast with prior methods, in order for adata record to be used, a separate accounting and authenticationtransaction is required, and the data record transmitted to the user ispresented in a format that requires a custom-generated cryptographickey. Thus, the data remains secure during archival storage andtransmission. In order to limit the ability of an authorized recipientfrom retransmitting the record data, the data may be “fingerprinted” orwatermarked to the user or its computing hardware based on thetranscription operation at the data repository (or remote key handler,if present). This fingerprinting allows either tracking of unauthorizedtransmission, or preventing the use of the record data on differentsystems or by different users.

As used herein, the phrase “comprehension functions” encompasses bothcryptography and steganography. Thus, secret information is required ineach case in order to comprehend certain information. In the formercase, the information is scrambled, and must be decrypted, while in thelater case, it is hidden, and must be located. It is, of course,possible to combine the techniques and employ hidden and scrambledmessages. it is also noted that, in some instances, it is not necessaryto apply a comprehension function to all of a the information in amessage. For example, in the case of medical data, it is often themaintenance of security of personally identifying aspects that issought. Therefore, often only the personally identifying informationneeds to be selectively obscured. Likewise, in the case of entertainmentmedia, it is possible to selectively degrade the information byselecting only a portion of the media information to selectivelyobscure, which makes the resulting information significantly lessvaluable. By selectively applying such a comprehension function only toa portion of the information, substantial computational resources may beconserved or spared.

According to another embodiment of the invention, the transcriptionscheme according to the present invention may be employed to securelycommunicate cryptographic codes between parties to a communication, forexample a symmetric encryption key. For example, the Advanced EncryptionStandard (AES) employs the Rijndael algorithm, which may provide highefficiency encryption and decryption. Thus, the asymmetric keyencryption may be directed principally toward key exchange.

According to another embodiment of the invention, an encrypted message(ciphertext) is “transcoded” from a first encryption type to a secondencryption type, without ever passing through a state where it exists asa plaintext message. Thus, for example, an intermediary to thetransaction who negotiates the transaction, need not be privileged tothe information transferred during the transaction. In the case ofmedical records, therefore, thus means that the intermediary need not be“trusted” with respect to this information.

A preferred embodiment of the invention provides composite keyasymmetric cryptographic algorithms to, among other advantages, avoidrevealing a plaintext message during intermediate processing. However,it is also possible to employ symmetric key cryptography, especiallysince the remote key handler is a privileged environment, and may beprovided with sufficient security to abate the risk of messagedisclosure. Further, in some embodiments, the system risks attendant inreleasing both the permanent encryption key along with the ciphertextare insubstantial, and therefore a transcoding or transcription processis not required. These various embodiments are encompassed by thepresent invention.

As an example of the algorithm according to the present invention,

p=61 and q=53, n=pq=3233.(e*d)=1 mod((p−1)(q−1))

choosing e1=23 results in d1=407;

choosing e2=101, d2=1421.

Selecting an arbitrary message text 1111, the function C=M^(e1d2) mod nresults in the equation:C(1111)^(23*1421) mod(3233)=2758 mod(3233).To invert this encryption with ciphertext 2758, M=C^(e2d1) mod n,resulting in the equation:M=(2758)^(101*407) mod(3233)=1111.

Thus, it is seen that the algorithm according to the present inventionis operative to encrypt and decrypt the message, with a composite keythat is relatively large, and thus difficult to determine the respectivefactors.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 shows a block diagram of a first embodiment of the communicationssystem according to the present invention;

FIG. 2 shows a block diagram of a second embodiment of thecommunications system according to the present invention;

FIG. 3 shows an idealized representation of a three party communicationtransaction according to the present invention;

FIGS. 4A and 4B show workflow diagrams for the input and output ofencrypted records according to the present invention;

FIG. 5 shows a flowchart of the actions of the user during typicaltransactions according to the present invention;

FIG. 6 shows a flowchart of the actions of the intermediary duringtypical transactions according to the present invention;

FIG. 7 shows a flowchart of the actions of a third party to thetransaction according to the present invention;

FIG. 8 shows a flowchart of the actions of the remote key handleraccording to the present invention; and

FIG. 9 provides a flowchart of an accounting protocol according to thepresent invention.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS

The present invention provides a transaction scheme involving at leastthree parties for communication of a message, in which all parties arerequired, yet only one party, the intended recipient or User, is trustedwith the message.

The following identities characterize the known RSA algorithm: C=M^(d)mod n and M=C^(e) mod n. For the complete transformation, therelationship is as follows: M=C^(e) mod n=(M^(d))^(e) mod n. Accordingto the present invention, it is desired to transform ciphertext 1 (C1)into ciphertext 2 (C2), in a secure manner without ever revealing theplaintext message during the process. In order to achieve thistransformation from C1 to C2, the two-step process is concatenated.Thus, the decryption according to a first decryption key M=C1^(e1) mod nand the reencryption according to a second decryption key C2=M^(d2) modn are combined into a single operation, C1^(e1·d2) mod n=M^(d2) modn=C2. So long as the factors of e1·d2 remain secret, it is infeasible tofactor thus number, and thus this transformation inherits the advantagesof the RSA encryption scheme. Thus, the plaintext message remains securethrough this transformation. In fact, because the transformation isintegral, relatively low security is required for the starting andtransformed ciphertext, and the crypto-processor itself.

This process also lends itself to three (or more) party transactions,wherein each party is a required participant (maintains secretinformation necessary for the communication) but only an intendedrecipient (User) has access to the plaintext message.

Accordingly, if a transaction intermediary supplies a transcoding ortranscription key to the message Repository, having two secretcomponents (so that the composite key may not be factored), an existingciphertext may be transformed into a new ciphertext. While thecomponents of the composite transcode key are secret, due to the natureof public key systems, these are insufficient for the intermediary togain access to the message. The two secret components include a keyspecific for the User, and a key specific for the existing encryption ofthe message ciphertext. The resulting transformed ciphertext istherefore a public key encrypted message for the User, which can only bedecrypted with the User's private key. In order to maintain the securityof the original message against subsequent uses, it is preferred thatthe User public key-private key pair be a session key, that is,accounted for and used only for the single transmission and subsequentlydiscarded. The “public” portion of the session key pair is transmittedby the recipient to the intermediary, which is held in secrecy andmultiplied by the private key for the existing ciphertext message. Inthis way, the intermediary has no knowledge of the “private” sessionkey, and cannot itself intercept the communication.

Thus, the data repository handles only encrypted messages according tothe present scheme. The decryption key for these messages is heldsecretly by the intermediary only, and neither released nor transmittedin a form subject to decomposition.

The intermediary, while holding a sufficient decryption key, has noaccess to the Repository ciphertext message, which is separatelymaintained by the Repository.

The User receives a ciphertext message, which is decrypted with a secretkey. Typically, the Repository will further encrypt the transmission tothe User with a permanent-type public key for that User, which will beobtained from or verified by a separate certification authority. Thus,even if the intermediary were to employ a dummy key, the resultingtransmission from the Repository would still be secure with respect tothe intermediary.

In operation, the User generates on a session basis, a key pair, andprovides one portion to the intermediary, the other is maintained insecrecy for the duration of the transaction. The intermediary receivesthe session key and multiplies it with the secret decryption key for themessage held by the Data Repository. Both the session key and thedecryption key individually are held in secrecy by the Intermediary. TheData Repository further receives from the Intermediary an identificationof the User, which is used to query a certification authority for anappropriate public key. The Data Repository “transcripts” the encryptedmessage with a composite key (resulting from the multiplicativecombination of the Record Public/Private Key, the User Public SessionKey and the Intermediary Private Session Key) as well as the User(persistent) Public Key to yield a new encrypted message, which istransmitted to the User. The User then applies the retained portion ofthe session key, as well as a persistent private key, resulting in theoriginal plaintext message. Likewise, the composite encryption key usedby the Data Repository results from the combination of the secretencryption key, Intermediary Private Session Key, and User PublicSession Key.

When data is added to the Encrypted Record Database 31, it may beadvantageous to provide the User 20 with a confirmation comprising ahash function performed on the received data, either in its CompositeSession Key format (allowing immediate verification by the User 20) orin its Record Key format (allowing persistent verification of thetransaction), or both. Further, it may also be advantageous for theIntermediary to receive or act as conduit for these verificationcommunications, allowing an accounting to take place on suchconfirmation.

When data is communicated from the Encrypted Record Database 31 to aUser 20, it may likewise be advantageous to provide the Data Repository30 with a confirmation comprising a hash function performed on datareceived by the User 20. This confirmation may advantageously becommunicated through the Intermediary, allowing an accounting to takeplace on such confirmation.

EXAMPLE 1

The transactional details are now described with respect to FIG. 1.While there are three particular parties to the process, the User 20,the Data Repository 30, and the Intermediary 10, a fourth party, aCertification Authority 40 is also generally involved. It is also notedthat, while the process shown in FIG. 1 generally provides acommunication flow of information from the Data Repository 30 to theUser 20, this communication stream may also be reversed, allowing theUser 20 to upload information to the Encrypted Database 31 of the DataRepository 30, using a set of User 20 and Intermediary 10 Session Keysand the User 20 Private Key. At the Remote Key Handler 33, the encryptedmessage is transcripted with the Record Public Key, securely supplied bythe Intermediary 10 through a virtual private network-type arrangementthrough the Data Repository 30.

The User 20 initiates the transaction by contacting the Intermediary 10,which typically maintains an Accounting Database 11, a transaction log12, an Authentication Database 13, and a Secure Private Key Database 14.The accounting function is typically a financial transaction, whereinthe User 20 pays for the information requested. Other forms ofaccounting are also possible, and indeed, the User 20 may be paid forits review of the information. Particulars of each transaction aretypically recorded in the Transaction Log 12, which may be used forauditing, reconciliation, verification, trend analysis, or otherpurposes. This log potentially allows subsequent aspects of atransaction to be anonymous, with the identifier of the User 20stripped, while verification of authenticity may continue to be assuredthrough use of an authentication token 23.

The Authentication Database 13 may, for example, provide a means fordefinitively identifying the User 20, and/or, in the case of a medicalrecord, the identity of the patient who consults the User 20, who is,for example, a health care professional. This identification may bebased on a Public Key Infrastructure, biometric identifiers, passwordsand/or personal identification numbers (PIN), or other known means. TheIntermediary 10 may therefore provide a persistent association of theUser 20 and/or a patient in its records, which facilitates accounting,application of rules, recalling of data from a database, etc.

Advantageously, a medical patient may employ a public key to identifyhim or herself. This public key is then received by the User 20 aspartial evidence of authority and association with the patient. Suchkeys may expire periodically, preventing persisting use of outdatedkeys. The Intermediary 10 may then partially authenticate the User 20,by analysis of the patient public key-signed transmission from the User20 with respect to a patient private key retained by the Intermediary10. In some implementations of the invention, a patient-specific keypair may be used generally as a Record Encryption Key (e.g., the RecordPublic Key) for records belonging to that patient in the EncryptedRecord Database 31. Generally, this key pair is not identical to thepatient key pair used for digital signatures by that patient. It isnoted that the Record Public and Private Keys stored in the SecureRecord Key Database 14 may, but need not be individually generated foreach record added to the Encrypted Record Database 31, and in fact mayadvantageously be aggregated and a single set of Record Keys used for asingle patient or a group of records relating to the same patient, suchas a single hospital admission.

The User 20 typically authenticates itself with the Intermediary 10,although in certain instances anonymous or semi-anonymous transactionsmay be supported. Thus, the Intermediary 10 may serve as a form of proxyto blind transactions while providing security. In the case of medicalrecords, for example, a complete authentication of the User 20 isperformed, using any of a variety of means. For example, biometricmethods, images, personal identification numbers (PIN) and passwords,alone or in combination with security tokens, such as the SecureID® cardtoken, may be employed. The particular level of authentication and themeans employed are not a critical aspect of the invention, and thereforethe most appropriate means may be selected. Indeed, the Intermediary 10may support a plurality of authentication schemes, while it may deliverto the Data Repository 30 merely an indication of a successfulauthentication process.

The Intermediary 10 may impose a set of access rules, stored in the RuleDatabase 18. These rules, for example, define which Users 20 may accesswhich types of Records.

The Intermediary 10 does not normally hold encrypted information recordsfor two reasons. First, this defeats the three-party security scheme andmight compromise the security of the records themselves, and second,this often means replicating and transporting potentially largedatabases. Rather, the Intermediary 10 provides transactional supportfor the Data Repository 30, performing a number of tasks that arepotentially burdensome. For example, in some instances, the User 20 willrequire exception processing. For example, in the case of a physician,normally a patient will specifically authorize transmission of a medicalrecord, and therefore highly automated processing may be employed. Inemergency situations, however, direct confirmation of physician orpatient authorization may not be possible. In this case, often a manualauthentication process will ensue. Likewise, in some cases, a User 20will fail a biometric test or otherwise not have a required piece ofinformation or security token 23. Likewise, some Users 20 will beautomated devices, which may employ special automated authenticationprotocols. A means is therefore provided for graceful recovery fromthese situations through exception processing, which may include manualintervention. Thus, this transactional burden may be shifted from theData Repository 30 to the Intermediary 10.

During an emergency request for authorization, for example where aphysician is properly authenticated as the User 20, but the associatedpatient is unavailable for authentication or authentication is otherwisenot possible, the system provides an emergency override mode ofoperation. In the case of record inputs to the system, the profferedrecord is assigned a default set of access privileges, and flagged asbeing an emergency (unauthenticated) record. Later, this record can befully authenticated, and a specific set of access privileges assigned,when the patient is available, and the emergency flag removed.

When information is requested from the system in the absence of acomplete patient authentication, the role of the physician is analyzedfor consistency with the nature of the request. A restrictive set ofaccess privileges may be applied, limiting access to only those recordsoriginally determined or coded to be “critical”, which indeed may haveboth temporal and contextual sensitivity. Further, the nature of theemergency is analyzed, in addition to the role of the requestor, tofurther restrict the information available. A personal communication maybe initiated to allow a discretionary decision to be made. The accountedtransaction fee may take into consideration the costs of authenticationand verification; risks borne by the Intermediary or others; and theemergent nature of the requests. Thus, one embodiment of the presentinvention provides an insurance or indemnity accounting fee forconsummating an information transaction.

The Intermediary 10 receives from the User 20 four (or more) pieces ofinformation. As discussed above, the accounting and authenticationinformation are provided. In addition, an identifier of the informationsought (or to be transmitted) is also communicated. This is representedin FIG. 1 as the Transaction ID, and typically includes particulars ofthe record, e.g., patient identification in a medical record system,etc. The Intermediary 10 translates a portion of the Transaction ID intoa Record ID, using a Record-Transaction Translation Table 17. TheTransaction ID may also include other particulars of the transaction.Finally, the User 20 maintains a public key encryption Key PairGenerator 22. This Key Pair Generator 22 generates a Session Key pair,of which one component is maintained by the User 20 in secrecy, and theother component is transmitted. The User 20 also maintains a SecureLocal Storage 21 system, for example for receipt of the privateinformation and to store decryption information, such as the privateportion of the key generated by the Key Pair Generator 22.

In a medical environment, the Intermediary 10, as part of theauthentication, verifies that the User 20 has an appropriate set ofrights to receive the requested information, in a role-basedauthentication scheme. It is also possible for this “role” informationto be passed to and processed by the Data Repository 30, since an accessprivilege database may not be maintained by the Intermediary 10, anditself might include sensitive information.

The Intermediary 10, after authenticating the User 20, and accountingand logging the transaction, processes the User 20 Public Session Key byinternally multiplying this with an Intermediary Private Session Key,generated by the Key Pair Generator 16 and a Record Private Keymaintained in a Secure Private Key Database 14. The resulting value isthen transmitted, along with the record identification, Useridentification, and appropriate authentication and transactional loggingdata, to the Data Repository 30.

In some instances, the User 20 authentication may include an associatedidentifier, for example a Patient-specific Public Key (ID Public Key) ina medical record system, which allows an additional or substitute layerof security. In addition, a patient could himself act as a User 20,seeking access to his own medical records.

In one scenario, the Data Repository 30 receives the information fromthe Intermediary 10, and recalls the identified record from an EncryptedDatabase 31. The database record remains encrypted with a Record PublicKey (e3), originally generated by the Key Pair Generator 16. The RecordPublic (e3) and Private Keys (d3), in this case, is stored in the SecureRecord Key Database 14. An Encryption Processor 15 may be provided tocarry the cryptographic processing burden of the Intermediary 10, forexample implementing a secure socket layer (SSL) protocol. The encrypteddatabase record from the Encrypted Record Database 31, is presented tothe Remote Key Handler 33, a privileged processing environment havingboth high security and substantial cryptographic processing capacity.The Remote Key Handler 33 implements the algorithm:C1=C2^(d1·e2·d3) mod n,wherein d2·e1·f1 is:User Public Session Key (e2)* Intermediary Private Session Key (d1)*Record Private Key (d3), C2 is the ciphertext message stored in theEncrypted Record Database 31, encrypted with the Record Public Key (e3),and C1 is the ciphertext message in a transcripted format fortransmission to the User 20. This processing is performed in the RemoteKey Handler 33, based on information from the Intermediary 10transmitted through a communications channel. This communicationschannel is preferably secure, such as a virtual private network. TheRemote Key Handler 33 is preferably physically proximate or part of theData Repository 30.

The Data Repository 30 also receives a message intended for it from theIntermediary 10, and may log the transaction using the suppliedinformation. The Data Repository 30 further employs the UserIdentification to query a Certification Authority 40, maintaining aPublic Key Database 41, in order to retrieve a persistent User PublicKey. This User Public Key is then further employed by the EncryptionProcessor 32 to encrypt the Record for communication to the User 20.

In another scenario, the User 20 transmits a Data Record to the DataRepository 30. In this case, the Data Record is encrypted with the User20 Private Session Key, the Intermediary 10 Public Session Key (receivedfrom the Intermediary during a handshaking communications), as well asthe User 20 Private Key corresponding to the certificate stored by theCertification Authority 40 in the public key database 41. The DataRepository 30 then receives the communication, first decrypts it withthe User Public Key received from the Certification Authority 40 fromthe Public Key Database 41 in the Encryption Processor 32, and thenpasses it to the Remote Key Handler 33, with a securely received UserPublic Session Key . Intermediary Private Session Key . Record PublicKey product received from the Intermediary 10, to produce a transcriptedData Record, encrypted with the Record Public Key, which in this case isgenerated by the Intermediary 10 in the Key Pair Generator 16. ThisRecord (encrypted with the Record Public Key) is then passed to the DataRepository 30 and stored in the Encrypted Database 31.

It is noted that in anonymous communications, a proxy may be employed toblind the address of the User 20 from the Data Repository 30. In thiscase, a modified scheme is employed which may not use a CertificationAuthority 40, although the Intermediary 10 may provide anonymouscertificate services.

It is also noted that each communication channel may itself be secure,for example using 128 bit secure socket layer (SSL) communications orother secure communications technologies. In particular, it is importantthat only the Intermediary 10 be in possession of the transcription key(e.g., composite key) and the session key (e.g., Intermediary PrivateSession Key), since this will allow recovery of the private encryptionkey.

As noted above, the release of private keys may be limited by havingboth the Intermediary 10 and User 20 to each generate a session keypair. In this case, the Intermediary 10 transmits the public portion ofits session key pair to the User 20, which is then employed to decryptthe message from the Data Repository 30. The key provided by theIntermediary 10 to the Remote Key Handler 33, in this case, is theproduct:

Record Private Key . User Public Session Key . Intermediary PrivateSession Key. The resulting transcripted record from the Data Repository30 is encrypted with the product of the two session keys. Because thetransmitted key is a triple composite, the Record Private Key isprotected against factorization. The User 20 then uses the User PrivateSession Key and Intermediary Public Session Key in order to decrypt theData Record.

In the case of a Data Record transmission from the User 20 to DataRepository 30, the User 20 transmits a record encrypted with the productUser Private Session Key . Intermediary Public Session Key Intermediary10 transmits to the Remote Key Handler 33, the product:

Public Record Key . User Public Session Key . Intermediary PrivateSession Key which is used to transcript the encrypted Data Record withthe Public Record Key.

In like manner, the Data Repository 30 may also generate a session keypair, used to sign and authenticate transmissions.

It is therefore seen that, by advantageously using the property ofmultiplicative identity of modulo arithmetic and the difficulty infactoring large semi-prime numbers, useful additions to the RSAencryption scheme are obtained. These additions allow secure third partyinvolvement in communications, and the substitution of encryption keyswithout directly passing through a plaintext state.

EXAMPLE 2

The transactional details of a second embodiment of the invention arenow described with respect to FIG. 2. FIG. 2 is similar to FIG. 1, witha number of simplifications, and notably, an absence of a directcommunications path between the User 120 and the Data Repository 130.This allows an anonymous communication through the Intermediary 110 as aproxy.

As shown in FIG. 2, the User 120 transmits a datastream to theIntermediary 110, which includes authentication information, the User'spublic key, and a message encrypted with:

User Private Key·Private Session Key·Data Repository Public Key

The Intermediary 110 resorts to its Authentication Database 113, PKICertification Database 119 and Rule Database 118 to verify the authorityand access privileges of the User 120. The transactional details arestored in the Transaction Log 112. During the initial communicationbetween the User 120 and Intermediary 110, the Intermediary 110generates a Public and Private Session Key pair in the Key PairGenerator 116, and transmits one portion to the User 120.

The Intermediary 110 then transcripts the message transmitted by theUser 120 by performing an RSA type decryption operation on the messageusing the User 120 Public Key, effectively removing personallyidentifying information from the message while assuring the authenticityand authority of the User 120. The anonymous message is then transmittedto the Data Repository 130, which may then decrypt the message using theother portion of the Session Key (provided by the Intermediary 110) andits own Private Key.

EXAMPLE 3

FIG. 3 shows a simplified generic schematic arrangement for athree-party transaction. In FIG. 3, three parties are involved incommunication of a message. Separate authentication authorities, mayserve as traditional certification authorities in a public keyinfrastructure, or may provide greater or lesser services to respectiveparties, or may be integrated within one or more of the three integralparties. FIG. 3 shows that the User 320 communicates message set-upinformation with the Intermediary 310, in a communication in which theauthenticity of the parties may be verified by Authentication Authority341. The Intermediary 310 correspondingly communicates message set-upinformation to Data Repository 330, in a communication in which theauthenticity of the parties may be verified by Authentication Authority342. Finally, the Data Repository 330 and User 320 conduct an encryptedcommunication in either direction based on the set-up information, in acommunication in which the authenticity of the parties may be verifiedby Authentication Authority 340. If the Data Repository 330 initiatesthe communication, the flow paths are reversed. The Intermediary 310 isnot a party to the communication proper, and has insufficientinformation to eavesdrop on the encrypted communication. In a genericcase, a mere Diffie-Hellman type key exchange between the User 320 andData Repository 330 would be sufficient; however, according to an aspectof the present invention, the Data Repository 330 and Intermediary 310operate under mutual distrust to prevent release of a secret, which canonly be transmitted for decryption to the User 320. The Intermediary 310holds the decryption key for the secret, while the Data Repository 330holds the encrypted information. The communication set-up informationtherefore provides a scheme in which the Intermediary 310 passes acomposite transcription key to the Data Repository 330, which includesas masked components the decryption key for the encrypted message, aswell as a new session encryption key, for which the User 320 holds thecorresponding session decryption key. Thus, neither the Intermediary 310nor the Data Repository 330 ever possesses sufficient information toobtain message in decrypted form.

The Authentication Authorities 340, 341, 342 provide means forindependent assurance that each party to the communication is theintended party, thus limiting the ability of any one party fromundermining the security of the scheme. On the other hand, the abilityof two parties to act together and in cooperation to obtain the secretmessage serves as a feature to allow recovery of the secret message incase of emergency.

EXAMPLE 4

FIG. 4A shows a workflow diagram for the input of encrypted records bythe User 20 with respect to the system of the Data Repository 30.Initially, a Plaintext Record 401 is encrypted by the User 20 in aprocess 402 using the User private session key 1*Intermediary PublicSession Key 1. The User 20 generates the User Private Session Key pairand receives the public portion of the Intermediary 10 Session Keycommunicated in the set-up communication. A message is then sent 403from the User 20 to the Data Repository 30, including the recordencrypted with the composite (product of two or more PKI keys having thesame modulus) session key 1 (User Private Session Key 1* IntermediaryPublic Session Key 1). The Data Repository 30 passes 404 the encryptedrecord to the Remote Key Handler 40. The Intermediary 10 thencommunicates 405 the Intermediary Private Session Key 1* User PublicSession Key 1* Persistent Record Encryption Key, which is processed 406in a transcription process to yield a record encrypted with only thePersistent Record Encryption Key, the other key components having beeneliminated. The record encrypted with the record persistent encryptionkey is then stored 407 in the Record Database 31 at the Data Repository30.

To output the record, as shown in FIG. 4B, an inverse process isfollowed. A request is received 408 for the encrypted record. The recordencrypted with the Persistent Record Encryption Key is retrieved 409from the Record Database 31 at the Data Repository 30, and passed 410 tothe Remote Key Handler 40. The Intermediary 10 then transmits 411 to theRemote Key Handler 33 the Intermediary Private Session Key 2* UserPublic Session Key 2* Persistent Record Decryption Key. The Remote KeyHandler 40 then processes 412 the record encrypted with the PersistentRecord Encryption Key with the received key to yield a Data Recordencrypted with the Composite Session Key 2 (Intermediary Private SessionKey 2* User Public Session Key 2), the Record Encryption Key having beeneliminated in the transcription process, which is then passed 413 to theData Repository 30. The Data Repository 30 transmits 414 the encryptedData Record to the User 20, which is then decrypted 415 with theIntermediary Public Session Key 2* User Private Session Key 2, theformer having been received from the Intermediary 10 and the later beinggenerated by the User 20 at the beginning of the transaction set-up. TheUser 20 thus obtains the plaintext record.

FIG. 5 provides a flowchart of the actions of the User 20 during typicaltransactions. The User 20 contacts 501 the Intermediary 10, and duringthe ensuing communication the Intermediary 10 authenticates 502 the User20. After authentication 502, the Intermediary 10 conducts 503 anoptional accounting, implements rule and/or role based restrictions, andlogs the transaction. The User 20 and Intermediary 10 then exchange 504public session keys, retaining their respective private session keys. Acertification or Authentication Authority 541 may also provide furtherassurance of the identity of the various parties. The User 20 alsodefines 505 the nature of the desired transaction, for example uploadingor downloading a Data Record. The Intermediary 10 then communicates witha third party, e.g., the Data Repository 30, in steps shown elsewhere.

An optional communication protocol is conducted 506 between the User 20and a third party, e.g., the Data Repository 30, to establishcommunication parameters and the like. In the case of a Data Recorddownload, the User 20 receives 507 information from the third partyencrypted with the User Public Session Key * Intermediary PrivateSession Key, and then decrypts 508 the information with the User PrivateSession Key * Intermediary Public Session Key. In the case of an uploadof data, the User 20 sends 509 information to the third party encryptedwith the User Private Session Key * Intermediary Public Session Key. TheCertification Authority 540 may provide authentication services forcommunication between the User 20 and the third party.

FIG. 6 provides a flowchart of the actions of the Intermediary 10 duringtypical transactions. The User 20 contacts 601 the Intermediary 10, andduring the ensuing communication the Intermediary 10 authenticates 602the User 20. After authentication 602, the Intermediary 10 conducts 603an optional accounting, implements rule and/or role based restrictions,and logs the transaction. The User 20 and Intermediary 10 then exchange604 public session keys, retaining their respective private sessionkeys. A certification authority or Authentication Authority 641 may alsoprovide further assurance of the identity of the various parties. TheUser 20 also defines 605 the nature of the desired transaction, forexample uploading or downloading a Data Record. The Intermediary 10 thencommunicates 606 with a third party, e.g., the Data Repository 30. Thiscommunication may be authenticated with certification authority orAuthentication Authority 642.

The Intermediary 10 then communicates 609 the User Public Session Key *Intermediary Private Session Key * Persistent Record (encryption ordecryption) Key to the third party, e.g., Data Repository 30. Theimpending communication between third party and User 20 may beauthenticated through the certification authority or AuthenticationAuthority 640.

FIG. 7 provides a flowchart of the actions of the third party, e.g.,Data Repository 30 during typical transactions. The Intermediary 10communicates 701 with the relevant third party or parties. TheIntermediary 10 conducts 703 an optional accounting, implements ruleand/or role based restrictions, and logs the transaction. TheIntermediary 10 communicates 709 the Intermediary Private Session Key 1*User Public Session Key 1* Persistent Record Encryption Key andoptionally, the Persistent User Public Key, through the third party, tothe Remote Key Handler 711, where the Record Key is eliminated. ACertification Authority 742 may provide authentication services. Thethird party then sends 707 information to the User 20 encrypted with theUser Public Session Key * Intermediary Private Session Key, or receives710 from the User information encrypted with the User Private SessionKey * Intermediary Public Session Key.

FIG. 8 provides a flowchart of the actions of the Remote Key Handler 40during typical transactions. Communications are established 801 betweenthe Remote Key Handler 40 and the Intermediary 10. The Remote KeyHandler 40 then receives 802 the Intermediary Private Session Key * UserPublic Session Key * Persistent Record (encryption or decryption) Key.An encrypted file is received 803 through a Data Repository 30, which isthen transcripted 804 with the received the Intermediary Private SessionKey * User Public Session Key * Record Cryptographic (encryption ordecryption) Key. The transcripted file is then transmitted 805 to theData Repository 30.

FIG. 9 provides a flowchart of an accounting protocol. Communicationsare established 901 between the User 20 and the Intermediary 10. TheUser 20 is authenticated 902. The transaction or proposed transaction isthen accounted 903 for, for example by performing a financial chargeagainst an account. The transaction and/or proposed transaction are thenlogged 904. The transaction parameters are then tested for approval 905,and if not approved, the transaction terminated 907 and variousrepercussions 908 implemented, for example, to ensure system security.If the transaction is approved, it is processed 906 and necessary keyinformation communicated to facilitate the ultimate transaction betweenthe User 20 and the third party, e.g., Data Repository 30.

EXAMPLE 5

The algorithm according to the present invention may also be used inother circumstances where it is desired that a third party controldecryption of a message without having access to the message itself. Forexample, a current trend is to secure electronic mail communications byproviding a third party encryption, wherein the recipient must request adecryption key from a third party in order to reveal the message. Thisis advantageous, for example, where the availability of the decryptionkey is time limited, thus allowing the electronic communication toexpire. See, www.disappearing.com. However, according to this knownsystem, a symmetric cipher, i.e., the so-called Blowfish cipher, isemployed. Therefore, if the encrypted message is made available to theserver which hosts the encryption key, the privacy of the message ispotentially impaired.

According to the present invention, see FIG. 3, the Intermediary neverhas access to sufficient information to decrypt any publicly transmittedinformation. Presuming that the Data Repository (receiver of theinformation) and the User, or sender of the information, choose tomaintain the secrecy of the message, the interception of the message bythe Intermediary does not impair the security of the system. Likewise,because security of the system does not require the Intermediary to beshielded from the ciphertext message, the Intermediary can, in fact,serve as a proxy or host for the communications, see FIG. 2.

Thus, in implementation, a secure three party communication system isprovided as follows. The User 320 creates a message for the DataRepository 330. The Data Repository 330 publishes a public key, which isavailable to the User 320. The Intermediary 310 receives a message fromthe User 320, initiating a transaction. The User 320 receives a privatesession key from the Intermediary 310 as well as a unique identifier forthe message. The User 320 then computes the composite encryption keyfrom Data Repository Public Key * Intermediary Private Session Key, andencrypts the message using this composite key, and sends it to the DataRepository 330.

In order to decrypt the message, the Data Repository 330 communicateswith the Intermediary 310, provides the unique identifier of themessage, and receives the Intermediary Private Session Key. The DataRepository 330 then computes the composite decryption key from DataRepository Private Key * Intermediary Public Session Key, and decryptsthe message using this composite key.

The session key pair generated by the Intermediary 310 is used once, andmay be expired or controlled based on a set of rules. Thus, theIntermediary 310 may have a policy of destroying keys after a set timeperiod or upon existence of a condition. Since the security of theencryption is analogous to RSA—type encryption, it can be maderelatively secure. Since the Intermediary 310 has no access to the DataRepository Private Key, the message cannot be decrypted based oninformation available to it. In addition, higher order composite keysmay be implemented, for example composites formed of three or moreRSA-type keys, some of which may be enduring keys (for example toprovide digital signature capability) and other session keys.

It is noted that various features of the known Dissapearing Inc. (SanFrancisco, Calif.) system, expressly incorporated herein by reference,may be employed in conjunction with the present invention. Thus, forexample, special application software may be provided for restrictinguse by the recipient, thus preventing circumvention of the keyrestrictions.

EXAMPLE 6

Another example according to the present invention provides a system forcommunicating a private message between two parties, wherein a thirdparty controls access by the recipient to the message. Thus, anencrypted communication is sent by arbitrary means to a recipient, and athird party key management agent must communicate decryption informationto the recipient in order to comprehend the message.

According to the present invention, in order for the recipient to obtainthe necessary decryption information, accounting, authentication, andlogging are implemented. According a to a preferred embodiment, thedecryption is preferably implemented by controlled application software,which prevents export of the message, such as by printing, disk storage,or the like. Therefore, within a reasonable extent, the message isisolated within the controlled application. The right of the user toaccess a comprehensible version of the message may be temporallylimited, for example with an expiration date. These rights may also belimited based on a specified condition. Further use would require eithera new transmission of the message, or a further accounting and loggingof activity. Further, this allows control over the message on a per usebasis, potentially requiring each user of the controlled application toauthenticate himself or herself, and provide accounting information.Each use and/or user may then be logged.

It is also possible to permit anonymity of one party, for example asender of a message, by employing anonymous cryptographic protocols,such as a employed in micropayment technology. Thus, a sender of amessage may provide a anonymous accounting by employing an anonymousmicropayment to account for the message transmission with theIntermediary.

This technique therefore provides client-side security for messages,including medical records. By employing a third party for keymanagement, burden on the sender is reduced.

Other embodiments will be apparent to those skilled in the art fromconsideration of the specification and practice of the inventiondisclosed herein. It is intended that the specification and examples beconsidered as exemplary only, with a true scope of the invention beingindicated by the following claims.

PRIOR ART REFERENCES

A number of fields of endeavor are relevant to the present invention,and exemplary prior art, incorporated herein by reference, are disclosedbelow. The references disclosed provide a skilled artisan withembodiments of elements of the present invention, and the teachingstherein may be combined and subcombined in various manners in accordancewith the present teachings. The topical headings are advisory only, andare not intended to limit the applicability of any reference.

Cryptographic Technology

U.S. Pat. No. 5,956,408 (Arnold, Sep. 21, 1999), expressly incorporatedherein by reference, relates to an apparatus and method for securedistribution of data. Data, including program and software updates, isencrypted by a public key encryption system using the private key of thedata sender. The sender also digitally signs the data. The receiverdecrypts the encrypted data, using the public key of the sender, andverifies the digital signature on the transmitted data. The programinteracts with basic information stored within the confines of thereceiver. As result of the interaction, the software updates areinstalled within the confines of the user, and the basic informationstored within the confines of the user is changed.

U.S. Pat. Nos. 5,982,891 (Ginter, et al., Nov. 9, 1999); 5,949,876(Ginter, et al., Sep. 7, 1999); and 5,892,900 (Ginter, et al., Apr. 6,1999), expressly incorporated herein by reference, relate to systems andmethods for secure transaction management and electronic rightsprotection. Electronic appliances, such as computers, help to ensurethat information is accessed and used only in authorized ways, andmaintain the integrity, availability, and/or confidentiality of theinformation. Such electronic appliances provide a distributed virtualdistribution environment (VDE) that may enforce a secure chain ofhandling and control, for example, to control and/or meter or otherwisemonitor use of electronically stored or disseminated information. Such avirtual distribution environment may be used to protect rights ofvarious participants in electronic commerce and other electronic orelectronic-facilitated transactions. Distributed and other operatingsystems, environments and architectures, such as, for example, thoseusing tamper-resistant hardware-based processors, may establish securityat each node. These techniques may be used to support an all-electronicinformation distribution, for example, utilizing the “electronichighway.”

U.S. Pat. No. 6,009,177 (Sudia, Dec. 28, 1999), expressly incorporatedherein by reference, relates to a cryptographic system and method with akey escrow feature that uses a method for verifiably splitting users'private encryption keys into components and for sending those componentsto trusted agents chosen by the particular users, and provides a systemthat uses modern public key certificate management, enforced by a chipdevice that also self-certifies. The methods for key escrow andreceiving an escrow certificate are also applied herein to a moregeneralized case of registering a trusted device with a trusted thirdparty and receiving authorization from that party enabling the device tocommunicate with other trusted devices. Further preferred embodimentsprovide for rekeying and upgrading of device firmware using acertificate system, and encryption of stream-oriented data.

U.S. Pat. No. 6,052,467 (Brands, Apr. 18, 2000), expressly incorporatedherein by reference, relates to a system for ensuring that the blindingof secret-key certificates is restricted, even if the issuing protocolis performed in parallel mode. A cryptographic method is disclosed thatenables the issuer in a secret-key certificate issuing protocol to issuetriples consisting of a secret key, a corresponding public key, and asecret-key certificate of the issuer on the public key, in such a waythat receiving parties can blind the public key and the certificate, butcannot blind a predetermined non-trivial predicate of the secret keyeven when executions of the issuing protocol are performed in parallel.See, Stefan Brands, Secret Key Certificates, Restrictive Blinding ofSecret Key Certificates, Untraceable Off-line Cash in Wallets withOvservers, and Electronic Cash on the Internet.

U.S. Pat. No. 6,052,780 (Glover, Apr. 18, 2000), expressly incorporatedherein by reference, relates to a computer system and process foraccessing an encrypted and self-decrypting digital information productwhile restricting access to decrypted digital information. Some of theseproblems with digital information protection systems may be overcome byproviding a mechanism that allows a content provider to encrypt digitalinformation without requiring either a hardware or platform manufactureror a content consumer to provide support for the specific form ofcorresponding decryption. This mechanism can be provided in a mannerthat allows the digital information to be copied easily for back-uppurposes and to be transferred easily for distribution, but which shouldnot permit copying of the digital information in decrypted form. Inparticular, the encrypted digital information is stored as an executablecomputer program that includes a decryption program that decrypts theencrypted information to provide the desired digital information, uponsuccessful completion of an authorization procedure by the user. Incombination with other mechanisms that track distribution, enforceroyalty payments and control access to decryption keys, an improvedmethod is provided for identifying and detecting sources of unauthorizedcopies. Suitable authorization procedures also enable the digitalinformation to be distributed for a limited number of uses and/or users,thus enabling per-use fees to be charged for the digital information.

See also, U.S. Pat. Nos. 4,200,770 (Cryptographic apparatus and method);4,218,582 (Public key cryptographic apparatus and method); 4,264,782(Method and apparatus for transaction and identity verification);4,306,111 (Simple and effective public-key cryptosystem); 4,309,569(Method of providing digital signatures); 4,326,098 (High securitysystem for electronic signature verification); 4,351,982 (RSA Public-keydata encryption system having large random prime number generatingmicroprocessor or the like); 4,365,110 (Multiple-destinationalcryptosystem for broadcast networks); 4,386,233 (Crytographic keynotarization methods and apparatus); 4,393,269 (Method and apparatusincorporating a one-way sequence for transaction and identityverification); 4,399,323 (Fast real-time public key cryptography);4,405,829 (Cryptographic communications system and method); 4,438,824(Apparatus and method for cryptographic identity verification);4,453,074 (Protection system for intelligent cards); 4,458,109 (Methodand apparatus providing registered mail features in an electroniccommunication system); 4,471,164 (Stream cipher operation using publickey cryptosystem); 4,514,592 (Cryptosystem); 4,528,588 (Method andapparatus for marking the information content of an information carryingsignal); 4,529,870 (Cryptographic identification, financial transaction,and credential device); 4,558,176 (Computer systems to inhibitunauthorized copying, unauthorized usage, and automated cracking ofprotected software); 4,567,600 (Method and apparatus for maintaining theprivacy of digital messages conveyed by public transmission); 4,575,621(Portable electronic transaction device and system therefor); 4,578,531(Encryption system key distribution method and apparatus); 4,590,470(User authentication system employing encryption functions); 4,595,950(Method and apparatus for marking the information content of aninformation carrying signal); 4,625,076 (Signed document transmissionsystem); 4,633,036 (Method and apparatus for use in public-key dataencryption system); 5,991,406 (System and method for data recovery);6,026,379 (System, method and article of manufacture for managingtransactions in a high availability system); 6,026,490 (Configurablecryptographic processing engine and method); 6,028,932 (Copy preventionmethod and apparatus for digital video system); 6,028,933 (Encryptingmethod and apparatus enabling multiple access for multiple services andmultiple transmission modes over a broadband communication network);6,028,936 (Method and apparatus for authenticating recorded media);6,028,937 (Communication device which performs two-way encryptionauthentication in challenge response format); 6,028,939 Data securitysystem and method); 6,029,150 (Payment and transactions in electroniccommerce system); 6,029,195 (System for customized electronicidentification of desirable objects); 6,029,247 (Method and apparatusfor transmitting secured data); 6,031,913 (Apparatus and method forsecure communication based on channel characteristics); 6,031,914(Method and apparatus for embedding data, including watermarks, in humanperceptible images); 6,034,618 (Device authentication system whichallows the authentication function to be changed); 6,035,041(Optimal-resilience, proactive, public-key cryptographic system andmethod); 6,035,398 (Cryptographic key generation using biometric data);6,035,402 (Virtual certificate authority); 6,038,315 (Method and systemfor normalizing biometric variations to authenticate users from a publicdatabase and that ensures individual biometric data privacy); 6,038,316(Method and system for protection of digital information); 6,038,322(Group key distribution); 6,038,581 (Scheme for arithmetic operations infinite field and group operations over elliptic curves realizingimproved computational speed); 6,038,665 (System and method for backingup computer files over a wide area computer network); 6,038,666 (Remoteidentity verification technique using a personal identification device);6,041,122 (Method and apparatus for hiding cryptographic keys utilizingautocorrelation timing encoding and computation); 6,041,123 (Centralizedsecure communications system); 6,041,357 (Common session token systemand protocol); 6,041,408 (Key distribution method and system in securebroadcast communication); 6,041,410 (Personal identification fob);6,044,131 (Secure digital x-ray image authentication method); 6,044,155(Method and system for securely archiving core data secrets); 6,044,157(Microprocessor suitable for reproducing AV data while protecting the AVdata from illegal copy and image information processing system using themicroprocessor); 6,044,205 (Communications system for transferringinformation between memories according to processes transferred with theinformation); 6,044,349 (Secure and convenient information storage andretrieval method and apparatus); 6,044,350 (Certificate meter withselectable indemnification provisions); 6,044,388 (Pseudorandom numbergenerator); 6,044,462 (Method and apparatus for managing keyrevocation); 6,044,463 (Method and system for message delivery utilizingzero knowledge interactive proof protocol); 6,044,464 (Method ofprotecting broadcast data by fingerprinting a common decryptionfunction); 6,044,466 (Flexible and dynamic derivation of permissions);6,044,468 (Secure transmission using an ordinarily insecure networkcommunication protocol such as SNMP); 6,047,051 (Implementation ofcharging in a telecommunications system); 6,047,066 (Communicationmethod and device); 6,047,067 (Electronic-monetary system); 6,047,072(Method for secure key distribution over a nonsecure communicationsnetwork); 6,047,242 (Computer system for protecting software and amethod for protecting software); 6,047,268 (Method and apparatus forbilling for transactions conducted over the internet); 6,047,269(Self-contained payment system with circulating digital vouchers);6,047,374 (Method and apparatus for embedding authentication informationwithin digital data); 6,047,887 (System and method for connecting moneymodules); 6,049,610 (Method and apparatus for digital signatureauthentication); 6,049,612 (File encryption method and system);6,049,613 (Method and apparatus for encrypting, decrypting, andproviding privacy for data values); 6,049,671 (Method for identifyingand obtaining computer software from a network computer); 6,049,785(Open network payment system for providing for authentication of paymentorders based on a confirmation electronic mail message); 6,049,786(Electronic bill presentment and payment system which deters cheating byemploying hashes and digital signatures); 6,049,787 (Electronic businesstransaction system with notarization database and means for conducting anotarization procedure); 6,049,838 (Persistent distributedcapabilities); 6,049,872 (Method for authenticating a channel inlarge-scale distributed systems); 6,049,874 (System and method forbacking up computer files over a wide area computer network); 6,052,466(Encryption of data packets using a sequence of private keys generatedfrom a public key exchange); 6,052,467 (System for ensuring that theblinding of secret-key certificates is restricted, even if the issuingprotocol is performed in parallel mode); 6,052,469 (Interoperablecryptographic key recovery system with verification by comparison);6,055,314 (System and method for secure purchase and delivery of videocontent programs); 6,055,321 (System and method for hiding andextracting message data in multimedia data); 6,055,508 (Method forsecure accounting and auditing on a communications network); 6,055,512(Networked personal customized information and facility services);6,055,636 (Method and apparatus for centralizing processing of key andcertificate life cycle management); 6,055,639 (Synchronous messagecontrol system in a Kerberos domain); 6,056,199 (Method and apparatusfor storing and reading data); 6,057,872 (Digital coupons for paytelevisions); 6,058,187 (Secure telecommunications data transmission);6,058,188 (Method and apparatus for interoperable validation of keyrecovery information in a cryptographic system); 6,058,189 (Method andsystem for performing secure electronic monetary transactions);6,058,193 (System and method of verifying cryptographic postageevidencing using a fixed key set); 6,058,381 (Many-to-many paymentssystem for network content materials); 6,058,383 (Computationallyefficient method for trusted and dynamic digital objects dissemination);6,061,448 (Method and system for dynamic server document encryption);6,061,454 (System, method, and computer program for communicating a keyrecovery block to enable third party monitoring without modification tothe intended receiver); 6,061,692 (System and method for administering ameta database as an integral component of an information server);6,061,789 (Secure anonymous information exchange in a network);6,061,790 (Network computer system with remote user data enciphermethodology); 6,061,791 (Initial secret key establishment includingfacilities for verification of identity); 6,061,792 (System and methodfor fair exchange of time-independent information goods over a network);6,061,794 (System and method for performing secure device communicationsin a peer-to-peer bus architecture); 6,061,796 (Multi-access virtualprivate network); 6,061,799 (Removable media for password basedauthentication in a distributed system); 6,064,723 (Network-basedmultimedia communications and directory system and method of operation);6,064,738 (Method for encrypting and decrypting data using chaoticmaps); 6,064,740 (Method and apparatus for masking modulo exponentiationcalculations in an integrated circuit); 6,064,741 (Method for thecomputer-aided exchange of cryptographic keys between a user computerunit U and a network computer unit N); 6,064,764 (Fragile watermarks fordetecting tampering in images); 6,064,878 (Method for separatelypermissioned communication); 6,065,008 (System and method for securefont subset distribution); 6,067,620 (Stand alone security device forcomputer networks); 6,069,647 (Conditional access and content securitymethod); 6,069,952 Data copyright management system); 6,069,954(Cryptographic data integrity with serial bit processing andpseudo-random generators); 6,069,955 (System for protection of goodsagainst counterfeiting); 6,069,969 (Apparatus and method forelectronically acquiring fingerprint images); 6,069,970 (Fingerprintsensor and token reader and associated methods); 6,070,239 (System andmethod for executing verifiable programs with facility for usingnon-verifiable programs from trusted sources); 6,072,870 (System, methodand article of manufacture for a gateway payment architecture utilizinga multichannel, extensible, flexible architecture); 6,072,874 (Signingmethod and apparatus using the same); 6,072,876 (Method and system fordepositing private key used in RSA cryptosystem); 6,073,125 (Token keydistribution system controlled acceptance mail payment and evidencingsystem); 6,073,160 (Document communications controller); 6,073,172(Initializing and reconfiguring a secure network interface); 6,073,234(Device for authenticating user's access rights to resources andmethod); 6,073,236 (Authentication method, communication method, andinformation processing apparatus); 6,073,237 (Tamper resistant methodand apparatus); 6,073,238 (Method of securely loading commands in asmart card); 6,073,242 (Electronic authority server); 6,075,864 (Methodof establishing secure, digitally signed communications using anencryption key based on a blocking set cryptosystem); 6,075,865(Cryptographic communication process and apparatus); 6,076,078(Anonymous certified delivery); 6,076,162 (Certification ofcryptographic keys for chipcards); 6,076,163 (Secure user identificationbased on constrained polynomials); 6,076,164 (Authentication method andsystem using IC card); 6,076,167 (Method and system for improvingsecurity in network applications); 6,078,663 (Communication apparatusand a communication system); 6,078,665 (Electronic encryption device andmethod); 6,078,667 (Generating unique and unpredictable values);6,078,909 (Method and apparatus for licensing computer programs using aDSA signature); 6,079,018 (System and method for generating uniquesecure values for digitally signing documents); 6,079,047 (Unwrappingsystem and method for multiple files of a container); 6,081,597 (Publickey cryptosystem method and apparatus); 6,081,598 (Cryptographic systemand method with fast decryption); 6,081,610 (System and method forverifying signatures on documents); 6,081,790 (System and method forsecure presentment and payment over open networks); 6,081,893 (Systemfor supporting secured log-in of multiple users into a plurality ofcomputers using combined presentation of memorized password andtransportable passport record), 6,192,473 (System and method for mutualauthentication and secure communications between a postage securitydevice and a meter server), 6,141,750 (Micali); 6,137,884 (Micali);6,134,326 (Micali); 6,026,163 (Micali); 5,182,670 (Micali); 5,790,665(Micali); 5,666,420 (Micali); 5,666,414 (Micali); 5,629,982 (Micali);5,604,804 (Micali); 5,553,145 (Micali); 5,315,658 (Micali); 5,276,737(Micali); 5,519,778 (Leighton et al., (Method for Enabling Users of aCryptosystem to Generate and use a Private Pair Key for EncipheringCommunications Between the Users); 6,073,242 (Hardy, ElectronicAuthority Server); 4,405,829 (Rivest, Cryptographic CommunicationsSystem and Method); 4,218,582; 6,108,644 (Goldschlag, System and Methodfor Electronic Transactions); 6,108,787 (Anderson, Method and means forinterconnecting different security levels); 6,151,395 (Harkins, Systemand method for regenerating secret keys in Diffie-Hellman communicationsessions); 5,945,877 (Traw, Content protection for transmissionsystems); 6,072,876 (Obata, Method for Depositing Key in RSACryptosystem); 5,768,388 (Goldwasser, Time Delayed Key Escrow);6,158,010 (Moriconi, System and method for maintaining security in adistributed computer network); 6,148,342 (Ho, Secure Database ManagementSystem for Confidential Records Using Separately Encrypted Identifierand Access Request); 5,920,630 (Wertheimer, Method of public keycryptography that includes key escrow); 6,119,229 (Martinez, Virtualproperty system); 5,745,573 (Lipner, System and Method for ControllingAccess to a User Secret); 5,631,961 (Mills, Device for and Method ofCryptography that Allows Third Party Access); 6,044,350 (Weiant,Certificate Meter with Selectable Indemnification Provisions); 5,933,498(Schneck, System for Controlling Access and Distribution of DigitalProperty); 5,737,419 (Ganesan, Computer system for securingcommunications using split private key asymmetric cryptography);6,175,626 (Aucsmith, Digital certificates containing multimedia dataextensions); 6,112,181 (Shear, Systems and methods for matching,selecting, narrowcasting, and/or classifying based on rights managementand/or other information); 6,157,721 (Shear, Systems and methods usingcryptography to protect secure computing environments); 5,592,549(Nagel, Method and apparatus for retrieving selected information from asecure information source); 6,161,181 (Haynes, Secure ElectronicTransactions Using a Trusted Intermediary); 6,145,079 (Misty, SecureElectronic Transactions Using a Trusted Intermediary to PerformElectronic Services); 6,118,874 (Okamoto, Encrypted data recovery methodusing split storage key and system thereof), each of which is expresslyincorporated herein by reference.

See, also, U.S. Pat. Nos. 6,028,937 (Tatebayashi et al.), 6,026,167(Aziz), 6,009,171 (Ciacelli et al.) (Content Scrambling System, or“CSS”), 5,991,399 (Graunke et al.), 5,948,136 (Smyers) (IEEE 1394-1995),and 5,915,018 (Aucsmith), expressly incorporated herein by reference,and Jim Wright and Jeff Robillard (PhiIsar Semiconductor), “AddingSecurity to Portable Designs”, Portable Design, March 2000, pp. 16-20.

See also, Stefik, U.S. Pat. Nos. 5,715,403 (System for controlling thedistribution and use of digital works having attached usage rights wherethe usage rights are defined by a usage rights grammar); 5,638,443(System for controlling the distribution and use of composite digitalworks); 5,634,012 (System for controlling the distribution and use ofdigital works having a fee reporting mechanism); and 5,629,980 (Systemfor controlling the distribution and use of digital works), expresslyincorporated herein by reference.

See:

-   Elaine Barker, NIST Cryptographic Toolkit, National Information    Security Conference (Oct. 16, 2000); Department of Defense, Trusted    Computer System Evaluation Criteria.-   Whitfield Diffie and Martin Hellman, Privacy and Authentication: An    Introduction to Cryptography at    http://www.cs.berkeley.edu/˜gribble/osprelims/summaries/priv_auth.html.-   Vannevar Bush: As We May Think, Atlantic Monthly, Vol. 176, No. 1,    1945, pp. 101-108, reprinted at http://www.press.umich.edu/jep.-   Mihir Bellaire and Shaft Goldwasser, Verifiable Partial Key Escrow    appearing in Proceedings of the Fourth Annual Conference on Computer    and Communications Security, ACM, 1997.-   Dorothy Denning, Descriptions of Key Escrow Systems (Version of Feb.    26, 1997) Communications of the ACM (orig. pub. March 1996),    reprinted at    http://www.cs.georgetown.edu/˜denning/crypto/Appendix.html.-   Dorothy Denning and Dennis K. Branstad, A Taxonomy for Key Escrow    Encryption Systems, Communications of the ACM, vol. 39, No. 3, March    1996 reprinted at    http://www.cs.georgetown.edu/˜denning/crypto/Taxonomy.html.-   A. Michael Froomkin, The Metaphor is the Key: Cryptography, the    Clipper Chip, and the Constitution, 143 University of Pennsylvania    Law Review 709-887 (1995).-   A. Michael Froomkin, It Came From Planet Clipper: The Battle Over    Cryptographic Key “Escrow”, 1996 University of Chicago Legal Forum    15-75 (1996).-   Lance J. Hoffman, Balanced Key Escrow (Aug. 4, 1995) (GWU-ICTSP-04)    printed at    ftp://coast.cs.purdue.edu/pub/doc/cryptography/hoffman_balanced_escrow.html.-   Wenbo Mao, Verifiable Partial Key Escrow of Integer Factors (Nov.    16, 2000).-   Microsoft Corporation, Encryption and Decryption (Sep. 10, 1996) at    http://msdn.microsoft.com/workshop/security/capi/PKCB/crypt4.asp    reprinted on 2-10-01.-   National Computer Security Center, A Guide to Understanding    Discretionary Access Control in Trusted Systems (Sep. 30, 1987)    NCSC-TG-003 printed at    http://www.certec.or.kr/paper/authent/discretionary_access_control.txt.-   James Nechvatal, Elaine Barker, Lawrence Bassham, William Burr,    Morris Dworkin, James Foti, and Edward Roback, Computer Security    Division, NIST, Report on the Development of the Advanced Encryption    Standard (Oct. 2, 2000).-   Ravi Sandhu, Separation of Duties In Computerized Information    Systems (1991), Proceedings of the IFIP WG 11.3 Workshop on Database    Security, Halifax, U.K.-   Mark Stefik, Trusted Systems, Scientific American, March 1997, pp.    78-81.-   Stephen T. Walker, Steven B. Lipner, Carl M. Ellison, Dennis K.    Branstad, David M. Balenson, Commercial Key Escrow at    http://www.epic.org./crypto/key_escrow/TIS_cke.html-   Zero Knowledge Systems, Private Credentials (November 2000).

Watermarking

U.S. Pat. No. 5,699,427 (Chow, et al., Dec. 16, 1997), expresslyincorporated herein by reference, relates to a method to deter documentand intellectual property piracy through individualization, and a systemfor identifying the authorized receiver of any particular copy of adocument. More specifically, each particular copy of a document isfingerprinted by applying a set of variations to a document, where eachvariation is a change in data contents, but does not change the meaningor perusal experience of the document. A database associating a set ofvariants to a receiver is maintained. Thus any variant or copy of thatvariant can be traced to an authorized receiver.

See also, U.S. Pat. Nos. 4,734,564 (Transaction system with off-linerisk assessment); 4,812,628 (Transaction system with off-line riskassessment); 4,926,325 (Apparatus for carrying out financialtransactions via a facsimile machine); 5,235,166 Data verificationmethod and magnetic media therefor); 5,254,843 (Securing magneticallyencoded data using timing variations in encoded data); 5,341,429(Transformation of ephemeral material); 5,428,683 (Method and apparatusfor fingerprinting and authenticating magnetic media); 5,430,279 Dataverification method and magnetic media therefor); 5,521,722 (Imagehandling facilitating computer aided design and manufacture ofdocuments); 5,546,462

(Method and apparatus for fingerprinting and authenticating variousmagnetic media); 5,606,609 (Electronic document verification system andmethod); 5,613,004 (Steganographic method and device); 5,616,904 Dataverification method and magnetic media therefor); 5,636,292(Steganography methods employing embedded calibration data); 5,646,997(Method and apparatus for embedding authentication information withindigital data); 5,659,726 Data embedding); 5,664,018 (Watermarkingprocess resilient to collusion attacks); 5,687,236 (Steganographicmethod and device); 5,710,834 (Method and apparatus responsive to a codesignal conveyed through a graphic image); 5,727,092 (Compressionembedding); 5,734,752 (Digital watermarking using stochastic screenpatterns); 5,740,244 (Method and apparatus for improved fingerprintingand authenticating various magnetic media); 5,745,569 (Method forstega-cipher protection of computer code); 5,745,604(Identification/authentication system using robust, distributed coding);5,748,763 (Image steganography system featuring perceptually adaptiveand globally scalable signal embedding); 5,748,783 (Method and apparatusfor robust information coding); 5,761,686 (Embedding encoded informationin an iconic version of a text image); 5,765,152 (System and method formanaging copyrighted electronic media); 5,768,426 (Graphics processingsystem employing embedded code signals); 5,778,102 (Compressionembedding); 5,790,703 (Digital watermarking using conjugate halftonescreens); 5,819,289 Data embedding employing degenerate clusters of datahaving differences less than noise value); 5,822,432 (Method forhuman-assisted random key generation and application for digitalwatermark system); 5,822,436 (Photographic products and methodsemploying embedded information); 5,832,119 (Methods for controllingsystems using control signals embedded in empirical data); 5,841,886(Security system for photographic identification); 5,841,978 (Networklinking method using steganographically embedded data objects);5,848,155 (Spread spectrum watermark for embedded signalling); 5,850,481(Steganographic system); 5,862,260 (Methods for surveying disseminationof proprietary empirical data); 5,878,137 (Method for obtainingauthenticity identification devices for using services in general, anddevice obtained thereby); 5,889,868 (Optimization methods for theinsertion, protection, and detection of digital watermarks in digitizeddata); 5,892,900 (Systems and methods for secure transaction managementand electronic rights protection); 5,905,505 (Method and system for copyprotection of on-screen display of text); 5,905,800 (Method and systemfor digital watermarking); 5,915,027 (Digital watermarking); 5,920,628(Method and apparatus for fingerprinting and authenticating variousmagnetic media); 5,930,369 (Secure spread spectrum watermarking formultimedia data); 5,933,498 (System for controlling access anddistribution of digital property); 5,943,422 (Steganographic techniquesfor securely delivering electronic digital rights management controlinformation over insecure communication channels); 5,946,414 (Encodingdata in color images using patterned color modulated image regions);5,949,885 (Method for protecting content using watermarking); 5,974,548(Media-independent document security method and apparatus); 5,995,625(Electronic cryptographic packing); 6,002,772 Data management system);6,004,276 (Open architecture cardiology information system); 6,006,328(Computer software authentication, protection, and security system);6,006,332 (Rights management system for digital media); 6,018,801(Method for authenticating electronic documents on a computer network);6,026,193 (Video steganography); 6,044,464 (Method of protectingbroadcast data by fingerprinting a common decryption function);6,047,374 (Method and apparatus for embedding authentication informationwithin digital data); 6,049,627 (Covert digital identifying indicia fordigital image); 6,061,451 (Apparatus and method for receiving anddecrypting encrypted data and protecting decrypted data from illegaluse); 6,064,737 (Anti-piracy system for wireless telephony); 6,064,764(Fragile watermarks for detecting tampering in images); 6,069,914(Watermarking of image data using MPEG/JPEG coefficients); 6,076,077Data management system); 6,081,793 (Method and system for securecomputer moderated voting), each of which is expressly incorporatedherein by reference.

Computer System Security

U.S. Pat. No. 5,881,225 (Worth, Mar. 9, 1999), expressly incorporatedherein by reference, relates to a security monitor for controllingfunctional access to a computer system. A security monitor controlssecurity functions for a computer system. A user desiring access to thesystem inputs a user identification and password combination, and a rolethe user to assume is selected from among one or more roles defined inthe system. Upon being validated as an authorized user performing aparticular role, the user is then authorized to perform certainfunctions and tasks specifically and to see information associated withthat role and optimally the work group the user is assigned). For someusers, no role or a “null” roll is chosen, and authorization for certainfunctions and tasks is accomplished due to that particular user havingbeen predefined by an administrator as being allowed to perform thosefunctions and tasks, usually due to the predefined privileges associatedwith the work group(s) to which the user belongs.

U.S. Pat. No. 5,937,068 (Audebert, Aug. 10, 1999), expresslyincorporated herein by reference, relates to a system and method foruser authentication employing dynamic encryption variables. The systemincludes a first card-like unit adapted to communicate with a secondunit giving only conditionally access to a function. Both units arecapable of running software for generating a password by means ofencryption of a plurality of dynamic variables produced separately butin concert (so as to have a predetermined relationship, such asidentity, with one another) in the units. The encryption is carried outin each unit by a public algorithm using a dynamically varyingencryption key. Each time an access request is issued by a card user,the key is modified as a function of the number of access requestspreviously formulated by the card user. Access to the function isgranted when the passwords generated in the units have a predeterminedrelationship such as identity) with each other. In a “virtual token”implementation, the first unit can be a smart card, which stores thedynamic key and the variable representing the number of formulatedauthentication requests and executes an encryption algorithm, a smartcard reader and a computer such as a personal computer. Either the smartcard reader or the personal computer can generate the time dependentvariable. In a “software token” implementation, the functions of thefirst unit are performed by a personal computer, thus eliminating theneed for a smart card or a smart card reader.

U.S. Pat. No. 5,949,882 (Angelo, Sep. 7, 1999), expressly incorporatedherein by reference, relates to a method and apparatus for allowingaccess to secured computer resources by utilizing a password and anexternal encryption algorithm. A method for permitting access to securedcomputer resources based upon a two-piece user verification process isprovided. In one embodiment, the user verification process is carriedout during a secure power-up procedure. At some point during the securepower-up procedure, the computer user is required to provide an externaltoken or smart card that is coupled to the computer through specializedhardware. The token or smart card is used to store an encryptionalgorithm furnished with an encryption key that is unique or of limitedproduction. The computer user is then required to enter a plain textuser password. Once entered, the user password is encrypted using theencryption algorithm contained in the external token to create aperipheral password. The peripheral password is compared to a valuestored in either secure system memory or in memory contained within asecured resource itself. If the two values match, access to the securedresource is permitted. In an alternate embodiment, the two-pieceauthentication process is conducted during normal computer operationoutside of the secure power-on sequence. In this embodiment, the userpassword is entered by means of a secure keyboard communicationschannel. In either embodiment, the two-piece nature of the authorizationprocess requires the presence of both the user password and the externaltoken in order to generate the peripheral password.

U.S. Pat. No. 5,953,419 (Lohstroh, et al., Sep. 14, 1999), expresslyincorporated herein by reference, relates to a cryptographic filelabeling system for supporting secured access by multiple users. Asystem is disclosed for automatically distributing secured versions of afile decryption key to a plurality of file users by way of the file'ssecurity label. The label is defined to contain a plurality ofAccess-Control-Entries Records (ACER's) where each ACER includes arespective secured version of the file decryption key. Each such securedversion is decipherable by a respective ACER private key. Each ACER mayinclude respective other data such as: (a) ACER-unique identifying datafor uniquely identifying the ACER or an associated user; (b) decryptionalgorithm identifying data for identifying the decryption process to beused to decrypt the encrypted data portion of the file; and (c) specialhandling code for specifying special handling for the code-containingACER. The label is preferably covered by a digital signature butincludes an extension buffer that is not covered by the digitalsignature. Users who wish to have an ACER of their own added to thelabel may submit add-on requests by writing to the extension buffer.

U.S. Pat. No. 5,956,400 (Chaum, et al., Sep. 21, 1999), expresslyincorporated herein by reference, relates to partitioned informationstorage systems with controlled retrieval. An information storage systemincludes one or more information update terminals, a mapper, one or morepartial-databases, and one or more query terminals, exchanging messagesover a set of communication channels. An identifier-mapping mechanismprovides to an update terminal) a method for delegating control overretrieval of the data stored at the partial-databases to one or moremappers, typically operated by one or more trusted third parties. Updateterminals supply information, which is stored in fragmented form by thepartial-databases. Data-fragment identifiers and pseudonyms areintroduced, preventing unauthorized de-fragmentation of information—thusproviding compliance to privacy legislation—while at the same timeallowing query terminals to retrieve (part of the stored data or learnproperties of the stored data. The mapper is necessarily involved inboth operations, allowing data access policies to be enforced andpotential abuse of stored information to be reduced. Introduction ofmultiple mappers acts to distribute information retrieval control amongmultiple trusted third parties. Introducing so-called “groupers”,increases the efficiency of data retrieval for a common set of queriesand further reduces potential abuse of information. See, See, DavidChaum, Achieving Electronic Privacy, Scientific American, August 1992,p. 96-101.

U.S. Pat. No. 5,958,050 (Griffin, et al., Sep. 28, 1999), expresslyincorporated herein by reference, relates to a trusted delegationsystem. A trust manager examines each new class before it is allowed toexecute by examining a policy file which includes data structuresdefining security policies of the user system, a certificate repositoryfor storing a plurality of certificates, a certificate being a datarecord which is digitally signed and which certifies claims relevant toa security evaluation, a code examiner adapted to analyze the portion ofcode to determine potential resource use of the portion of code and atrust evaluator adapted to evaluate certificate requirements of theportion of code based on policy rules extracted from the policy file andthe potential resource use specified by the code examiner. The trustevaluator also determines, from certificates from the certificaterepository and a code identifier identifying the portion of code,whether execution of the portion of code is allowed by the policy rulesgiven the potential resource use, the code supplier and applicablecertificates. Certificates and policies can be specified in hierarchicalform, so that some levels of security can be delegated to trustedentities.

U.S. Pat. No. 5,978,475 (Schneier, et al., Nov. 2, 1999), expresslyincorporated herein by reference, relates to an event auditing system.In many computer applications, sensitive information must be kept on anuntrusted machine. Such information must be protected against attackers,as well as against partially trusted entities to be given partial, butnot total, access to the stored information. A method, apparatus andcomputer-readable data structure are provided for inhibiting an attackerfrom accessing or corrupting information stored by an untrusted machine.More specifically, in a log file generated during a process in which theuntrusted machine is in limited communication with a trusted machine,entries generated prior to the attack remain secure they cannot bemodified without detection), even though subsequent entries can not betrusted. One embodiment also allows a partially trusted verifier to readand verify entries in the log file, but not to change them withoutdetection. In another embodiment, operating with or without the trustedmachine, the untrusted machine's log file can also incorporate log filesof other processes.

U.S. Pat. No. 5,991,878 (McDonough, et al., Nov. 23, 1999), expresslyincorporated herein by reference, relates to a system and method forcontrolling access to information in a distributed computing system. Arequest for the information is received and is accompanied by encryptedsession state data. Based on the encrypted session state data, it isdetermined whether to pass the request on to a source of theinformation. In a memory buffer, old data is replaced by overwritingwith a unique identifier. After the memory buffer has received new dataand a procedure has been executed for copying the contents of the memorybuffer to a destination, it is determined whether the unique identifiermay be found at the destination.

U.S. Pat. No. 6,070,239 (McManis, May 30, 2000), expressly incorporatedherein by reference, relates to a system and method for executingverifiable programs with facility for using non-verifiable programs fromtrusted sources. A computer system includes a program executer thatexecutes verifiable architecture neutral programs and a class loaderthat prohibits the loading and execution of non-verifiable programsunless (A) the non-verifiable program resides in a trusted repository ofsuch programs, or (B) the non-verifiable program is indirectlyverifiable by way of a digital signature on the non-verifiable programthat proves the program was produced by a trusted source. In thepreferred embodiment, verifiable architecture neutral programs are Javabytecode programs whose integrity is verified using a Java bytecodeprogram verifier. The non-verifiable programs are generally architecturespecific compiled programs generated with the assistance of a compiler.Each architecture specific program typically includes two signatures,including one by the compiling party and one by the compiler. Eachdigital signature includes a signing party identifier and an encryptedmessage. The encrypted message includes a message generated by apredefined procedure, and is encrypted using a private encryption keyassociated with the signing party. A digital signature verifier used bythe class loader includes logic for processing each digital signature byobtaining a public key associated with the signing party, decrypting theencrypted message of the digital signature with that public key so asgenerate a decrypted message, generating a test message by executing thepredefined procedure on the architecture specific program associatedwith the digital signature, comparing the test message with thedecrypted message, and issuing a failure signal if the decrypted messagedigest and test message digest do not match.

U.S. Pat. No. 6,079,021 (Abadi, et al., Jun. 20, 2000), expresslyincorporated herein by reference, relates to a method and apparatus forstrengthening passwords for protection of computer systems. Acomputer-implemented method provides access to processes and data usingstrengthened password. During an initialization phase, an access code isstored in a memory of a computer system. The access code is anapplication of a one-way hash function to a concatenation of a passwordand a password supplement. The size of the password supplement is afixed number of bits. During operation of the system, a user enters apassword, and the one-way hash function is applied to concatenations ofthe password and possible values having the size of the passwordsupplement to yield trial access codes. Access is granted when one ofthe trial access codes is identical to the stored access code.

See:

U.S. Pat. No. 6,141,758 (Banantar, Method and system for maintainingclient server associations in a distributed computing system), expresslyincorporated herein by reference.

M. Abadi, M. Burrows, B. Lampson, G. Plotkin A Calculus for AccessControl in Distributed Systems

Computer Security Devices

U.S. Pat. No. 5,982,520 (Weiser, et al., Nov. 9, 1999), expresslyincorporated herein by reference, relates to a personal storage devicefor receipt, storage, and transfer of digital information to otherelectronic devices has a pocket sized crush resistant casing with avolume of less than about ten cubic centimeters. A processor ispositioned within the casing cavity and attached to the crush resistantcasing, while a memory module also positioned within the casing cavityis configured to store received executable applications and data. Aninfrared transceiver is mounted on the crush resistant casing and inelectronic communication with the processor and memory module to providefor receipt and storage of executable applications, and receipt,storage, and transfer of digital information to other electronicdevices. The digital information stored by the personal storage devicecan be intermittently synchronized with other electronic devices.

U.S. Pat. No. 5,991,519 (Benhammou, et al., Nov. 23, 1999), expresslyincorporated herein by reference, relates to a secure memory havingmultiple security levels. A secured memory comprises a first levelsecurity zone having an access code controlling access to the securedmemory prior to an issuer fuse being blown, a security code attemptscounter preventing access to the secured memory when a predeterminednumber of attempts at matching the access code have been made prior toresetting the security code attempts counter, a plurality of applicationzones, each of the plurality of application zones comprising: a storagememory zone, an application security zone having an application zoneaccess code controlling access to the storage memory zone after anissuer fuse has been blown, an application zone security code attemptscounter preventing access to the application zone when a predeterminednumber of attempts at matching the application zone access code havebeen made prior to resetting the application zone security code attemptscounter, an erase key partition having an erase key code controllingerase access to the storage memory zone after an issuer fuse has beenblown, and an erase key attempts counter preventing erase access to theapplication zone when a predetermined number of attempts at matching theerase key code have been made prior to resetting the erase key attemptscounter.

U.S. Pat. No. 5,999,629 (Neer, et al., Dec. 7, 1999), expresslyincorporated herein by reference, relates to a data encryption securitymodule. Encryption keys used to encrypt such messages need to be managedin a highly secure manner. A unique device encryption key is generated,a cryptographic key formed from a unique identification key and anassociated public key, and at least one program encryption key, in whichthe public key is generated as a function of the unique identificationkey. The module then encrypts the unique identification key and programencryption key using said device encryption key and stores the encryptedresult in memory internal to security module, thereby securing the keysagainst misappropriation. In addition, the module provides a mechanismfor using the program encryption key to encrypt information that itreceives from an external source and store the encrypted information inmemory external to the security module, and responsive to receiving froma requester a request for the program encryption key, encrypting theprogram encryption key, using a symmetrical encryption key generated asa function of a public key generated by a security module associatedwith the requester. The former security module then supplies theencrypted program encryption key to the requester.

U.S. Pat. No. 6,034,618 (Tatebayashi, et al., Mar. 7, 2000), expresslyincorporated herein by reference, relates to a device authenticationsystem that allows the authentication function to be changed. A decoderapparatus generates a random number for authenticating the optical discdrive apparatus and sends it to the optical disc drive apparatus as thechallenge data. The optical disc drive apparatus selects one out ofsixteen claimant functions stored in the claimant function unit andcalculates the function value, which it sends to the decoder apparatusas the response data. The decoder apparatus compares the response datawith sixteen function values to that are obtained using the sixteenverification functions stored in the verification function unit, andauthenticates the optical disc drive apparatus when at least one of thefunction values matches the response data.

U.S. Pat. No. 6,041,412 (Timson, et al., Mar. 21, 2000), expresslyincorporated herein by reference, relates to an apparatus and a methodfor providing access to a secured data or area, includes at least twosecure data modules which contain security data and other informationand which belong to a particular security scheme and a dual modulereader for reading data and permissions instructions contained on thesecure data modules. The two secure data modules include an enablingmodule and an interrogatable module. The interrogatable module and theenabling module communicate with each other via a dual module reader.Communication between the two modules is allowed as long as the twomodules are members of the same security scheme. A scheme is defined bysuitable proprietary encryption keys for enabling communication and datatransfer between the two modules belonging to a common scheme and forpreventing communication and data transfer between two modules belongingto different schemes. The communication between the two modules providesan improved data security and access control system that eliminates theneed for multiple passwords for various operations and also preventsproblems associated with conventional access cards that are used inconjunction with passwords.

U.S. Pat. No. 6,061,451 (Muratani, et al., May 9, 2000), expresslyincorporated herein by reference, relates to an apparatus and method forreceiving and decrypting encrypted data and protecting decrypted datafrom illegal use. A data receiving apparatus is formed of a set top unitconnected to a network and a security module. Digital video data,supplied from the network and scrambled according to a first system, isscrambled according to a second system in a scramble circuit in the settop unit, and is supplied to the security module. The data isdescrambled according to the first system in a descramble circuit in thesecurity module, and is transferred back to the set top unit. The datais descrambled according to the second system in a descramble circuit inthe set top unit, and is outputted to an image display terminal via anMPEG decoder.

U.S. Pat. No. 6,069,647 (Sullivan, et al., May 30, 2000), expresslyincorporated herein by reference, relates to a conditional access andcontent security method. An interface unit, connected to a programmableunit, is capable of containing a time-sensitive key. The programmableunit is allowed to receive digital content from the interface unit uponestablishing that the time-sensitive key is also contained therein.

See, U.S. Pat. Nos. 6,131,090 (Basso, Method and system for providingcontrolled access to information stored on a portable recording medium);and 6,125,186 (Saito, Encryption Communication System Using an Agent anda Storage Medium for that Agent), expressly incorporated herein byreference.

Computer Network Firewall

U.S. Pat. No. 5,944,823 (Jade, et al., Aug. 31, 1999), expresslyincorporated herein by reference, relates to a system and method forproviding outside access to computer resources through a firewall. Afirewall isolates computer and network resources inside the firewallfrom networks, computers and computer applications outside the firewall.Typically, the inside resources could be privately owned databases andlocal area networks (LAN's), and outside objects could includeindividuals and computer applications operating through publiccommunication networks such as the Internet. Usually, a firewall allowsfor an inside user or object to originate connection to an outsideobject or network, but does not allow for connections to be generated inthe reverse direction; i.e. from outside in. The system provides aspecial “tunneling” mechanism, operating on both sides of a firewall,for establishing such “outside in” connections when they are requestedby certain “trusted” individuals or objects or applications outside thefirewall. The intent here is to minimize the resources required forestablishing “tunneled” connections (connections through the firewallthat are effectively requested from outside), while also minimizing thesecurity risk involved in permitting such connections to be made at all.The mechanism includes special tunneling applications, running oninterface servers inside and outside the firewall, and a special tableof “trusted sockets” created and maintained by the inside tunnelingapplication. Entries in the trusted sockets table define objects insidethe firewall consisting of special inside ports, a telecommunicationprotocol to be used at each port, and a host object associated with eachport. Each entry is “trusted” in the sense that it is supposedly knownonly by individuals authorized to have “tunneling” access through thefirewall from outside. These applications use the table to effectconnections through the firewall in response to outside requestsidentifying valid table entries.

U.S. Pat. No. 5,968,176 (Nessett, et al., Oct. 19, 1999), expresslyincorporated herein by reference, relates to a multilayer firewallsystem. A system provides for establishing security in a network thatincludes nodes having security functions operating in multiple protocollayers. Multiple network devices, such as remote access equipment,routers, switches, repeaters and network cards having security functionsare configured to contribute to implementation of distributed firewallfunctions in the network. By distributing firewall functionalitythroughout many layers of the network in a variety of network devices, apervasive firewall is implemented. The pervasive, multilayer firewallincludes a policy definition component that accepts policy data thatdefines how the firewall should behave. The policy definition componentcan be a centralized component, or a component that is distributed overthe network. The multilayer firewall also includes a collection ofnetwork devices that are used to enforce the defined policy. Thesecurity functions operating in this collection of network devicesacross multiple protocol layers are coordinated by the policy definitioncomponent so that particular devices enforce that part of the policypertinent to their part of the network.

U.S. Pat. No. 5,983,350 (Minear, et al., Nov. 9, 1999), expresslyincorporated herein by reference, relates to a secure firewallsupporting different levels of authentication based on address orencryption status. A system and method is provided for regulating theflow of messages through a firewall having a network protocol stack,wherein the network protocol stack includes an Internet Protocol (IP)layer, the method comprising establishing a security policy,determining, at the IP layer, if a message is encrypted, if the messageis not encrypted, passing the unencrypted message up the networkprotocol stack to an application level proxy, and if the message isencrypted, decrypting the message and passing the decrypted message upthe network protocol stack to the application level proxy, whereindecrypting the message includes executing a process at the IP layer todecrypt the message.

U.S. Pat. No. 6,009,475 (Shrader, Dec. 28, 1999), expressly incorporatedherein by reference, relates to a system and method for filter rulevalidation and administration for firewalls. Filter rules on a firewallbetween a secure computer network and a nonsecure computer network arevalidated from a user interface. A user interface is presented in whicha test packet can be defined. The user interface includes controls fordefining values for attributes of the test packet, wherein theattributes of the test packet are selected from a set of attributes ofnormal packets normally sent between the secure and nonsecure computernetworks. A defined test packet is validated against a set of filterrules in the firewall or matched against the filter rules to determinethose filter rules with matching attributes to the defined packet. Whenvalidating, responsive to the failure of the test packet in thevalidating step, the filter rule in the set of filter rules that deniedthe test packet is displayed.

U.S. Pat. No. 6,052,788 (Wesinger, Jr., et al., Apr. 18, 2000),expressly incorporated herein by reference, relates to a firewall,providing enhanced network security and user transparency, for improvednetwork security and maximum user convenience. The firewall employs“envoys” that exhibit the security robustness of prior-art proxies andthe transparency and ease-of-use of prior-art packet filters, combiningthe best of both worlds. No traffic can pass through the firewall unlessthe firewall has established an envoy for that traffic. Bothconnection-oriented (e.g., TCP) and connectionless (e.g., UDP-based)services may be handled using envoys. Establishment of an envoy may besubjected to a myriad of tests to “qualify” the user, the requestedcommunication, or both. Therefore, a high level of security may beachieved. The usual added burden of prior-art proxy systems is avoidedin such a way as to achieve full transparency—the user can use standardapplications and need not even know of the existence of the firewall. Toachieve full transparency, the firewall is configured as two or moresets of virtual hosts. The firewall is, therefore, “multi-homed,” eachhome being independently configurable. One set of hosts responds toaddresses on a first network interface of the firewall. Another set ofhosts responds to addresses on a second network interface of thefirewall. In one aspect, programmable transparency is achieved byestablishing DNS mappings between remote hosts to be accessed throughone of the network interfaces and respective virtual hosts on thatinterface. In another aspect, automatic transparency may be achievedusing code for dynamically mapping remote hosts to virtual hosts inaccordance with a technique referred to herein as dynamic DNS, or DDNS.

U.S. Pat. No. 6,061,797 (Jade, et al., May 9, 2000), expresslyincorporated herein by reference, relates to a system and method forproviding outside access to computer resources through a firewall. Afirewall isolates computer and network resources inside the firewallfrom networks, computers and computer applications outside the firewall.Typically, the inside resources could be privately owned databases andlocal area networks (LAN's), and outside objects could includeindividuals and computer applications operating through publiccommunication networks such as the Internet. Usually, a firewall allowsfor an inside user or object to originate connection to an outsideobject or network, but does not allow for connections to be generated inthe reverse direction; i.e. from outside in. The system provides aspecial “tunneling” mechanism, operating on both sides of a firewall,for establishing such “outside in” connections when they are requestedby certain “trusted” individuals or objects or applications outside thefirewall. The intent here is to minimize the resources required forestablishing “tunneled” connections (connections through the firewallthat are effectively requested from outside), while also minimizing thesecurity risk involved in permitting such connections to be made at all.The mechanism includes special tunneling applications, running oninterface servers inside and outside the firewall, and a special tableof “trusted sockets” created and maintained by the inside tunnelingapplication. Entries in the trusted sockets table define objects insidethe firewall consisting of special inside ports, a telecommunicationprotocol to be used at each port, and a host object associated with eachport. Each entry is “trusted” in the sense that it is supposedly knownonly by individuals authorized to have “tunneling” access through thefirewall from outside.

U.S. Pat. No. 6,061,798 (Coley, et al., May 9, 2000), expresslyincorporated herein by reference, relates to a firewall system forprotecting network elements connected to a public network. The firewalloperates on a stand-alone computer connected between the public networkand the network elements to be protected such that all access to theprotected network elements must go through the firewall. The firewallapplication running on the stand-alone computer is preferably the onlyapplication running on that machine. The application includes a varietyof proxy agents that are specifically assigned to an incoming request inaccordance with the service protocol (i.e., port number) indicated inthe incoming access request. An assigned proxy agent verifies theauthority of an incoming request to access a network element indicatedin the request. Once verified, the proxy agent completes the connectionto the protected network element on behalf of the source of the incomingrequest.

See also, U.S. Pat. Nos. 6,075,860 (Apparatus and method forauthentication and encryption of a remote terminal over a wirelesslink); 6,061,798 (Firewall system for protecting network elementsconnected to a public network); 6,061,797 (Outside access to computerresources through a firewall; 6,052,788 (Firewall providing enhancednetwork security and user transparency); 6,047,322 (Method and apparatusfor quality of service management; 6,041,355 (Method for transferringdata between a network of computers dynamically based on taginformation); 6,012,088 (Automatic configuration for internet accessdevice); 6,003,084 (Secure network proxy for connecting entities);5,999,973 Use of web technology for subscriber management activities);5,991,731 (Method and system for interactive prescription anddistribution of prescriptions in conducting clinical studies); 5,983,350(Secure firewall supporting different levels of authentication based onaddress or encryption status); 5,968,176 (Multilayer firewall system);5,960,177 (System for performing remote operation betweenfirewall-equipped networks or devices); 5,958,016 (Internet-web link foraccess to intelligent network service control); 5,950,195 (Generalizedsecurity policy management system and method); 5,944,823 (Outside accessto computer resources through a firewall; 5,928,333 (Electronic mailmanagement system for operation on a host computer system); 5,918,227(On-line directory service with a plurality of databases andprocessors); 5,915,087 (Transparent security proxy for unreliablemessage exchange protocols); 5,915,008 (System and method for changingadvanced intelligent network services from customer premises equipment;5,909,493 (Method and system for diagnosis and control of machines usingconnectionless modes of communication); 5,898,830 (Firewall providingenhanced network security and user transparency); 5,870,744 (Virtualpeople networking); 5,845,267 (System and method for billing fortransactions conducted over the internet from within an intranet;5,835,726 (System for securing the flow of and selectively modifyingpackets in a computer network); 5,826,029 (Secured gateway interface);5,826,014 (Firewall system for protecting network elements connected toa public network); 5,812,398 (Method and system for escrowed backup ofhotelled world wide web sites); 5,805,803 (Secure web tunnel); 5,784,463(Token distribution, registration, and dynamic configuration of userentitlement for an application level security system and method);5,632,011 (Electronic mail management system for operation on a hostcomputer system); 5,623,601 (Apparatus and method for providing a securegateway for communication and data exchanges between networks),6,141,755 (Dowd, Firewall security apparatus for high speed circuitswitched networks), each of which is expressly incorporated herein byreference.

Virtual Private Network

U.S. Pat. No. 6,079,020 (Liu, Jun. 20, 2000), expressly incorporatedherein by reference, relates to a method and an apparatus for managing avirtual private network operating over a public data network. Thispublic data network has been augmented to include a plurality of virtualprivate network gateways so that communications across the virtualprivate network are channeled through the virtual private networkgateways. One embodiment includes a system that operates by receiving acommand specifying an operation on the virtual private network. Thesystem determines which virtual private network gateways are affected bythe command. The system then automatically translates the command intoconfiguration parameters for virtual private network gateways affectedby the command. These configuration parameters specify how the virtualprivate network gateways handle communications between specific groupsof addresses on the public data network. The system then transmits theconfiguration parameters to the virtual private network gatewaysaffected by the command, so that the virtual private network gatewaysare configured to implement the command.

See also, U.S. Pat. Nos. 6,081,900 (Secure intranet access); 6,081,533(Method and apparatus for an application interface module in asubscriber terminal unit); 6,079,020 (Method and apparatus for managinga virtual private network); 6,078,946 (System and method for managementof connection oriented networks); 6,078,586 (ATM virtual privatenetworks); 6,075,854 (Fully flexible routing service for an advancedintelligent network); 6,075,852 (Telecommunications system and methodfor processing call-independent signalling transactions); 6,073,172(Initializing and reconfiguring a secure network interface); 6,061,796(Multi-access virtual private network); 6,061,729 (Method and system forcommunicating service information in an advanced intelligent network);6,058,303 (System and method for subscriber activity supervision);6,055,575 (Virtual private network system and method); 6,052,788(Firewall providing enhanced network security and user transparency);6,047,325 (Network device for supporting construction of virtual localarea networks on arbitrary local and wide area computer networks);6,032,118 (Virtual private network service provider for asynchronoustransfer mode network); 6,029,067 (Virtual private network for mobilesubscribers); 6,016,318 (Virtual private network system over publicmobile data network and virtual LAN); 6,009,430 (Method and system forprovisioning databases in an advanced intelligent network); 6,005,859(Proxy VAT-PSTN origination); 6,002,767 (System, method and article ofmanufacture for a modular gateway server architecture); 6,002,756(Method and system for implementing intelligent telecommunicationservices utilizing self-sustaining, fault-tolerant object orientedarchitecture), each of which is expressly incorporated herein byreference.

Biometric Authentication

U.S. Pat. No. 5,193,855 (Shamos, Mar. 16, 1993, Patient and healthcareprovider identification system), expressly incorporated herein byreference, relates to a patient and healthcare provider identificationsystem which includes a database of patient and healthcare providerinformation including the identity of each patient and provider and someidentification criteria such as fingerprint data); a print scanner forreading the print information from a patient or provider; a controlsystem for matching the print data read by the scanner with the printdata stored in memory; and a printer for printing labels or generatingstamps or other visually perceptible medium for positively identifyingthe patient or provider and creating a record of the identification.

U.S. Pat. No. 6,035,406 (Moussa, et al., Mar. 7, 2000), expresslyincorporated herein by reference, relates to a plurality-factor securitysystem. The method and system provide for simultaneously authenticatinga user using two or more factors, such as both a password and a physicaltoken or both a password and biometric information. The user presents aphysical token including a storage device to a processor and attempts tolog in using a first password; the processor includes a login servicewhich receives the first password, accesses the storage device totransform the first password into a second password, and authenticatesthe second password using an operating system for the processor. Thestorage device includes encrypted information regarding the secondpassword which can be relatively easily determined in response to thefirst password, but which cannot be relatively easily determined withoutthe first password. The system or the storage device may also storeinformation for biometric authentication of the user.

U.S. Pat. No. 6,052,468 (Hillhouse, Apr. 18, 2000), expresslyincorporated herein by reference, relates to a method is disclosed forimproving portability of secure encryption key data files. The methodprovides for re-securing key data files according to different securityprocesses for mobility. For porting an encryption key secured using afingerprint authentication process to a system having only a passwordauthentication process, a user selects password authentication process,provides a fingerprint and is authorized, provides a new password andthen the encryption key is accessed according to the fingerprintauthentication process and secured according to the passwordauthentication process. This allows the use of specialized securityhardware at one location while retaining an ability to transportencryption keys in a secure fashion to other locations, which do nothave similar security hardware. U.S. Pat. No. 6,052,468 thereforeprovides a system and method for increasing portability of secure accesscodes, by providing a system comprising a cryptographic key encryptedand stored in a key data file and a secured key for decrypting thecryptographic key wherein the secured key is stored in a securedfashion, a method of securing the secured key comprising the steps of a)accessing stored data associated with the secured key, the dataindicative of an access method from a plurality of access methods foraccessing the secured key; b) executing the indicated access method toaccess the secured key; c) selecting a method from the plurality ofmethods for securing the accessed secured key; d) securing the accessedsecured key according to the selected access method; and, e) storingdata associated with the secured key, the data indicative of theselected access method. The key may be secured by providing userauthentication information; deriving from the user authenticationinformation a second cryptographic key; encrypting the accessed securedkey using the second cryptographic key; and the secured key is accessedby the steps of: providing user authentication information; derivingfrom the user authentication information a third cryptographic key; and,decrypting the secured key using the third cryptographic key. A methodof accessing a secured cryptographic key is provided comprising thesteps of: a) accessing data associated with the secured cryptographickey to determine an authorization method necessary to access the securedcryptographic key; b) providing user authorization information; and c)executing the determined authorization method to access the securedcryptographic key based on the user authorization information provided.A further method is provided for securing portable key data includingencryption key information comprising the steps of: a) selecting a firstauthorization process from a plurality of authorization processes forsecuring the portable key data; b) authenticating access to the securedportable key data according to a different authorization process,removing the security from the portable key data; and c) implementingsecurity of the portable key data according to the first authorizationprocess.

U.S. Pat. No. 6,076,167 (Borza, Jun. 13, 2000), expressly incorporatedherein by reference, relates to a method of enhancing network securityfor a communication session initiated between a first computer and asecond other computer. From the first computer to the second computer incommunications therewith a process for securing communicationstherebetween is transmitted. One such process is a biometriccharacterization process for characterizing fingerprints. The process isfor execution on the second computer and is selected to be compatibletherewith. Communications from the second computer to the first computerare secured using the transmitted process on the second computer andusing, on the first computer, a compatible process to the transmittedprocess. The host computer can modify or replace the process or dataparticular to the process before each session, during a session, or atintervals.

See also, U.S. Pat. Nos. 6,081,900 (Secure intranet access); 6,081,750(Ergonomic man-machine interface incorporating adaptive patternrecognition based control system); 6,081,199 (Locking device for systemsaccess to which is time-restricted); 6,079,621 (Secure card forE-commerce and identification); 6,078,265 (Fingerprint identificationsecurity system); 6,076,167 (Method and system for improving security innetwork applications); 6,075,455 (Biometric time and attendance systemwith epidermal topographical updating capability); 6,072,894 (Biometricface recognition for applicant screening); 6,070,141 (System and methodof assessing the quality of an identification transaction using anidentification quality score); 6,068,184 (Security card and system foruse thereof); 6,064,751 (Document and signature data capture system andmethod; 6,056,197 (Information recording method for preventingalteration, information recording apparatus, and information recordingmedium); 6,052,468 (Method of securing a cryptographic key); 6,045,039(Cardless automated teller transactions); 6,044,349 (Secure andconvenient information storage and retrieval method and apparatus);6,044,155 (Method and system for securely archiving core data secrets);6,041,410 (Personal identification fob); 6,040,783 (System and methodfor remote, wireless positive identity verification); 6,038,666 (Remoteidentity verification technique using a personal identification device);6,038,337 (Method and apparatus for object recognition); 6,038,315(Method and system for normalizing biometric variations to authenticateusers from a public database and that ensures individual biometric dataprivacy); 6,037,870 (Detector system for access control, and a detectorassembly for implementing such a system); 6,035,406 (Plurality-factorsecurity system); 6,035,402 (Virtual certificate authority); 6,035,398(Cryptographic key generation using biometric data); 6,031,910 (Methodand system for the secure transmission and storage of protectableinformation); 6,026,166 (Digitally certifying a user identity and acomputer system in combination); 6,018,739 (Biometric personnelidentification system); 6,016,476 (Portable information and transactionprocessing system and method utilizing biometric authorization anddigital certificate security); 6,012,049 (System for performingfinancial transactions using a smartcard; 6,012,039 (Tokenless biometricelectronic rewards system); 6,011,858 (Memory card having a biometrictemplate stored thereon and system for using same); 6,009,177 (Enhancedcryptographic system and method with key escrow feature); 6,006,328(Computer software authentication, protection, and security system);6,003,135 (Modular security device); 6,002,770 (Method for secure datatransmission between remote stations); 5,999,637 (Individualidentification apparatus for selectively recording a reference patternbased on a correlation with comparative patterns); 5,999,095 (Electronicsecurity system); 5,995,630 (Biometric input with encryption); 5,991,431(Mouse adapted to scan biometric data); 5,991,429 (Facial recognitionsystem for security access and identification); 5,991,408(Identification and security using biometric measurements); 5,987,155(Biometric input device with peripheral port); 5,987,153 (Automatedverification and prevention of spoofing for biometric data); 5,986,746(Topographical object detection system); 5,984,366 (Unalterableself-verifying articles); 5,982,894 (System including separableprotected components and associated methods); 5,979,773 (Dual smart cardaccess control electronic data storage and retrieval system andmethods); 5,978,494 (Method of selecting the best enroll image forpersonal identification); 5,974,146 (Real time bank-centric universalpayment system); 5,970,143 (Remote-auditing of computer generatedoutcomes, authenticated billing and access control, and softwaremetering system using cryptographic and other protocols); 5,966,446(Time-bracketing infrastructure implementation); 5,963,908 (Secure logonto notebook or desktop computers); 5,963,657 (Economicalskin-pattern-acquisition and analysis apparatus for access control;systems controlled thereby); 5,954,583 (Secure access control system);5,952,641 (Security device for controlling the access to a personalcomputer or to a computer terminal); 5,951,055 (Security documentcontaining encoded data block); 5,949,881 (Apparatus and method forcryptographic companion imprinting); 5,949,879 (Auditable securitysystem for the generation of cryptographically protected digital data);5,949,046 (Apparatus for issuing integrated circuit cards); 5,943,423(Smart token system for secure electronic transactions andidentification); 5,935,071 (Ultrasonic biometric imaging and identityverification system); 5,933,515 (User identification through sequentialinput of fingerprints); 5,933,498 (System for controlling access anddistribution of digital property); 5,930,804 (Web-based biometricauthentication system and method); 5,923,763 (Method and apparatus forsecure document timestamping); 5,920,477 (Human factored interfaceincorporating adaptive pattern recognition based controller apparatus);5,920,384 (Optical imaging device); 5,920,058 (Holographic labeling andreading machine for authentication and security applications); 5,915,973(System for administration of remotely-proctored, secure examinationsand methods therefor); 5,913,196 (System and method for establishingidentity of a speaker); 5,913,025 (Method and apparatus for proxyauthentication); 5,912,974 (Apparatus and method for authentication ofprinted documents); 5,912,818 (System for tracking and dispensingmedical items); 5,910,988 (Remote image capture with centralizedprocessing and storage); 5,907,149 (Identification card with delimitedusage); 5,901,246 (Ergonomic man-machine interface incorporatingadaptive pattern recognition based control system); 5,898,154 (Systemand method for updating security information in a time-based electronicmonetary system); 5,897,616 (Apparatus and methods for speakerverification/identification/classification employing non-acoustic and/oracoustic models and databases); 5,892,902 (Intelligent token protectedsystem with network authentication); 5,892,838 (Biometric recognitionusing a classification neural network); 5,892,824 (Signaturecapture/verification systems and methods); 5,890,152 (Personal feedbackbrowser for obtaining media files); 5,889,474 (Method and apparatus fortransmitting subject status information over a wireless communicationsnetwork); 5,881,226 (Computer security system); 5,878,144 (Digitalcertificates containing multimedia data extensions); 5,876,926 (Method,apparatus and system for verification of human medical data); 5,875,108(Ergonomic man-machine interface incorporating adaptive patternrecognition based control system); 5,872,849 (Enhanced cryptographicsystem and method with key escrow feature); 5,872,848 (Method andapparatus for witnessed authentication of electronic documents);5,872,834 (Telephone with biometric sensing device); 5,870,723(Tokenless biometric transaction authorization method and system);5,869,822 (Automated fingerprint identification system); 5,867,802(Biometrically secured control system for preventing the unauthorizeduse of a vehicle); 5,867,795 (Portable electronic device withtransceiver and visual image display); 5,867,578 (Adaptive multi-stepdigital signature system and method of operation thereof; 5,862,260(Methods for surveying dissemination of proprietary empirical data);5,862,246 (Knuckle profile identity verification system); 5,862,223(Method and apparatus for a cryptographically-assisted commercialnetwork system designed to facilitate and support expert-basedcommerce); 5,857,022 (Enhanced cryptographic system and method with keyescrow feature); 5,850,451 (Enhanced cryptographic system and methodwith key escrow feature); 5,850,442 (Secure world wide electroniccommerce over an open network); 5,848,231 (System configurationcontingent upon secure input); 5,844,244 (Portable identificationcarrier); 5,841,907 (Spatial integrating optical correlator forverifying the authenticity of a person, product or thing); 5,841,886(Security system for photographic identification); 5,841,865 (Enhancedcryptographic system and method with key escrow feature); 5,841,122(Security structure with electronic smart card access thereto withtransmission of power and data between the smart card and the smart cardreader performed capacitively or inductively); 5,838,812 (Tokenlessbiometric transaction authorization system); 5,832,464 (System andmethod for efficiently processing payments via check and electronicfunds transfer); 5,832,119 (Methods for controlling systems usingcontrol signals embedded in empirical data); 5,828,751 (Method andapparatus for secure measurement certification); 5,825,880 (Multi-stepdigital signature method and system); 5,825,871 (Information storagedevice for storing personal identification information); 5,815,577(Methods and apparatus for securely encrypting data in conjunction witha personal computer); 5,815,252 (Biometric identification process andsystem utilizing multiple parameters scans for reduction of falsenegatives); 5,805,719 (Tokenless identification of individuals);5,802,199 Use sensitive identification system); 5,799,088(Non-deterministic public key encryption system); 5,799,086 (Enhancedcryptographic system and method with key escrow feature); 5,799,083(Event verification system); 5,790,674 (System and method of providingsystem integrity and positive audit capabilities to a positiveidentification system); 5,790,668 (Method and apparatus for securelyhandling data in a database of biometrics and associated data);5,789,733 (Smart card with contactless optical interface); 5,787,187(Systems and methods for biometric identification using the acousticproperties of the ear canal); 5,784,566 (System and method fornegotiating security services and algorithms for communication across acomputer network); 5,784,461 (Security system for controlling access toimages and image related services); 5,774,551 (Pluggable accountmanagement interface with unified login and logout and multiple userauthentication services); 5,771,071 (Apparatus for coupling multipledata sources onto a printed document); 5,770,849 (Smart card device withpager and visual image display); 5,768,382 (Remote-auditing of computergenerated outcomes and authenticated billing and access control systemusing cryptographic and other protocols); 5,767,496 (Apparatus forprocessing symbol-encoded credit card information); 5,764,789 (Tokenlessbiometric ATM access system); 5,763,862 (Dual card smart card reader);5,761,298 (Communications headset with universally adaptable receiverand voice transmitter); 5,757,916 (Method and apparatus forauthenticating the location of remote users of networked computingsystems); 5,757,431 (Apparatus for coupling multiple data sources onto aprinted document); 5,751,836 (Automated, non-invasive iris recognitionsystem and method); 5,751,809 (Apparatus and method for securingcaptured data transmitted between two sources); 5,748,738 (System andmethod for electronic transmission, storage and retrieval ofauthenticated documents); 5,745,573 (System and method for controllingaccess to a user secret); 5,745,555 (System and method using personalidentification numbers and associated prompts for controllingunauthorized use of a security device and unauthorized access to aresource); 5,742,685 (Method for verifying an identification card andrecording verification of same); 5,742,683 (System and method formanaging multiple users with different privileges in an open meteringsystem); 5,737,420 (Method for secure data transmission between remotestations); 5,734,154 (Smart card with integrated reader and visual imagedisplay); 5,719,950 (Biometric, personal authentication system);5,712,914 (Digital certificates containing multimedia data extensions);5,712,912 (Method and apparatus for securely handling a personalidentification number or cryptographic key using biometric techniques);5,706,427 (Authentication method for networks); 5,703,562 (Method fortransferring data from an unsecured computer to a secured computer);5,696,827 (Secure cryptographic methods for electronic transfer ofinformation); 5,682,142 (Electronic control system/network); 5,682,032(Capacitively coupled identity verification and escort memoryapparatus); 5,680,460 (Biometric controlled key generation); 5,668,878(Secure cryptographic methods for electronic transfer of information);5,666,400 (Intelligent recognition); 5,659,616 (Method for securelyusing digital signatures in a commercial cryptographic system);5,647,364 (Ultrasonic biometric imaging and identity verificationsystem); 5,647,017 (Method and system for the verification ofhandwritten signatures); 5,646,839 (Telephone-based personnel trackingsystem); 5,636,282 (Method for dial-in access security using amultimedia modem); 5,633,932 (Apparatus and method for preventingdisclosure through user-authentication at a printing node); 5,615,277(Tokenless security system for authorizing access to a secured computersystem); 5,613,012 (Tokenless identification system for authorization ofelectronic transactions and electronic transmissions); 5,608,387(Personal identification devices and access control systems); 5,594,806(Knuckle profile identity verification system); 5,592,408(Identification card and access control device); 5,588,059 (Computersystem and method for secure remote communication sessions); 5,586,171(Selection of a voice recognition data base responsive to video data);5,583,950 (Method and apparatus for flash correlation); 5,583,933(Method and apparatus for the secure communication of data); 5,578,808Data card that can be used for transactions involving separate cardissuers); 5,572,596 (Automated, non-invasive iris recognition system andmethod); 5,561,718 (Classifying faces); 5,559,885 Two stage read-writemethod for transaction cards); 5,557,765 (System and method for datarecovery); 5,553,155 (Low cost method employing time slots for thwartingfraud in the periodic issuance of food stamps, unemployment benefits orother governmental human services); 5,544,255 (Method and system for thecapture, storage, transport and authentication of handwrittensignatures); 5,534,855 (Method and system for certificate based aliasdetection); 5,533,123 (Programmable distributed personal security);5,526,428 (Access control apparatus and method); 5,523,739 (Metaldetector for control of access combined in an integrated form with atransponder detector); 5,497,430 (Method and apparatus for imagerecognition using invariant feature signals); 5,485,519 (Enhancedsecurity for a secure token code); 5,485,312 (Optical patternrecognition system and method for verifying the authenticity of aperson, product or thing); 5,483,601 (Apparatus and method for biometricidentification using silhouette and displacement images of a portion ofa person's hand); 5,478,993 (Process as safety concept againstunauthorized use of a payment instrument in cashless payment at paymentsites); 5,475,839 (Method and structure for securing access to acomputer system); 5,469,506 (Apparatus for verifying an identificationcard and identifying a person by means of a biometric characteristic);5,457,747 (Anti-fraud verification system using a data card); 5,455,407(Electronic-monetary system); 5,453,601 (Electronic-monetary system);5,448,045 (System for protecting computers via intelligent tokens orsmart cards); 5,432,864 (Identification card verification system);5,414,755 (System and method for passive voice verification in atelephone network); 5,412,727 (Anti-fraud voter registration and votingsystem using a data card); 5,363,453 (Non-minutiae automatic fingerprintidentification system and methods); 5,347,580 (Authentication method andsystem with a smartcard); 5,345,549 (Multimedia based security systems);5,341,428 (Multiple cross-check document verification system); 5,335,288(Apparatus and method for biometric identification); 5,291,560(Biometric personal identification system based on iris analysis);5,283,431 (Optical key security access system); 5,280,527 (Biometrictoken for authorizing access to a host system); 5,272,754 (Securecomputer interface); 5,245,329 (Access control system with mechanicalkeys which store data); 5,229,764 (Continuous biometric authenticationmatrix); 5,228,094 (Process of identifying and authenticating datacharacterizing an individual); 5,224,173 (Method of reducing fraud inconnection with employment, public license applications, socialsecurity, food stamps, welfare or other government benefits); 5,208,858(Method for allocating useful data to a specific originator); 5,204,670(Adaptable electric monitoring and identification system); 5,191,611(Method and apparatus for protecting material on storage media and fortransferring material on storage media to various recipients); 5,163,094(Method for identifying individuals from analysis of elemental shapesderived from biosensor data); 5,155,680 (Billing system for computingsoftware); 5,131,038 (Portable authentification system); 5,073,950(Finger profile identification system); 5,067,162 (Method and apparatusfor verifying identity using image correlation); 5,065,429 (Method andapparatus for protecting material on storage media); 5,056,147(Recognition procedure and an apparatus for carrying out the recognitionprocedure); 5,056,141 (Method and apparatus for the identification ofpersonnel); 5,036,461 (Two-way authentication system between user'ssmart card and issuer-specific plug-in application modules inmulti-issued transaction device); 5,020,105 (Field initializedauthentication system for protective security of electronic informationnetworks); 4,993,068 (Unforgettable personal identification system);4,972,476 (Counterfeit proof ID card having a scrambled facial image);4,961,142

(Multi-issuer transaction device with individual identificationverification plug-in application modules for each issuer); 4,952,928(Adaptable electronic monitoring and identification system); 4,941,173(Device and method to render secure the transfer of data between avideotex terminal and a server); 4,926,480 (Card-computer moderatedsystems); 4,896,363 (Apparatus and method for matching imagecharacteristics such as fingerprint minutiae); 4,890,323 Datacommunication systems and methods); 4,868,376 (Intelligent portableinteractive personal data system); 4,827,518 (Speaker verificationsystem using integrated circuit cards); 4,819,267 (Solid state key forcontrolling access to computer systems and to computer software and/orfor secure communications); 4,752,676 (Reliable secure, updatable “cash”card system); 4,736,203 (3D hand profile identification apparatus);4,731,841 (Field initialized authentication system for protectivesecurity of electronic information networks); 4,564,018 (Ultrasonicsystem for obtaining ocular measurements), each of which is expresslyincorporated herein by reference.

MEDICAL RECORD SYSTEMS

-   John D. Halamka, Peter Szolovits, David Rind, and Charles Safran, “A    WWW Implementation of National Recommendations for Protecting    Electronic Health Information”, J. Am. Med. Inform. Assoc. 1997 4:    458-464 (expressly incorporated herein by reference).-   Reid Cushman, “Serious Technology Assessment for Health Care    Information Technology”, J. Am. Med. Inform. Assoc. 1997 4: 259-265    (expressly incorporated herein by reference).-   Suzy A. Buckovich, Helga E. Rippen, and Michael J. Rozen, “Driving    Toward Guiding Principles: A Goal for Privacy, Confidentiality, and    Security of Health Information”, J. Am. Med. Inform. Assoc. 1999 6:    122-133 (expressly incorporated herein by reference).-   Paul C. Tang, “An AMIA Perspective on Proposed Regulation of Privacy    of Health Information”, J. Am. Med. Inform. Assoc. 2000 7: 205-207    (expressly incorporated herein by reference).-   Clement J. McDonald, “The Barriers to Electronic Medical Record    Systems and How to Overcome Them”, J. Am. Med. Inform. Assoc. 1997    4: 213-221 (expressly incorporated herein by reference).-   Suzy Buckovich, Helga Rippen and Michael Rozen, Driving Toward    Guiding Principles: A Goal for Privcacy, Confidentiality, and    Security of Health Information, 6 Journal of the American Medical    Informatics Association 122-133 (1999).-   Helen Alderman and Caroline Kennedy, The Right to Privacy, pp.    140-143, 323-332.-   James J. Cimino, Beyond the Cimino, Beyond the Superhighway,    Exploiting the Internet with Medical Informatics, 4 Journal of the    American Medical Informatics Association 279-284 (1997).-   Paul Clayton, For the Record: Protecting Electronic Health Care    Information 1997

Morris Collen, A Vision of Health Care and Informatics in 2008. 6Journal of the American Medical Informatics Association 1-5 (1999).

-   Computer Science and Telecommunications Board, National Research    Council, Networking Health: Prescriptions for the Internet (2000).-   Reid Cushman, Serious Technology Assessment for Health Care    Information Technology, 4 Journal of the American Medical    Informatics Association 259-65 (1997).-   Department of Health and Human Services, Standards for Privacy of    Individually Identifiable Health Information; Final Rule, 56 Federal    Register 82462-82829.-   Robert E. DeWitt, Anita Ellis, Hayton, William E. Hoffmann, Jr.,    Robert M. Keenan, III, and Marie B. Russell, Patient Information and    Confidentiality in Treatise on Health Care Law (eds., 1998).-   The Drummond Group, The HealthKey Program: PKI in Healthcare.-   Aviva Halpert, Access Audit Trails: En Route to Security, Journal of    AHIMA (September 2000).-   Health Privacy Project, Summary of New Federal Health Privacy    Regulations at http://www.healthprivacy.org.-   Isaac Kohane, F. J. van Wingerde, James C. Fackler, Christopher    Cimino, Peter Kilbridge, Shawn Murphy, Henry Chueh, David Rind,    Charles Safran, Octo Barnett, and Peter Szolovits, Sharing    Electronic Medical Records Across Multiple Heterogeneous and    Competing Institutions.-   New York State, Public Health Law, Article 29 (Health Care Agents    and Proxies).-   D. M. Rind, I. S. Kohane, P. Szolovits, C. Safran, H. C. Chueh,    and G. O. Barnett, Maintaining the confidentiality of medical    records shared over the Internet and the World Wide Web, Annals of    Internal Medicine 1997: 127: 138-141.-   Thomas C. Rindfleisch, Privacy, Information Technology and    Healthcare, Communications of the ACM, Vol. 40, No. 8, August 1997.-   John Roberts, Sheila Decter, and Denise Nagel, Letter to the Editor    [regarding Confidentiality and Electronic Medical Records], Annals    of Internal Medicine, 15 Mar. 1998.-   Charles Safran et al., Protection of Confidentiality in Computer    Based Patient Records, MD Computing, Vol. 12, No. 3, May 1995.-   Edward H. Shortliffe, The Next Generation Internet and Healthcare: A    Civics Lesson for the Informatics Community, at    www.amia.org/pubs/symposia/D005232.pdf???-   Peter Szolovits, A Revolution in Electronic Medical Records Systems    via the World Wide Web at    http://www.emrs.org/publications/IAHIT.html.-   Peter Szolovits, Jon Doyle, William J. Long, Isaac Kohane, and    Stephen G. Pauker, Guardian Angel: Patient Centered Health    Information Systems at http://www.ga.org/ga//manifesto/GAtr.html.-   Peter Szolovits, Cryptography Based Patient Identifier at    http://nevhs.hhs.gov/app7-4.htm.-   U.S. Congress, Office of Technology Assessment, Protecting Privacy    in Computerized Medical Information, OTA-TCT-576 (September 1993).-   L. L. Weed, Medical Records, Medical Education, and the Patient: The    Problem Oriented Medical Record as a Basic Tool, Case Western    University Press, 1971.-   U.S. Pat. No. 5,361,202 (Doue, Nov. 1, 1994, Computer display system    and method for facilitating access to patient data records in a    medical information system), expressly incorporated herein by    reference, relates to a system and method to improve access to    patient information in medical information system for a health care    facility. A computer display system, and a method for such a display    system, includes a displayed representation of the duration of the    stay of an identified patient in the health care facility. In such a    medical information system patient data is stored in data files in a    database, wherein each data file in the database is comprised of a    plurality of data records. A User positions a cursor on the    displayed representation using an input unit and signals the    computer of a desired date and time. The computer, in response to    the signal determines the desired date and time from the position of    the cursor and accesses a data record or records from the data file    based on the desired date and time. The accessed data record or    records may then be displayed. The data records may be time-stamped.    In that case, the duration of the patient's stay is the time period    between the earliest and latest time stamps.

U.S. Pat. No. 5,644,778 (Burks, et al., Jul. 1, 1997, Medicaltransaction system), expressly incorporated herein by reference, relatesto a medical transaction system, which is capable of permitting aplurality of healthcare providers to communicate with a plurality ofpayors and financial institutions. The healthcare providers, payors, andfinancial institutions do not have to communicate in the same datamessage formats nor in the same communication protocols. Such a systemfacilitates not only the processing of medical claims submitted by thehealthcare providers to the payors, but also permits the transfer ofmedical data records between healthcare providers. The system supportsthe processing of medical claims without requiring a centralizeddatabase or imposing a uniform claim format on the healthcare providersand payors. The preferred embodiment further includes a financialtransactor that uses remittance information from the payors to generatethe electronics funds transfer messages to credit and debit accounts.Additionally, the system supports a medical line of credit at financialinstitutions that may be used to pay portions of medical claims notcovered by payors.

U.S. Pat. No. 5,832,450 (Myers, et al. Nov. 3, 1998), expresslyincorporated herein by reference, provides an electronic medical recordsystem that stores data about individual patient encounters arising froma content generator in free-form text. A header for each encounter-basedrecord also uses text to store context information for that record. Eachheader comprises a plurality of attributes embodied as a fielddescriptor and a value, bound together as a text object. By binding thefield descriptors to the values, each encounter record is complete initself, without reference to database keys, thereby providing aself-validating record storage system. In this system, the security ofthe medical data is maintained, because the attribute values and theattribute descriptors are bound together as a text object, and becausethe values are not location dependent, the data is self-validating.Thus, templates, keys, or other lookup means employed by relationaldatabase are not required to find or interpret the data. Additionalattributes may be added without a restructuring process, reducing asource of errors into the system. Access of the content and contextinformation in the EMR system by external systems is possible withoutsecondary tables or keys.

U.S. Pat. No. 5,546,580 (Seliger, et al., Aug. 13, 1996), expresslyincorporated herein by reference, relates to a method and apparatus forcoordinating concurrent updates to a medical information database, fromdifferent workstations and medical instruments. A first data value for arecord is entered at a first workstation and a second data value for therecord is entered at a second workstation without locking eitherworkstation during data entry. The new data values are stored in themedical database after completion of data entry at each workstation, anda correction history is recorded. The correction history containsinformation as to the update of the record with the first data value andthe second data value. The record is updated with the first and seconddata values without aborting user activities or notifying a user that anupdate conflict has occurred. After the new data values are stored inthe medical database, all workstations containing a copy of the recordare updated to reflect the current state of the record.

U.S. Pat. No. 5,832,488 (Eberhardt, Nov. 3, 1998), expresslyincorporated herein by reference, relates to a computer system andmethod for storing medical histories using a smartcard to store data. Acomputer system and method is provided for programming it for storage ofindividual medical histories on a storage device, preferably about thesize of a credit card, for adding new medical data about the individualto the device and for communicating with other computers to retrievelarge data records about the individual; and for enabling a secondcomputer to collate and sort data relating to selected medical fieldsfrom the data of such individual and from the data about otherindividuals transferred to the second computer.

U.S. Pat. No. 5,867,821 (Ballantyne, et al., Feb. 2, 1999), expresslyincorporated herein by reference, relates to a method and apparatus forelectronically accessing and distributing personal health careinformation and services in hospitals and homes, for the distributionand administration of medical services, entertainment services,electronic medical records, educational information, etc. to a patient'sindividual electronic patient care station (PCS) interconnected to amaster library (ML) which stores data in digital compressed format,through a local medical information network. The patient/medicalpersonnel interact with this medical information network through theunique PCS and receive the requested service or data from the masterlibrary. The data is then displayed either on the associated televisionset or video monitor or through wireless/IR communications to aperipheral personal data assistant (pen based computer technology) Thedata for text, audio, and video information is all compressed digitallyto facilitate distribution and only decompressed at the final stagebefore viewing/interaction.

U.S. Pat. No. 5,899,998 (McCauley, et al., May 4, 1999), expresslyincorporated herein by reference, relates to a method and system formaintaining and updating computerized medical records. A distributeddatabase architecture stores medical information in a self-updatingsystem that employs point-of-service stations disposed at convenientmedical service locations. Each patient carries a portable data carriersuch as a smart card that contains the patient's complete medicalhistory. Interaction between the portable data carriers and thepoint-of-service stations effects a virtual communication link that tiesthe distributed databases together without the need for online or livedata connections. The point-of-service stations are also interconnectedover a communications network through a switching station that likewisedoes not rely on online, live communication. The database system uses anobject-oriented update object to distribute data that has been generatedwhen a portable data carrier is not physically present and toautomatically distribute data without the necessity of accessing amasterfile.

U.S. Pat. No. 5,903,889 (de la Huerga, et al., May 11, 1999), expresslyincorporated herein by reference, relates to a system and method fortranslating, collecting and archiving patient records. The systemretrieves, modifies, and collects data records having a plurality offormats and distributed on a plurality of databases on a computernetwork. The system includes means for detecting various types,relationships, and classifications of data records and modifying themaccordingly to support interactive, hypertext-linked display of, andorganized access to, the data records. The system further includes meansto store a related set of data records on a mass storage device such asa CD-ROM to provide non-network access to the data records. Adapted foruse in a hospital environment, the system facilitates access by careproviders, administrators, and insurance company agents to a patient'scumulative, and possibly extensive, record.

U.S. Pat. No. 5,911,132 (Sloane, Jun. 8, 1999, Method using centralepidemiological database), expressly incorporated herein by reference,relates to a system in which patient disease is diagnosed and/or treatedusing electronic data communications between not only the physician andhis/her patient, but via the use of electronic data communicationsbetween the physician and one or more entities which can contribute tothe patient's diagnosis and/or treatment, such electronic datacommunications including information that was previously receivedelectronically from the patient and/or was developed as a consequence ofan electronic messaging interaction that occurred between the patientand the physician. Such other entities illustratively include a medicaldiagnostic center and an epidemiological database computer facility thatcollects epidemiological transaction records from physicians, hospitalsand other institutions that have medical facilities, such as schools andlarge businesses. The epidemiological transaction record illustrativelyincludes various medical, personal and epidemiological data relevant tothe patient and his/her present symptoms, including test results, aswell as the diagnosis, if one has already been arrived at by the e-doc.The epidemiological database computer facility can correlate thisinformation with the other epidemiological transaction records that itreceives over time in order to help physicians make and/or confirmdiagnoses as well as to identify and track epidemiological events and/ortrends.

U.S. Pat. No. 5,911,687 (Sato, et al., Jun. 15, 1999, Wide area medicalinformation system and method using thereof), expressly incorporatedherein by reference, relates to a wide area medical information systemand a method using thereof comprising a wide area network, a pluralityof doctor terminals and patient terminals connected to the wide areanetwork, and a management server including at least an electronic caserecord file storing clinic information for patient's and a doctordatabase storing data of a plurality of doctors, wherein the systemsearches the doctor database on the basis of patient informationincluding the condition of the disease of a certain patient input fromthe patient terminal, selects the corresponding doctor, requests thatthe selected doctor take charge of examination and treatment for theaforementioned certain patient, registers the correspondence between theapproved doctor and the aforementioned certain patient in the electroniccase record file, gives the right to access the clinic information ofthe patient to the approved doctor, and executes the online examinationand treatment via the doctor terminal and patient terminal, so that apatient existing in a wide area can receive remote examination andtreatment services of high satisfaction and medical treatment relatedservices other than examination and treatment without depending on thelocation.

U.S. Pat. No. 5,915,240 (Karpf, Jun. 22, 1999), expressly incorporatedherein by reference, relates to a computer system and method foraccessing medical information over a network. The system partitions thefunctioning of the system between a client and server program optimizedin a manner to assure synchronization of the master medical informationdatabases on the servers with the local medical information database onthe client, minimize the use of network resources, and allow new typesof medical information to be easily included in the system. A serversite on the network maintains a description of its medical information,as well as the most current and up-to-date medical referenceinformation. The client program maintains a local database that isautomatically synchronized over the network with revisions and newmedical information, and provides a user with an interface to fullyreview the information in the database. The system also uses acontext-sensitive call facility so that users of the Medical LookupReference program can easily get further expert assistance about themedical topic. The call feature uses the network connection to establisha conversation between the user and a person at a help site specified bythe type of medical information they are currently referencing. Once aconnection is established, the system allows the user to engage in aconversation with the person at the help site, and a record of theconversation can be saved in a database for auditing purposes.

U.S. Pat. No. 5,924,074 (Evans, Jul. 13, 1999), expressly incorporatedherein by reference, relates to an electronic medical records system.The system captures patient data, such as patient complaints, laborders, medications, diagnoses, and procedures, at its source at thetime of entry using a graphical user interface having touch screens.Using pen-based portable computers with wireless connections to acomputer network, authorized healthcare providers can access, analyze,update and electronically annotate patient data even while otherproviders are using the same patient record. The system likewise permitsinstant, sophisticated analysis of patient data to identifyrelationships among the data considered. Moreover, the system includesthe capability to access reference databases for consultation regardingallergies, medication interactions and practice guidelines. The systemalso includes the capability to incorporate legacy data, such as paperfiles and mainframe data, for a patient.

U.S. Pat. No. 5,933,809 (Hunt, et al., Aug. 3, 1999), expresslyincorporated herein by reference, relates to computer software forprocessing medical billing record information. Hospital or individualdoctor Medicare billing records are processed using computer software.The software contains at least one set of instructions for receiving,converting, sorting and storing input information from the pre-existingmedical billing records into a form suitable for processing. Thesoftware contains at least one set of instructions for processing theinput medical billing record information, preferably to identifypotential Medicare “72 hour billing rule” violations. This processing ispreferably performed by comparing each input medical billing recordcontaining dates of medical inpatient admission and discharge to eachinput medical billing record containing a date of medical outpatientservice. The inpatient and outpatient billing records are first comparedto determine if they contain matching patient identification codes toidentify all the records originating from the same patient. If matchingpatient identification codes are found the inpatient and outpatientbilling records are further compared to determine if the date ofoutpatient service fell within a preselected time period, preferably 72hours, prior to the date of inpatient admission. If so, the matchinginpatient and outpatient billing records are distinguished and storedseparately for further processing. If not, the matching inpatient andoutpatient billing records are compared to determine if the date ofoutpatient service fell between the inpatient admission and dischargedates. If this is the case, the matching inpatient and outpatientbilling records are again distinguished and stored separately forfurther processing. If not, the program proceeds to the next set ofbilling records to repeat the sequence.

U.S. Pat. No. 5,974,389 (Clark, et al., Oct. 26, 1999, Medical recordmanagement system and process with improved workflow features) relatesto a patient medical record system includes a number of caregivercomputers, and a patient record database with patient data coupled tothe caregiver computers selectively providing access to the patient datafrom one of the caregiver computers responsive to a predetermined set ofaccess rules. The predetermined set of rules includes a rule that accessto a predetermined portion of the patient data by a first caregiver mustbe terminated before access to the same predetermined portion by asecond caregiver is allowed.

U.S. Pat. No. 5,991,758 (Elland, Nov. 23, 1999), expressly incorporatedherein by reference, relates to a system and method for indexinginformation about entities from different information sources. A systemand method for indexing a data record from an information source into adatabase, the database containing a plurality of data records, isprovided comprising receiving a data record from an information source,the received data record having a predetermined number of fieldscontaining information about a particular entity, standardizing andvalidating the data in the received data record. A system and method isalso provided for retrieving records that refer to an entitycharacterized by a specific set of data values by comparing apredetermined number of fields within the received data record with apredetermined number of fields within the data records already in thedatabase, selecting data records already in the database as candidateshaving data within some of the predetermined fields that is identical tothe data in the fields of the received data record, and scoring thecandidates to determine data records having information about the sameentity.

U.S. Pat. No. 5,995,943 (Bull, et al., Nov. 30, 1999), expresslyincorporated herein by reference, relates to an information aggregationand synthesis system. An information aggregation and synthesis systemand process, which provides aggregation and packaging of structured orunstructured information from disparate sources such as those availableon a network such as the Internet. A user operates a networkcompatible/addressable interface device. The network interface devicecommunicates with local datastores or network accessible datastores viaan addressing scheme such as Uniform Resource Locator addresses (URLs)utilized by the Internet. Data passing between the network interfacedevice and the datastores is accessed, polled, and retrieved through anintermediary gateway system. Such aggregated information is thensynthesized, customized, personalized and localized to meet theinformation resource requests specified by the user via the networkinterface device.

U.S. Pat. No. 6,012,035 (Freeman, Jr., et al., Jan. 4, 2000), expresslyincorporated herein by reference, relates to a system and method forsupporting delivery of health care. Effectuation of a health careprovision agency cooperative function is established through acommunication network linking all the various entities of thecooperative. The entities include the third party payor members, thehealth providing individuals, clinics, or the like, along with secondaryproviders including pharmacies and laboratories, health care facilitiessuch as hospitals, and the several entities associated with managementof the cooperative and appropriate funds transfer functions. Acoordinating interface system maintains data storage of the necessaryinformation, and manages the entity intercommunications in accordancewith the basic structure of the active and eligible elements of theagency cooperative.

U.S. Pat. No. 6,035,276 (Newman, et al., Mar. 7, 2000), expresslyincorporated herein by reference, relates to a system and method forselectively generating provider application forms required to besubmitted to health care provider organizations by physicians andrelated health care professionals. Physician credentialing profilescontaining physician credentialing information are stored into a systemdatabase together with a plurality of different provider applicationformats associated with particular application forms which are completedand selected data extracted from the common information contained in thestored physician credentialing profiles. The method automatically inputsa subset of physician credentialing information required by a particularselected provider application format into the provider application formassociated with that format and generates the particular providerapplication form.

U.S. Pat. No. 6,055,494 (Friedman, Apr. 25, 2000), expresslyincorporated herein by reference, relates to a system and method formedical language extraction and encoding. In computerized processing ofnatural-language medical/clinical data including phrase parsing andregularizing, parameters are referred to whose value can be specified bythe user. Thus, a computerized system can be provided with versatility,for the processing of data originating in diverse domains, for example.Further to a parser and a regularizer, the system includes apreprocessor, output filters, and an encoding mechanism.

U.S. Pat. No. 6,055,506 (Frasca, Jr., Apr. 25, 2000) expresslyincorporated herein by reference, relates to an outpatient care datasystem dedicated to the transmission, storage and retrieval ofoutpatient data relating to care of outpatients is provided with aregional data system located at a regional location, a plurality ofmetropolitan area data systems operatively connected to the regionaldata system, each of the metropolitan area data systems being located ata different metropolitan location. Each metropolitan area data systemmay be provided with an electronic nursing station located within ahospital and first and second types of outpatient systems operativelycoupled to the electronic nursing station on a real-time basis. Thefirst type of outpatient system is situated at a first non-hospitallocation remote from the hospital and includes a medical deviceassociated with an outpatient present at the first non-hospitallocation, and the second type of outpatient system is situated at asecond non-hospital location remote from the hospital and includes amedical device associated with an outpatient present at the secondnon-hospital location.

U.S. Pat. No. 6,076,066 (DiRienzo, et al., Jun. 13, 2000), expresslyincorporated herein by reference, relates to an attachment integratedclaims (AIC) system formed by a combination of first, second and thirdstorage media. The first storage medium stores computer readableinstructions for permitting a first computer system to receive textualdata as field data, where each of the field data is displayed on apredetermined portion of a first screen of the first computer system, toassemble the field data and a corresponding digitized image into a firstfile having an integrated file format and to transmit the first file toa second computer system via a communications channel. The secondstorage medium stores computer readable instructions permitting thesecond computer system to receive the first file via the communicationschannel, to display the corresponding digitized attachment on a secondscreen of the second computer system, and to transfer the field data toa third computer operatively connected to the second computer. Inaddition, the third storage medium stores computer readable instructionspermitting the third computer system to receive the field data from thesecond computer, to display the field data on a third screen and togenerate a second file including portions of the field data extractedfrom the first file. In other words, the AIC system permits transmissionof a customizable claim form and integrated attachment to an insurancecarrier via a non-clearinghouse communications channel. An AIC systemincluding several computers connected via a communications channel, anelectronic file, and an operating method therefore are also described.In an exemplary case, the first file follows a predetermined graphicimage interchange file format and the field data is incorporated intocomment blocks associated with the predetermined graphic imageinterchange file format.

U.S. Pat. No. 6,076,166 (Moshfeghi, et al., Jun. 13, 2000), expresslyincorporated herein by reference, relates to a system and method forpersonalizing hospital intranet web sites. The server includes a layerfor dynamically generating web pages and other data objects usingscripts, such as graphic, audio and video files, in dependence on storedinformation indicating the user's needs and preferences, including thosepresumed from stored information as to the user's function, job, orpurpose for being at the hospital, and logged usage profiles, the levelof the user's access privileges to confidential patient information, andthe computer and physical environments of the user. Notably, the contentis generated in dependence on the display resolution and lowestbandwidth link between the server and browser to limit the waiting timefor downloads as well as the server load.

See also, U.S. Pat. Nos. 5,319,543 (Wilhelm, Jun. 7, 1994, Workflowserver for medical records imaging and tracking system); 5,465,082(Chaco, Nov. 7, 1995, Apparatus for automating routine communication ina facility); 5,508,912 (Schneiderman, Apr. 16, 1996, Clinical databaseof classified out-patients for tracking primary care outcome); 5,546,580(Seliger, et al., Aug. 13, 1996, Method and apparatus for coordinatingconcurrent updates to a medical information database); 5,592,945(Fiedler, Jan. 14, 1997, Real-time event charting in an electronicflowsheet); 5,619,991 (Sloane, Apr. 15, 1997, Delivery of medicalservices using electronic data communications); 5,664,109 (Johnson, etal., Sep. 2, 1997, Method for extracting pre-defined data items frommedical service records generated by health care providers); 5,772,585(Lavin, et al., Jun. 30, 1998, System and method for managing patientmedical records); 5,778,882 (Raymond, et al., Jul. 14, 1998, Healthmonitoring system); 5,845,253 (Rensimer, et al., Dec. 1, 1998, Systemand method for recording patient-history data about on-going physiciancare procedures); 6,082776 (Feinberg, Storing Personal MedicalInformation); 6,157,914 (Seto, Medical support system); 6,149,440(Clark, Methods and apparatus for authenticating informed consent);5,779,634 (Ema, Medical information processing system for supportingdiagnosis); 5,586,262 (Komatsu, Image data management system particularyfor use in a hospital); 5,528,492 (Fukushima, Method of managing medicaldiagnosis data with reference relationship); 5,781,890 (Nematbakhsh,Method for managing clustered medical data and medical data filingsystem in clustered form), each of which is expressly incorporatedherein by reference.

Rights-Based Access to Database Records

U.S. Pat. No. 6,192,476, expressly incorporated herein by reference,relates to a method for providing security, comprising the steps ofdetecting when a request for an action is made by a principal, anddetermining whether the action is authorized based on permissionsassociated with a plurality of routines in a calling hierarchyassociated with the principal, wherein the permissions are associatedwith the plurality of routines based on a first association betweenprotection domains and permissions.

U.S. Pat. No. 5,325,294 (Keene, Jun. 28, 1994), expressly incorporatedherein by reference, relates to a medical privacy system. A method andapparatus for authorized access to medical information concerning anindividual while preserving the confidentiality of, and preventingunauthorized access to, such information, is provided. A computerdatabase receives and stores the individual's medical information, afterthe individual is tested to establish this information and the date onwhich such information was most recently obtained. The computer databasedoes not contain the individual's name, address or any other similarinformation by which the individual can be identified. The individual isgiven an identification card containing a photograph or holographicimage of the individual and containing a confidential firstidentification number that is unique for the individual, where both theimage and the first identification number are visually perceptible andcannot be altered on the card without detection of such alteration. Theindividual is also given a confidential second identification numberthat is not contained on the card and need not be unique for thatindividual. The computer database can be accessed telephonically, andthe individual's medical information, or a portion thereof, can be readonly by an inquiror, if the inquiror or the individual first providesthe individual's first and second identification numbers. The inquirorcan use the image and first identification number on the individual'scard to confirm the identity of that individual but need not be told theindividual's second identification number. After inquiror establishesthe identity of the individual, the inquiror, with the assistance of theindividual, can obtain a telephonic readout of the individual's medicalinformation.

U.S. Pat. No. 5,499,293 (Behram, et al., Mar. 12, 1996), expresslyincorporated herein by reference, relates to a privacy protectedinformation medium using a data compression method, which uses anefficient data compression/decompression scheme using a passive datastorage media such as a card-based approach for storage of medical datainformation. The system operates on existing personal computer hardwarein a medical center or doctors' offices, doing away with expensiveinvestments in specialized technologies of central processing hardware.With the advent of inexpensive desktop computing, a number of inventionshave been offered to improve medical information storage and retrieval.They include the development of portable medical card technologies suchas SmartCards and optical cards, which are capable of storing medicalinformation, and can be carried by the patient. This card-based systemprovides a methodology for storage and retrieval of medical informationfrom a passive credit-card sized instrument. The card is manufacturedwith minimal expense using existing well-known optical scanning ormagnetic tape reading or a data interrogation means in a SmartCard basedsystem.

U.S. Pat. No. 5,987,440 (O'Neil, et al., Nov. 16, 1999), expresslyincorporated herein by reference, relates to a personal informationsecurity and exchange tool. Utilization of the E-Metro Community andPersonal Information Agents assure an effective and comprehensiveagent-rule based command and control of informational assets in anetworked computer environment. The concerns of informational privacyand informational self-determination are addressed squarely by affordingpersons and entities a trusted means to author, secure, search, process,and exchange personal and/or confidential information in a networkedcomputer environment. The formation of trusted electronic communitieswherein members command and control their digital persona, exchanging orbrokering for value the trusted utility of their informational assets ismade possible. The system provides for the trusted utilization ofpersonal data in electronic markets, providing both communities andindividuals aggregate and individual rule-based control of theprocessing of their personal data.

U.S. Pat. No. 6,029,160 (Cabrera, et al., Feb. 22, 2000), expresslyincorporated herein by reference, relates to a system and method forlinking a database system with a system for filing data. Extensions to adatabase system provide linkage between data in the database system andfiles in a system for filing data that is external to the databasesystem (“the filing system”). The linkage includes an external filereference (efr) data type, which is defined in the database system forreference to files that are stored in the filing system. When entriesare made in the database system that include efr data-type references tofiles in the filing system, control information is provided by thedatabase system to the filing system. The control information causes thefiling system to control processing of referenced files according toreferential constraints established in the database system.

U.S. Pat. No. 6,038,563 (Bapat, et al., Mar. 14, 2000), expresslyincorporated herein by reference, relates to a system and method forrestricting database access to managed object information using apermissions table that specifies access rights corresponding to useraccess rights to the managed objects. An access control database hasaccess control objects that collectively store information thatspecifies access rights by users to specified sets of the managedobjects. The specified access rights include access rights to obtainmanagement information from the network. An access control serverprovides users access to the managed objects in accordance with theaccess rights specified by the access control database. An informationtransfer mechanism sends management information from the network to adatabase management system (DBMS) for storage in a set of databasetables. Each database table stores management information for acorresponding class of managed objects. An access control procedurelimits access to the management information stored in the databasetables using at least one permissions table. A permissions table definesa subset of rows in the database tables that are accessible to at leastone of the users. The set of database table rows that are accessiblecorresponds to the managed object access rights specified by the accesscontrol database. A user access request to access management informationin the database is intercepted, and the access control procedure isinvoked when the user access request is a select statement. The databaseaccess engine accesses information in the set of database tables usingthe permissions tables such that each user is allowed access only tomanagement information in the set of database tables that the user wouldbe allowed by the access control database to access.

U.S. Pat. No. 6,041,411 (Wyatt, Mar. 21, 2000), expressly incorporatedherein by reference, relates to a method for defining and verifying useraccess rights to computer information. A method is provided forminimizing the potential for unauthorized use of digital information,particularly software programs, digital content and other computerinformation, by verifying user access rights to electronicallytransmitted digital information. A second computer system transmitsrequested digital information to a requesting first computing system inwrapped form, which includes digital instructions that must besuccessfully executed, or unwrapped, before access to the digitalinformation is allowed. Successful unwrapping requires that certainconditions must be verified in accordance with the digital instructions,thereby allowing access to the digital information. In one embodiment,verification includes locking the digital information to the requestingcomputer system by comparing a generated digital fingerprint associatedwith the digital information to a digital fingerprint previouslygenerated which is unique to the requesting computer system.

U.S. Pat. No. 6,044,401 (Harvey, Mar. 28, 2000), expressly incorporatedherein by reference, relates to a network sniffer for monitoring andreporting network information that is not privileged beyond a user'sprivilege level. Nodes in the network include a network sniffer and anaccess sniffer. The access sniffer includes an access element and anaccess interface. The access element preferably includes a memory and adatabase. The access element accesses the network sniffer and filtersout unavailable information by using information such as address andport numbers gathered by the network sniffer. Unavailable informationincludes information which is non-public or beyond the privilege levelof the particular user. The access element evaluates data streams thatare public information to determine if the data streams meet apredetermined criterion. If the data streams meet the predeterminedcriteria, then the data is saved in the database. The access elementtransfers only the information available to the particular user to theaccess interface. The access element can time itself for a limitedamount of time for execution. Once the predetermined time period hasexpired, the access element is complete and it can save and transfer theappropriate information to the access interface.

U.S. Pat. No. 6,052,688 (Thorsen, Apr. 18, 2000), expressly incorporatedherein by reference, relates to a computer-implemented control of accessto atomic data items. The method comprises the steps of initiating andmaintaining data access nodes in a variable access structure. Eachaccess node is provided with references to other access nodes and/or todata items representing an object, each data item carrying only theamount of information that is relevant for its purpose. The data itemsor the references are provided with a time parameter thus enablingversion control and the possibility to handle static or slowly changingdata and frequently changed and updated data in a corresponding manner.The access nodes comprise access control parameters for access controlfrom a safety point of view as well as for enabling different views ofthe access structure and underlying data and objects.

U.S. Pat. No. 6,073,106 (Rozen, et al., Jun. 6, 2000), expresslyincorporated herein by reference, relates to a method of managing andcontrolling access to personal information. A participant is prompted toprovide a constant identifier and a selected password via Internetcommunications or via phone/fax/mail. Emergency and confidentialcategories of medical information are identified, and the participant isprompted to provide personal information in each of the categories and adifferent personal identification number (E-PIN, C-PIN) for eachcategory. The participant is also prompted to provide an instruction todisclose or to not disclose the personal information in the emergencycategory in the event a requester of the information is an emergencymedical facility and is unable to provide the participant's E-PIN.Alteration of any of the participant's medical information is enabledupon presentation of the participant's identifier and password by therequester. The emergency information or the confidential information isdisclosed upon presentation of the participant's identifier and E-PIN orC-PIN. In addition, the emergency information is disclosed to anemergency medical facility verified as such by a service provider in theevent the participant has provided an instruction to disclose theemergency information. Storage and access to health related documentssuch as healthcare power of attorney, consent for treatment, andeyeglass prescription is also provided.

U.S. Pat. No. 6,073,234 (Kigo, et al., Jun. 6, 2000), expresslyincorporated herein by reference, relates to a device and method forauthenticating user's access rights to resources. Both of a user sideand a protect side such as a programmer of an application programmerneed not handle a large number of inherent information such asauthentication keys. An access ticket generation device generates anaccess ticket from user unique identifying information and access rightsauthentication feature information. As unique security characteristicinformation, there is used a secret key of an elliptic curve encryptionor an ElGamal encryption. A proof data generation device receives theaccess ticket, converts authentication data received from a proof dataverification device into proof data by use of the access ticket and theuser unique identifying information, and returns the resultant proofdata to the proof data verification device. The proof data generationdevice or the proof data verification device decrypts theabove-mentioned encryption. The proof data verification device verifiesthe access rights as correct only when a combination of an access ticketand user unique identifying information used in the proof datageneration device is correct.

6,138,119 (Hall, Techniques for defining, using and manipulating rightsmanagement data structures), expressly incorporated herein by reference.

Role-Based Access

U.S. Pat. No. 6,023,765 (Kuhn, Feb. 8, 2000; Implementation ofrole-based access control in multi-level secure systems), expresslyincorporated herein by reference, relates to a system and method forimplementation of role-based access control in multi-level securesystems. Role-based access control (RBAC) is implemented on amulti-level secure (MLS) system by establishing a relationship betweenprivileges within the RBAC system and pairs of levels and compartmentswithin the MLS system. The advantages provided by RBAC, that is,reducing the overall number of connections that must be maintained, and,for example, greatly simplifying the process required in response to achange of job status of individuals within an organization, are thenrealized without loss of the security provided by MLS. A trustedinterface function is developed to ensure that the RBAC rules permittingindividual's access to objects are followed rigorously, and provides aproper mapping of the roles to corresponding pairs of levels andcompartments. No other modifications are necessary. Access requests fromsubjects are mapped by the interface function to pairs of levels andcompartments, after which access is controlled entirely by the rules ofthe MLS system.

See also, U.S. Pat. Nos. 6,073,242 (Electronic authority server);6,073,240 (Method and apparatus for realizing computer security);6,064,977 (Web server with integrated scheduling and calendaring);6,055,637 (System and method for accessing enterprise-wide resources bypresenting to the resource a temporary credential); 6,044,466 (Flexibleand dynamic derivation of permissions); 6,041,349 (Systemmanagement/network correspondence display method and system therefore);6,014,666

(Declarative and programmatic access control of component-based serverapplications using roles); 5,991,877 (Object-oriented trustedapplication framework); 5,978,475 (Event auditing system); 5,949,866(Communications system for establishing a communication channel on thebasis of a functional role or task); 5,925,126 (Method for securityshield implementation in computer system's software); 5,911,143 (Methodand system for advanced role-based access control in distributed andcentralized computer systems); 5,797,128 (System and method forimplementing a hierarchical policy for computer system administration);5,761,288 (Service context sensitive features and applications);5,751,909 (Database system with methods for controlling objectinteraction by establishing database contracts between objects);5,748,890 (Method and system for authenticating and auditing access by auser to non-natively secured applications); 5,621,889 (Facility fordetecting intruders and suspect callers in a computer installation and asecurity system including such a facility); 5,535,383 (Database systemwith methods for controlling object interaction by establishing databasecontracts between objects); 5,528,516 (Apparatus and method for eventcorrelation and problem reporting); 5,481,613 (Computer networkcryptographic key distribution system); 5,347,578 (Computer systemsecurity); 5,265,221 (Access restriction facility method and apparatus);6,161,139 (Win, Administrative Roles that Govern Access toAdministrative Functions), each of which is expressly incorporatedherein by reference.

John Barkley, Role-Based Access Control for the World Wide Web, athttp://hissu.ncsl.nist.gov/rbac

Secure Networks

U.S. Pat. Nos. 5,579,393 (Conner, et al., Nov. 26, 1996), expresslyincorporated herein by reference, relates to a system and method forsecure medical and dental record interchange, comprising a providersystem and a payer system. The provider system includes a digitalimager, a processing unit, a data transmission/reception device, and amemory having a provider management unit and a security unit. For eachimage acquired from the digital imager, the provider management unitgenerates a unique image ID, and creates an image relation structurehaving a source indicator, a status indicator, and a copy-fromindicator. The provider management unit organizes images into a messagefor transmission to a payer system. The security unit performs messageencryption, image signature generation, and message signaturegeneration. The payer system includes a processing unit, a datatransmission/reception device, and a memory having a payer managementunit and a security unit. The payer system's security unit validatesmessage signatures and image signatures received. The payer managementunit generates a message rejection notification or a message acceptancenotification. A method for provider-side secure medical and dentalrecord interchange comprises the steps ofi acquiring an image;generating a unique image ID and an image relation structure;maintaining a status indicator, a source indicator, and a copy-fromindicator; generating an image signature; creating a message thatincludes the image; and generating a message signature. A method forpayer-side secure medical and dental record interchange comprises thesteps ofi validating a message signature; validating an image signature;and selectively generating a message acceptance notification or amessage rejection notification.

U.S. Pat. No. 5,890,129 (Spurgeon, Mar. 30, 1999), expresslyincorporated herein by reference, relates to a system for exchanginghealth care insurance information. An information-exchange system isprovided for controlling the exchange of business and clinicalinformation between an insurer and multiple health care providers. Thesystem includes an information-exchange computer that is connected overa local area network to an insurer computer using a proprietary databaseand over the Internet to health-care provider computers using opendatabase-compliant databases. The information-exchange computer receivessubscriber insurance data from the insurance computer database,translates the insurance data into an exchange database, and pushes thesubscriber insurance data out over the Internet to the computer operatedby the health-care provider assigned to each subscriber. Theinformation-exchange system stores the data in the provider database.The information-exchange systems also provide for the preparation,submission, processing, and payment of claims over the local areanetwork and with push technology over the Internet. In addition, priorauthorization requests may be initiated in the provider computers andexchanged over the information-exchange system for review by the insurercomputer. Processed reviews are transmitted back to the providercomputer and to a specialist computer, if required, using pushtechnology over the Internet.

U.S. Pat. No. 5,930,759 (Moore, et al., Jul. 27, 1999), expresslyincorporated herein by reference, relates to a method and system forprocessing health care electronic data transactions. A system or networkfor assembling, filing and processing health care data transactions andinsurance claims made by patients pursuant to health care policiesissued to the patients by insurance companies or other carriers forservice provided to the patients at health care facilities is provided.The network comprises a multitude of participating patients, a multitudeof health care facilities, and a plurality of insurance companies orother carriers. Each of the patients has a personal data file includinga set of patient related data encoded in a machine readable format, andeach of the health care facilities has a telecommunications unit and afile reader to read the data on the personal data files and to transmitthe patient related data to the telecommunications unit at the facility.The network further includes a central claims processing unit connectedto the telecommunications units of the health care facilities to receivethe electronic claim forms from those facilities and to adjudicate thoseclaims.

U.S. Pat. No. 5,933,498 (Schneck, et al., Aug. 3, 1999), expresslyincorporated herein by reference, relates to a system for controllingaccess and distribution of digital property represented as data.Portions of the data are protected and rules concerning access rights tothe data are determined. Access to the protected portions of the data isprevented, other than in a non-useable form; and users are providedaccess to the data only in accordance with the rules as enforced by amechanism protected by tamper detection. A method is also provided fordistributing data for subsequent controlled use of those data. Themethod includes protecting portions of the data; preventing access tothe protected portions of the data other than in a non-useable form;determining rules concerning access rights to the data; protecting therules; and providing a package including: the protected portions of thedata and the protected rules. A user is provided controlled access tothe distributed data only in accordance with the rules as enforced by amechanism protected by tamper protection. A device is provided forcontrolling access to data having protected data portions and rulesconcerning access rights to the data. The device includes means forstoring the rules; and means for accessing the protected data portionsonly in accordance with the rules, whereby user access to the protecteddata portions is permitted only if the rules indicate that the user isallowed to access the portions of the data.

U.S. Pat. No. 5,978,918 (Scholnick, et al., Nov. 2, 1999), expresslyincorporated herein by reference, relates to a practical method andsystem for supplementing or replacing current security protocols used onpublic networks involving the distribution of a proprietary system foruse on a public network access provider's network. The proprietarysystem includes processing hardware and proprietary software. Theproprietary system transmits private data, outside the Internet, overproprietary lines to a back-end process. When a “sender” sends privatedata it is sent over the proprietary system to a back-end process. Theback-end process returns a time sensitive token that the “sender” sendsto the “receiver”. The “receiver” takes the time sensitive token anduses it to either retrieve the private data, over a proprietary system,or initiate a transaction with a financial institution. Encryption isused to allow authentication of the participants. This method can beused in conjunction with Secure Socket Layer (SSL) encryption and/or theSecure Electronic Transaction (SET) protocol.

U.S. Pat. No. 6,005,943 (Cohen, et al., Dec. 21, 1999), expresslyincorporated herein by reference, relates to electronic identifiers fornetwork terminal devices. The generation of electronic identifiers fornetwork interface units connected to a data network for use in detectingunauthorized decryption of encrypted data transmitted over the datanetwork. A random number is generated for use as a private keydecryption code and is stored in memory in each network interface unit.A public key is calculated from the stored private key using anon-invertible mathematical formula. If the calculated public key isunique, then a portion of the public key (e.g. a subset of its bits) isstored in a data provider database as an electronic identifier for usein detecting unauthorized decryption of data by the interface unit.

U.S. Pat. No. 6,009,526 (Choi, Dec. 28, 1999), expressly incorporatedherein by reference, relates to an information security system fortracing information outflow from a remotely accessible computer orcomputer network. The system includes an internal communication systemthat has at least one internal computer for transmitting securityinformation by tracing data through communication equipment, outputtingthe data to an external output means, and connecting the internalcomputer to an external network. A communication monitoring devicestores information regarding the data that is to be transmitted byapplying a security policy according to a security grade assigned to thedestination to which the data is to be transmitted. Thecommunication-monitoring device is configured for extracting theidentification of the destination from the transmitted data. It alsoincludes a communication-monitoring server for storing and displayingpredetermined information about the data to be transmitted and fordetermining whether the tracing information is stored according to thesecurity grade for the identified destination. A method of operating thedisclosed system is also described.

U.S. Pat. No. 6,021,202 (Anderson, et al., Feb. 1, 2000), expresslyincorporated herein by reference, relates to a method and system forprocessing electronic documents, which includes a markup languageaccording to the SGML standard in which document type definitions arecreated under which electronic documents are divided into blocks thatare associated with logical fields that are specific to the type ofblock. Each of many different types of electronic documents can have arecord mapping to a particular environment, such as a legacy environmentof a banking network, a hospital's computer environment for electronicrecord keeping, a lending institution's computer environment forprocessing loan applications, or a court or arbitrator's computersystem. Semantic document type definitions for various electronicdocument types (including, for example, electronic checks, mortgageapplications, medical records, prescriptions, contracts, and the like)can be formed using mapping techniques between the logical content ofthe document and the block that is defined to include such content.Also, the various document types are preferably defined to satisfyexisting customs, protocols and legal rules.

U.S. Pat. No. 6,021,491 (Renaud, Feb. 1, 2000), expressly incorporatedherein by reference, relates to digital signatures for data streams anddata archives. Methods, apparatuses and products are provided forverifying the authenticity of data within one or more data files. Eachdata file is provided with an identifier, such as a one-way hashfunction or cyclic redundancy checksum. A signature file, that includesthe identifiers for one or more data files, is provided with a digitalsignature created with a signature algorithm. The data file(s) andsignature file are then transferred, or otherwise provided to a user.The user verifies the digital signature in the signature file using asignature-verifying algorithm. Once verified as being authentic, thesignature file can be used to verify each of the data files.Verification of the data files can be accomplished by comparing theidentifier for each data file with the corresponding identifier in thesignature file. If the identifiers in the data and signature filesmatch, then the data file can be marked as authentic. If the identifiersdo not match then the data file can be rejected or otherwise dealt withaccordingly.

U.S. Pat. No. 6,021,497 (Bouthillier, et al., Feb. 1, 2000), expresslyincorporated herein by reference, relates to a secured network systemwhich will allow only authorized users of the seed network system toaccess classified data provided by a secured network server. The securednetwork system includes a readykey controller, which has connectedthereto a plurality of card readers. A user of the secured networksystem inserts a microchip embedded card into one of the card readerswhich then provides an authorization signal to the readykey controllerindicating that the user is authorized to use one of a plurality ofcomputers within the secured network system to receive and processclassified data. The readykey controller sends an enable signal to adata relay switch enabling a data line associated with the card readerand the computer selected by the user allowing classified data to betransmitted from the secured network server through the data relayswitch to the selected computer. Each of the three computers also has apower relay switch connected thereto which is activated by the readykeycontroller whenever authorization to activate the computer is providedto the readykey controller from another of the plurality of cardreaders.

U.S. Pat. No. 6,023,762 (Dean, et al., Feb. 8, 2000), expresslyincorporated herein by reference, relates to a data access and retrievalsystem which comprises a plurality of user data sources each storingelectronic data signals describing data specific to a user, or enablingservices selected by a user; an agent device which is configurable toselect individual ones of the user data sources and present selectionsof user data and service data to a set of callers who may interrogatethe agent device remotely over a communications network; a plurality ofservice terminals capable of communicating with the agent device over acommunications network the service terminals operable by callers; and aplurality of key devices, storing caller information and security codeinformation for enabling remote access of selections of user data and/orservices to be transmitted over a communications network to a callerlocated at a service terminal.

U.S. Pat. No. 6,029,245 (Scanlan, Feb. 22, 2000), expressly incorporatedherein by reference, relates to a method and system for dynamicallyassigning security parameters to hypertext markup language (HTML) pagesof an information provider on the worldwide web, whereby only one set ofHTML pages need be stored and maintained for retrieval by clientcomputers using differing security protocols. A security injectionprofile is provided for storing security parameters for each respectivesecurity protocol. When a browser enabled with a particular securityprotocol requests one of the HTML pages in the secure set, the page isaccessed from web server storage, security parameters of the particularprotocol are accessed and injected into the accessed page, and the pageis sent to the requesting browser.

U.S. Pat. No. 6,049,875 (Suzuki, et al., Apr. 11, 2000), expresslyincorporated herein by reference, relates to a security apparatus andmethod. A service is supplied to a user while maintaining the securityof the service. A person discrimination section discriminates the userto be supplied the service. A user situation decision section decideswhether the user is authorized to use the service. An infringementsituation decision section detects whether a non-user intrudes into ause area of the service in order to decide whether the security of theservice is infringed. A service control section supplies the service tothe user in case the person discrimination section discriminates theuser, and controls a supply of the service if the use situation decisionsection decides the user is not under the situation to use the serviceor the infringement situation decision section decides that the securityof the service is infringed.

U.S. Pat. No. 6,055,508 (Naor, et al., Apr. 25, 2000), expresslyincorporated herein by reference, relates to a method for secureaccounting and auditing on a communications network. A method for secureaccounting and auditing of a communications network operates in anenvironment in which many servers serve an even larger number of clients(e.g. the web), and are required to meter the interaction betweenservers and clients (e.g. counting the number of clients that wereserved by a server). The method (metering process) is very efficient anddoes not require extensive usage of any new communication channels. Themetering is secure against fraud attempts by servers that inflate thenumber of their clients and against clients that attempt to disrupt themetering process. Several secure and efficient constructions of thismethod are based on efficient cryptographic techniques, are also veryaccurate, and preserve the privacy of the clients.

U.S. Pat. No. 6,065,119 (Sandford, II, et al., May 16, 2000), expresslyincorporated herein by reference, relates to a method of authenticatingdigital data such as measurements made for medical, environmentalpurposes, or forensic purpose, and destined for archival storage ortransmission through communications channels in which corruption ormodification in part is possible. Authenticated digital data containdata-metric quantities that can be constructed from the digital data byauthorized persons having a digital key. To verify retrieved or receiveddigital data, the data-metrics constructed from the retrieved orreceived data are compared with similar data-metrics calculated for theretrieved or received digital data. The comparison determines thelocation and measures the amount of modification or corruption in theretrieved or received digital data.

U.S. Pat. No. 6,073,240 (Kurtzberg, et al., Jun. 6, 2000), expresslyincorporated herein by reference, relates to a method and apparatus forrealizing computer security. The method includes the steps ofestablishing an authorization window for enabling computer systemactions consistent with an authorization rule; and, monitoring theactions as an indicia of conformance to the authorization rule. Themethod preferably provides a pattern of system actions as an indicia ofcompliance with an authorization rule, and provides notification ofpredetermined patterns.

U.S. Pat. No. 6,075,860 (Ketcham, Jun. 13, 2000), expressly incorporatedherein by reference, relates to an apparatus and method forauthentication and encryption of a remote terminal over a wireless link.A method and system is provided for authenticating an authorized user ofa remote terminal attempting to interconnect with a computer networkover a wireless modem is provided. An encrypted wireless communicationchannel is established between a remote terminal and a network serverfor facilitating the authentication process. An authorized user presentsan authentication card containing credentials including a useridentifier and an authentication encryption key to a remote terminal.The remote terminal establishes a wireless communication channel with anetwork server that provides a firewall between unauthenticated usersand a computer network. The network server and the remote terminal thenexchange encrypted information thus verifying the authenticity of eachparty. The remote terminal and the network server each independentlygenerate a data encryption key for use in establishing a secureencrypted wireless communication channel therebetween.

U.S. Pat. No. 6,075,861 (Miller, II, Jun. 13, 2000), expresslyincorporated herein by reference, relates to a security access system,having an entry access system that includes a locking mechanism enablingauthorized entry at a secured entry point to a closed access area orcomputing device. Entry is approved in response to an interactionbetween an intended entrant and the entry access system that involves aninterchange of multidigit numbers and use of ID and PINs for generationof a multidigit check number to establish authenticity of a request forentry.

U.S. Pat. No. 6,092,724 (Bouthillier, Secured network system), expresslyincorporated herein by reference

Content-Based Query Servers

U.S. Pat. No. 5,987,459 (Swanson, et al. Nov. 16, 1999), expresslyincorporated herein by reference, relates to an image and documentmanagement system for content-based retrieval support directly into thecompressed files. The system minimizes a weighted sum of the expectedsize of the compressed files and the expected query response time.Object searching of documents stored by the system is possible on ascalable resolution basis. The system includes a novel objectrepresentation based on embedded prototypes that provides forhigh-quality browsing of retrieval images at low bit rates.

U.S. Pat. No. 6,038,560 (Wical, Mar. 14, 2000), expressly incorporatedherein by reference, relates to a concept knowledge base search andretrieval system, which includes factual knowledge base queries andconcept knowledge base queries, is disclosed. A knowledge base storesassociations among terminology/categories that have a lexical, semanticor usage association. Document theme vectors identify the content ofdocuments through themes as well as through classification of thedocuments in categories that reflects what the documents are primarilyabout. The factual knowledge base queries identify, in response to aninput query, documents relevant to the input query through expansion ofthe query terms as well as through expansion of themes. The conceptknowledge base query does not identify specific documents in response toa query, but specifies terminology that identifies the potentialexistence of documents in a particular area.

U.S. Pat. No. 6,067,466 (Selker, et al., May 23, 2000), expresslyincorporated herein by reference, relates to a diagnostic tool using apredictive instrument. A method is provided for evaluating a medicalcondition of a patient including the steps of monitoring one or moreclinical features of a patient; based on the monitored features,computing a primary probability of a medical outcome or diagnosis;computing a plurality of conditional probabilities for a selecteddiagnostic test, the computed conditional probabilities including afirst probability of the medical outcome or diagnosis assuming theselected diagnostic test produces a first outcome and a secondprobability of the medical outcome or diagnosis assuming the selecteddiagnostic test produces a second outcome; and displaying the computedprimary probability as well as the plurality of computed conditionalprobabilities to a user as an aid to determining whether to administerthe selected diagnostic test to the patient.

E-Commerce Systems

U.S. Pat. No. 5,946,669 (Polk, Aug. 31, 1999), expressly incorporatedherein by reference, relates to a method and apparatus for paymentprocessing using debit-based electronic funds transfer and disbursementprocessing using addendum-based electronic data interchange. Thisdisclosure describes a payment and disbursement system, wherein aninitiator authorizes a payment and disbursement to a collector and thecollector processes the payment and disbursement through an accumulatoragency. The accumulator agency processes the payment as a debit-basedtransaction and processes the disbursement as an addendum-basedtransaction. The processing of a debit-based transaction generallyoccurs by electronic funds transfer (EFT) or by financial electronicdata interchange (FEDI). The processing of an addendum-based transactiongenerally occurs by electronic data interchange (EDI).

U.S. Pat. No. 6,005,939 (Fortenberry, et al., Dec. 21, 1999), expresslyincorporated herein by reference, relates to a method and apparatus forstoring an Internet user's identity and access rights to World Wide Webresources. A method and apparatus for obtaining user information toconduct secure transactions on the Internet without having to re-enterthe information multiple times is described. The method and apparatuscan also provide a technique by which secured access to the data can beachieved over the Internet. A passport containing user-definedinformation at various security levels is stored in a secure serverapparatus, or passport agent, connected to computer network. A userprocess instructs the passport agent to release all or portions of thepassport to a recipient node and forwards a key to the recipient node tounlock the passport information.

U.S. Pat. No. 6,016,484 (Williams, et al., Jan. 18, 2000), expresslyincorporated herein by reference, relates to a system, method andapparatus for network electronic payment instrument and certification ofpayment and credit collection utilizing a payment. An electronicmonetary system provides for transactions utilizing anelectronic-monetary system that emulates a wallet or a purse that iscustomarily used for keeping money, credit cards and other forms ofpayment organized. Access to the instruments in the wallet or purse isrestricted by a password to avoid unauthorized payments. A certificateform must be completed in order to obtain an instrument. The certificateform obtains the information necessary for creating a certificategranting authority to utilize an instrument, a payment holder and acomplete electronic wallet. Electronic approval results in thegeneration of an electronic transaction to complete the order. If a userselects a particular certificate, a particular payment instrument holderwill be generated based on the selected certificate. In addition, theissuing agent for the certificate defines a default bitmap for theinstrument associated with a particular certificate, and the defaultbitmap will be displayed when the certificate definition is completed.Finally, the number associated with a particular certificate will beutilized to determine if a particular party can issue a certificate.

U.S. Pat. No. 6,029,150 (Kravitz, Feb. 22, 2000), expressly incorporatedherein by reference, relates to a system and method of payment in anelectronic payment system wherein a plurality of customers have accountswith an agent. A customer obtains an authenticated quote from a specificmerchant, the quote including a specification of goods and a paymentamount for those goods. The customer sends to the agent a singlecommunication including a request for payment of the payment amount tothe specific merchant and a unique identification of the customer. Theagent issues to the customer an authenticated payment advice based onlyon the single communication and secret shared between the customer andthe agent and status information, which the agent knows about themerchant, and/or the customer. The customer forwards a portion of thepayment advice to the specific merchant. The specific merchant providesthe goods to the customer in response to receiving the portion of thepayment advice.

U.S. Pat. No. 6,047,269 (Biffar, Apr. 4, 2000), expressly incorporatedherein by reference, relates to a self-contained payment system withcreating and facilitating transfer of circulating digital vouchersrepresenting value. A digital voucher has an identifying element and adynamic log. The identifying element includes information such as thetransferable value, a serial number and a digital signature. The dynamiclog records the movement of the voucher through the system andaccordingly grows over time. This allows the system operator to not onlyreconcile the vouchers before redeeming them, but also to recreate thehistory of movement of a voucher should an irregularity like a duplicatevoucher be detected. These vouchers are used within a self-containedsystem including a large number of remote devices that are linked to acentral system. The central system can e linked to an external system.The external system, as well as the remote devices, is connected to thecentral system by any one or a combination of networks. The networksmust be able to transport digital information, for example the Internet,cellular networks, telecommunication networks, cable networks orproprietary networks. Vouchers can also be transferred from one remotedevice to another remote device. These remote devices can communicatethrough a number of methods with each other. For example, for anon-face-to-face transaction the Internet is a choice, for aface-to-face or close proximity transactions tone signals or lightsignals are likely methods. In addition, at the time of a transaction adigital receipt can be created which will facilitate a fast replacementof vouchers stored in a lost remote device.

See, U.S. Pat. Nos. 6,134,328 (Cordery, Secure User Certification forElectronic Commerce Employing Value Metering System), and 5,796,841(Cordery, Secure User Certification for Electronic Commerce EmployingValue Metering System); 6,148,338 (Lachelt, System for Logging andEnabling Ordered Retrieval of Management), expressly incorporated hereinby reference.

-   A. Michael Froomkin, The Essential Role of Trusted Third Parties in    Electronic Commerce, 75 Oregoon Law Review 49-115 (1996).-   Oscar H. Gandy, Jr., Legitimate Business Interest: No End in Sight?    An Inquirey into the Status of Privacy in Cyberspace, 1996    University of Chicago Law Forum 77-91 (1996).-   Trotter Hardy, Property and (Copyright) in Cyberspace 1996    University of Chicago Law Forum 217-260 (1996).-   Vicky E. Jones, N. Ching, & M. Winslett, Credentials for Privacy and    Interoperation: . . . New Security Paradigms, '95 Workshop, LaJolla,    Cal. Aug. 22-25, 1995.-   Peter Keen, Craigg Ballance, Sally Chan, and Steve Schrump,    Electronic Relationships: Trust by Design (2000).-   George Lawton, The Internets Challenge to Privacy, IEEE Computer,    Vol. 31, No. 6, June 1998, pp. 16-18.-   Joshua Lederberg, Letter to Victor Sidel, Aug. 4, 1969.-   Joshua Lederberg, Testimony, Hearings of United States Senate    Committee .-   Lawrence Lessig, The Path of Cyberlaw, 104 Yale Law Journal    1743-1755 (1995).-   Stuart Madnick, Information Superhighway or Tower of Babel . . . .-   Hiroshi Maruyama and Takeshi Imamura, Element-Wise XML Encryption.-   Shamkant B. Navathe and Michael J. Donahoo, Towards Intelligent    Integration of Heterogenous Information Sources, Proceedings of the    6th International Workshop on Database Reengineering and    Interoperability, March 1995.-   Leon Pintsov and Scott Vanstone, Postal Revneue Collection in the    Digital Age.-   Pamela Samuelson, Liability for Defective Information,    Communications of the ACM, Vol. 36, No. 5, May 1993, pp. 21-26.-   United States Senate Judiciary Committee, Know the Rules; Use the    Tools; Privacy in the Digital Age at    http://judiciary.senate.gov/privacy.htm.-   Gio Wiederhold, Trends for the Information Technology Industry.-   Gio Wiederhold, Value Added Middleware: Mediators at    http://www-db.stanford.edu/pub/gio/1998/dbpd.html.

Micropayments

U.S. Pat. No. 5,999,919 (Jarecki, et al., Dec. 7, 1999), expresslyincorporated herein by reference, relates to an efficient micropaymentsystem. Existing software proposals for electronic payments can bedivided into “on-line” schemes which require participation of a trustedparty the bank) in every transaction and are secure againstoverspending, and “off-line” schemes which do not require a third partyand guarantee only that overspending is detected when vendors submittheir transaction records to the bank (usually at the end of the day). Anew “hybrid” scheme is proposed which combines the advantages of both“on-line” and “off-line” electronic payment schemes. It allows forcontrol of overspending at a cost of only a modest increase incommunication compared to the off-line schemes. The protocol is based onprobabilistic polling. During each transaction, with some smallprobability, the vendor forwards information about this transaction tothe bank. This enables the bank to maintain an accurate approximation ofa customer's spending. The frequency of polling messages is related tothe monetary value of transactions and the amount of overspending thebank is willing to risk. For transactions of high monetary value, thecost of polling approaches that of the on-line schemes, but formicropayments, the cost of polling is a small increase over the trafficincurred by the off-line schemes.

Micropayments are often preferred where the amount of the transactiondoes not justify the costs of complete financial security. In themicropayment scheme, typically a direct communication between creditorand debtor is not required; rather, the transaction produces a resultwhich eventually results in an economic transfer, but which may remainoutstanding subsequent to transfer of the underlying goods or services.The theory underlying this micropayment scheme is that the monetaryunits are small enough such that risks of failure in transaction closureis relatively insignificant for both parties, but that a user gets fewchances to default before credit is withdrawn. On the other hand, thetransaction costs of a non-real time transactions of small monetaryunits are substantially less than those of secure, unlimited orpotentially high value, real time verified transactions, allowing andfacilitating such types of commerce. Thus, the rights management systemmay employ applets local to the client system, which communicate withother applets and/or the server and/or a vendor/rights-holder tovalidate a transaction, at low transactional costs.

The following U.S. Patents, expressly incorporated herein by reference,define aspects of micropayment, digital certificate, and on-line paymentsystems: 5,930,777 (Barber, Jul. 27, 1999, Method of charging forpay-per-access information over a network); 5,857,023 (Jan. 5, 1999,Demers et al., Space efficient method of redeeming electronic payments);5,815,657 (Sep. 29, 1998, Williams, System, method and article ofmanufacture for network electronic authorization utilizing anauthorization instrument); 5,793,868 (Aug. 11, 1998, Micali, Certificaterevocation system), 5,717,757 (Feb. 10, 1998, Micali, Certificate issuelists); 5,666,416 (Sep. 9, 1997, Micali, Certificate revocation system);5,677,955 (Doggett et al., Electronic funds transfer instruments);5,839,119 (Nov. 17 1998, Krsul; et al., Method of electronic paymentsthat prevents double-spending); 5,915,093 (Berlin et al.); 5,937,394(Wong, et al.); 5,933,498 (Schneck et al.); 5,903,880 (Biffar);5,903,651 (Kocher); 5,884,277 (Khosla); 5,960,083 (Sep. 28, 1999,Micali, Certificate revocation system); 5,963,924 (Oct. 5 1999, Williamset al., System, method and article of manufacture for the use of paymentinstrument holders and payment instruments in network electroniccommerce); 5,996,076 (Rowney et al., System, method and article ofmanufacture for secure digital certification of electronic commerce);6,016,484 (Jan. 18, 2000, Williams et al., System, method and article ofmanufacture for network electronic payment instrument and certificationof payment and credit collection utilizing a payment); 6,018,724(Arent); 6,021,202 (Anderson et al., Method and system for processingelectronic documents); 6,035,402 (Vaeth et al.); 6,049,786(Smorodinsky); 6,049,787 (Takahashi, et al.); 6,058,381 (Nelson,Many-to-many payments system for network content materials); 6,061,448(Smith, et al.); 5,987,132 (Nov. 16 1999, Rowney, System, method andarticle of manufacture for conditionally accepting a payment methodutilizing an extensible, flexible architecture); 6,057,872 (Candelore);and 6,061,665 (May 9, 2000, Bahreman, System, method and article ofmanufacture for dynamic negotiation of a network payment framework). Seealso, Rivest and Shamir, “PayWord and MicroMint: Two Simple MicropaymentSchemes” May 7, 1996); Micro PAYMENT transfer Protocol (MPTP) Version0.1 (22 Nov. 95) et seq., http://www.w3.org/pub/WWW/TR/WD-mptp; CommonMarkup for web Micropayment Systems,http://www.w3.org/TR/WD-Micropayment-Markup (9 Jun. 99); “DistributingIntellectual Property: a Model of Microtransaction Based Upon Metadataand Digital Signatures”, Olivia, Maurizio,http://olivia.modlang.denison.edu/˜olivia/RFC/09/, all of which areexpressly incorporated herein by reference.

See, also: 4,977,595 (Dec. 11, 1990, Method and apparatus forimplementing electronic cash); 5,224,162 (Jun. 29, 1993, Electronic cashsystem); 5,237,159 (Aug. 17, 1993, Electronic check presentment system);5,392,353 (2 /1995, Morales, TV Answer, Inc. Interactive satellitebroadcast network); 5,511,121 (Apr. 23, 1996, Efficient electronicmoney); 5,621,201 (April 1997, Langhans et al., Visa InternationalAutomated purchasing control system); 5,623,547 (Apr. 22 1997, Valuetransfer system); 5,679,940 (10 /1997, Templeton et al., TeleCheckInternational, Inc. Transaction system with on/off line riskassessment); 5,696,908 (December 1997, Muehlberger et al., SoutheastPhonecard, Inc. Telephone debit card dispenser and method); 5,754,939(May 1998, Herz et al., System for generation of user profiles for asystem for customized electronic identification of desirable objects);5,768,385 (Jun. 16, 1998, Untraceable electronic cash); 5,799,087 (Aug.25, 1998, Electronic-monetary system); 5,812,668 (Sep. 22, 1998, System,method and article of manufacture for verifying the operation of aremote transaction clearance system utilizing a multichannel,extensible, flexible architecture); 5,828,840 (Oct. 27, 1998, Server forstarting client application on client if client is network terminal andinitiating client application on server if client is non networkterminal); 5,832,089 (Nov. 3, 1998, Off-line compatible electronic cashmethod and system); 5,850,446 (Dec. 15 1998, System, method and articleof manufacture for virtual point of sale processing utilizing anextensible, flexible architecture); 5,889,862 (Mar. 30, 1999, Method andapparatus for implementing traceable electronic cash); 5,889,863 (Mar.30, 1999, System, method and article of manufacture for remote virtualpoint of sale processing utilizing a multichannel, extensible, flexiblearchitecture); 5,898,154 (Apr. 27 1999, System and method for updatingsecurity information in a time-based electronic monetary system);5,901,229 (May 4, 1999, Electronic cash implementing method using atrustee); 5,920,629 (Jul. 6, 1999, Electronic-monetary system);5,926,548 (Jul. 20, 1999, Method and apparatus for implementinghierarchical electronic cash); 5,943,424 (Aug. 24, 1999, System, methodand article of manufacture for processing a plurality of transactionsfrom a single initiation point on a multichannel, extensible, flexiblearchitecture); 5,949,045 (Sep. 7, 1999, Micro-dynamic simulation ofelectronic cash transactions); 5,952,638 (Sep. 14, 1999, Space efficientmethod of electronic payments); 5,963,648 (Oct. 5 1999,Electronic-monetary system); 5,978,840 (System, method and article ofmanufacture for a payment gateway system architecture for processingencrypted payment transactions utilizing a multichannel, extensible,flexible architecture); 5,983,208 (Nov. 9, 1999, System, method andarticle of manufacture for handling transaction results in a gatewaypayment architecture utilizing a multichannel, extensible, flexiblearchitecture); 5,987,140 (Nov. 16, 1999, System, method and article ofmanufacture for secure network electronic payment and creditcollection); 6,002,767 (Dec. 14 1999, System, method and article ofmanufacture for a modular gateway server architecture); 6,003,765 (Dec.21 1999, Electronic cash implementing method with a surveillanceinstitution, and user apparatus and surveillance institution apparatusfor implementing the same); 6,021,399 (Feb. 1 2000, Space efficientmethod of verifying electronic payments); 6,026,379 (Feb. 15, 2000,System, method and article of manufacture for managing transactions in ahigh availability system); 6,029,150 (Feb. 22, 2000, Payment andtransactions in electronic commerce system); 6,029,151 (Feb. 22, 2000,Method and system for performing electronic money transactions);6,047,067 (Apr. 4, 2000, Electronic-monetary system); 6,047,887 (Apr. 112000, System and method for connecting money modules); 6,055,508 (Apr.25, 2000, Method for secure accounting and auditing on a communicationsnetwork); 6,065,675 (May 23, 2000, Processing system and method for aheterogeneous electronic cash environment); 6,072,870 (Jun. 6, 2000,System, method and article of manufacture for a gateway paymentarchitecture utilizing a multichannel, extensible, flexiblearchitecture), each of which is expressly incorporated herein byreference.

Memory Cards

U.S. Pat. No. 6,021,393 (Honda, et al., Feb. 1, 2000), expresslyincorporated herein by reference, relates to a medical informationmanagement system. As a portable memory card carried by a patient tostore the patient's personal medical information, a hybrid-type memorycard is used which includes an optical information recording area, anintegrated circuit memory area and a magnetic information recordingarea. A read/write drive for the memory card includes an optical head, acarrier mechanism for loading the memory card on a carrier table andmoving the loaded memory card relative to the optical head, and acoupler section for coupling electronic information to be read andwritten from and to the integrated circuit memory area of the memorycard, so that reading and writing of optical information from and to theoptical information recording area can be conducted simultaneously withreading and writing of the electronic information from and to theintegrated circuit memory area.

U.S. Pat. No. 6,031,910 (Deindl, et al., Feb. 29, 2000), expresslyincorporated herein by reference, relates to a method and system for thesecure transmission and storage of protectable information, such aspatient information, by means of a patient card. The data stored on thepatient card are protected by cryptographic methods. The data isdecrypted only with the same patient card if a doctor is authorized andthe patient has given his agreement. All information that the patientcard needs in order to decide whether the doctor is authorized, and thekey for protecting the control data and the random key are held on thechip. The patient data can be freely transmitted to any storage medium.The chip controls both the access to the data and the encryption anddecryption functions. Random keys, which are themselves stored encryptedtogether with the data, ensure that every data record remains separatefrom every other data record, and that only authorized persons canaccess it. Every patient card has its own record key. The system andmethod are not directed exclusively to patient data but can be appliedto any protectable data to which right of access is to be restricted.

U.S. Pat. No. 6,034,605 (March, Mar. 7, 2000), expressly incorporatedherein by reference, relates to a system and method for secure storageof personal information and for broadcast of the personal information ata time of emergency. A sealed package contains a medium storing personalinformation associated with an individual. The sealed package is storedat a facility until an emergency occurs. At a time of emergency, amissing person report concerning the individual generated by a lawenforcement agency is processed. The personal information in theindividual's sealed package is accessed in response to the missingperson report and then broadcast on an electronic bulletin boardaccessible via the Internet.

U.S. Pat. No. 6,042,005 (Basile, et al., Mar. 28, 2000), expresslyincorporated herein by reference, relates to a personal identificationsystem for children, that includes two forms of identification. Anidentification card carried by the user contains the user's personal andmedical information in an electronic medium. The identification cardincludes photographs of the user and their parent or legal guardian, aunique identification number for the user, and a list of corporatesponsors. The second identification device is to be worn by the user andincludes the user's unique identification number and an access telephonenumber. A user interface enables the users to update their storedpersonal and medical information.

Jurisdictional Processing Dependence

U.S. Pat. No. 6,064,968 (Schanz, May 16, 2000), expressly incorporatedherein by reference, relates to systems, methods and computer programproducts for identifying unique and common legal requirements for aregulated activity among multiple legal jurisdictions. Systems, methodsand computer program products facilitate user compliance with laws thatpertain to a regulated activity in each of a plurality of legaljurisdictions. A user selects, via a user interface in communicationwith a data processing system, a component that relates to an aspect ofthe regulated activity. A user also selects, via a user interface incommunication with the data processing system, first and second legaljurisdictions from the plurality of legal jurisdictions. In response tothe user selections, elements of the selected component that are uniqueand common to the first and second legal jurisdictions are displayed.Each displayed element is a legal requirement associated with theregulated activity as defined by laws of a respective legaljurisdiction.

1. A transcription device, comprising: an automated communication portconfigured to receive a first message representing an encryptedcommunication associated with a first set of asymmetric keys, to receivea transcription key, and to transmit a second message representing theencrypted communication associated with a second set of asymmetric keys,the first and second sets of encryption keys being distinct; a memory;and an automated processor, configured to communicate through theautomated communication port and with the memory, to receive the firstmessage, receive the transcription key, automatically transcript thefirst message into the second message, and to transmit the secondmessage, wherein the automated processor does not store as a part of thetranscription any decrypted representation of the encryptedcommunication, and the transcription key is employed without revealingany secret cryptographic information usable for decrypting the firstmessage or the second message.
 2. The transcription device according toclaim 1, wherein the transcription key is communicated through theautomated communication port, encrypted with a session key, the sessionkey being interactively negotiated for a communication session with acommunication counterpart.
 3. The transcription device according toclaim 1, wherein the transcription key is communicated through theautomated communication port, encrypted with a first session key and asecond session key, the first session key being negotiated for acommunication session with a communication counterpart for the firstmessage, the second session key being negotiated for a communicationsession with a communication counterpart for the second message.
 4. Thetranscription device according to claim 1, wherein the automatedcommunication port interfaces with a public access network.
 5. Thetranscription device according to claim 1, wherein the automatedcommunication port interfaces with a private network.
 6. Thetranscription device according to claim 1, wherein the automatedcommunication port interfaces with a virtual private network.
 7. Thetranscription device according to claim 1, wherein the automatedcommunication port is configured to communicate with an automatedcommunication port of another transcription device.
 8. The transcriptiondevice according to claim 1, wherein the first message is receivedthrough the automated communication port from a distributed informationhosting system.
 9. The transcription device according to claim 1,wherein the automated processor issues a request for information throughthe automated communication port, and receives a response to the requestfor information comprising at least one of the first message and thetranscription key.
 10. The transcription device according to claim 1,wherein the first message comprises an electronic medical record. 11.The transcription device according to claim 1, further comprising adigital rights management system, wherein the first message comprises awork subject to Copyright.
 12. The transcription device according toclaim 1, wherein the automated communication port is configured tocommunicate with a plurality of file servers, together hosting the firstmessage, wherein each storage device is configured to communicate withthe automated processor through the automated communication port usingfirst messages associated with different first sets of cryptographickeys, and the automated processor is configured to generatecorresponding second messages associated with a common secondcryptographic key.
 13. The transcription device according to claim 1,wherein the automated processor is configured to query an externalserver to find information on a network, and to receive a transfer ofthe responsive information from a selected storage device selected froma plurality of storage devices linked to the network.
 14. Thetranscription device according to claim 1, further comprising anexternal database configured to account for at least one of thetranscription and the transmission of the second message through theautomated communication port.
 15. The transcription device according toclaim 1, wherein the transcription key comprises a first portiondependent on an identity of an intended recipient, and a second portionprovided by or on behalf of a rights holder of information representedin the first message.
 16. The transcription device according to claim 1,wherein the transcription key comprises a function of a decryption keyfor decrypting the first message, and a complement of a decryption keyfor decrypting the second message.
 17. The transcription deviceaccording to claim 1, wherein the transcription device comprises aremote key handler.
 18. A secure distributed information access controlsystem, comprising: a communication interface device configured tocommunicate with a plurality of independently operating servers, eachcommunicating server encrypted information, wherein the server encryptedinformation is in an encrypted form negotiated between a respectiveserver and an intermediary; the intermediary having an automatedprocessor configured to communicate with a network using networkencrypted information, wherein the network encrypted information is in aform negotiated between a network endpoint and the intermediary, whereinfor respective information, the automated processor transcripts betweenthe server encrypted information and the network encrypted information,substantially without an intermediate representation of the informationin a decrypted form; and an audit database configured to log usage of atleast one of the plurality of independently operating servers and theactivity of the intermediary.
 19. A method of secure distributedinformation access control, comprising: communicating with a pluralityof independently operating servers using server encrypted information,wherein the server encrypted information is in an encrypted formnegotiated between a respective server and an intermediary;communicating with a network using network encrypted information,wherein the network encrypted information is in a form negotiatedbetween a network endpoint and the intermediary; transcripting betweenthe server encrypted information and the network encrypted informationwith an automated processor, substantially without an intermediaterepresentation of the information in a decrypted form; and logging usageof at least one of the plurality of independently operating servers andthe activity of the intermediary in a database.
 20. The method accordingto claim 19, wherein the server encrypted information is associated witha first asymmetric key, the network encrypted information is associatedwith a second asymmetric key, and the transcription key comprises atleast a portion of each of the first and second asymmetric keys.